-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wh3MiPbcVSLWgMCLTbPI7q+l5Jw7UxmZ8/nzud6icMshMlUUci65pluEEB7uPq5e rlt7CBnQ1T74HE1vtPcCbg== 0001127602-11-000489.txt : 20110104 0001127602-11-000489.hdr.sgml : 20110104 20110104134654 ACCESSION NUMBER: 0001127602-11-000489 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110103 FILED AS OF DATE: 20110104 DATE AS OF CHANGE: 20110104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLARKESON JOHN S CENTRAL INDEX KEY: 0001201086 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 11504670 MAIL ADDRESS: STREET 1: C/O BOSTON CONSULTING GROUP INC STREET 2: EXCHANGE PL. 37TH FL CITY: BOSTON STATE: MA ZIP: 02109 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-01-03 0000072741 NORTHEAST UTILITIES NU 0001201086 CLARKESON JOHN S C/O NORTHEAST UTILITIES ONE FEDERAL STREET, BUILDING 111-4 SPRINGFIELD MA 01105 1 Trustee Common Shares, $5.00 par value 2011-01-03 4 A 0 3000 0 A 13467 D Common Shares, $5.00 par value 2011-01-03 4 A 0 58 31.97 A 13525 D Restricted share units, subject to full vesting on January 10, 2012, or pursuant to 2007 standing resolution, earlier vesting on termination not for cause providing for (i) full vesting on separation from the Board of Trustees at or after age 65, and (ii) for Trustees separating before age 65, prorated vesting for time worked in each month prior to January 10, 2012. Includes restricted share units and dividend equivalents thereon. John S. Clarkeson, By: O. Kay Comendul/POA 2011-01-04 -----END PRIVACY-ENHANCED MESSAGE-----