-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IYWrmsFyk7Z81KYQ55vWamQHrhoq9yk8jVVotz5/rQ10lVXOeUV2+1oTvfCENigc HgaeClROPI35YpH5thAuKQ== 0001127602-11-004794.txt : 20110210 0001127602-11-004794.hdr.sgml : 20110210 20110210150700 ACCESSION NUMBER: 0001127602-11-004794 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110208 FILED AS OF DATE: 20110210 DATE AS OF CHANGE: 20110210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McHale David R CENTRAL INDEX KEY: 0001313990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 11591944 MAIL ADDRESS: STREET 1: NORTHEAST UTILITIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-02-08 0000072741 NORTHEAST UTILITIES NU 0001313990 McHale David R C/O NORTHEAST UTILITIES 56 PROSPECT STREET HARTFORD CT 06103 1 Exec VP and CFO Common Shares, $5.00 par value 2011-02-08 4 A 0 6197 0 A 131286 D Common Shares, $5.00 par value 5879 I By 401(k) Plan Trustee Phantom Shares Common Shares, $5.00 par value 282 282 D Grant of restricted share units which vest in equal portions on February 25, 2012, 2013, 2014. Restricted share units are distributable in Northeast Utilities Common Shares on a one-for-one basis. Includes restricted share units and reinvested dividend equivalents thereon. Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, as of February 8, 2011, according to information supplied by the plan's record keeper. The reporting person holds phantom shares of NU Common under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified plan (the DCP), made as matching contributions under the DCP. Each phantom share represents the right to receive cash value of one share of NU Common upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. /s/David R. McHale 2011-02-09 -----END PRIVACY-ENHANCED MESSAGE-----