-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bj10Q/Wuuya8E6MgimhzRGEpFQulC4EubF+/2ittiugbcEXXM3XuMr1WnD9jbl+6 NLpZ+KV4BjASbQtt5IfUzA== 0001127602-11-007878.txt : 20110228 0001127602-11-007878.hdr.sgml : 20110228 20110228162351 ACCESSION NUMBER: 0001127602-11-007878 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110225 FILED AS OF DATE: 20110228 DATE AS OF CHANGE: 20110228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTLER GREGORY B CENTRAL INDEX KEY: 0001192333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 11646424 MAIL ADDRESS: STREET 1: NORTHEAST UTILITIES STREET 2: 56 PROSPECT STREET CITY: HARTFORD STATE: CT ZIP: 06103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-02-25 0000072741 NORTHEAST UTILITIES NU 0001192333 BUTLER GREGORY B C/O NORTHEAST UTILITIES 56 PROSPECT STREET HARTFORD CT 06103 1 Sr VP and General Counsel Common Shares, $5.00 par value 2011-02-25 4 F 0 4933 33.17 D 123345 D Common Shares, $5.00 par value 3712 I By 401(k) Plan Trustee Phantom Shares Common Shares, $5.00 par value 372 372 D Disposition of restricted shares upon vesting to satisfy tax withholding obligations. Includes restricted share units and dividend equivalents thereon, including 54,571 shares that Mr. Butler holds jointly with his spouse. Shares held in trust under the Northeast Utilities Service Company 401K Plan, a qualified plan, as of February 25, 2011, according to information supplied by the plan's record keeper. The reporting person holds phantom shares of NU Common under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified plan, deferred compensation plan (the DCP), made as matching contributions under the DCP. Each phantom share represents the right to receive the cash value of one share of NU Common upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. /s/ Gregory B. Butler 2011-02-28 -----END PRIVACY-ENHANCED MESSAGE-----