-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R19JtGQx6A86Z1xp6l+B1ML7f7oA+Sqm5ezZcMEiOsmKLlXRm9t2YRwFmzmBZlhs aZyYmJL65Gy1hGZnqeV7Qg== 0001127602-10-029749.txt : 20101206 0001127602-10-029749.hdr.sgml : 20101206 20101206131649 ACCESSION NUMBER: 0001127602-10-029749 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101202 FILED AS OF DATE: 20101206 DATE AS OF CHANGE: 20101206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PATRICELLI ROBERT E CENTRAL INDEX KEY: 0000901455 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 101233734 MAIL ADDRESS: STREET 1: NORTHEAST UTILITIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-12-02 0000072741 NORTHEAST UTILITIES NU 0000901455 PATRICELLI ROBERT E C/O NORTHEAST UTILITIES ONE FEDERAL STREET, BUILDING 111-4 SPRINGFIELD MA 01105 1 Trustee Common Shares, $5.00 par value 2010-12-02 4 M 0 2500 18.45 A 49297 D Common Shares, $5.00 par value 2010-12-02 4 S 0 100 31.75 D 49197 D Common Shares, $5.00 par value 2010-12-02 4 S 0 2400 31.7535 D 46797 D Common Shares, $5.00 par value 2010-12-02 4 M 0 2500 21.03 A 49297 D Common Shares, $5.00 par value 2010-12-02 4 S 0 2500 31.7535 D 46797 D Employee Stock Option (Right to Buy) 18.45 2010-12-02 4 M 0 2500 0 D 2003-02-26 2012-02-26 Common Shares, $5.00 par value 2500 0 D Employee Stock Option (Right to Buy) 21.03 2010-12-02 4 M 0 2500 0 D 2002-02-27 2011-02-27 Common Shares, $5.00 par value 2500 0 D The options exercised to purchase 2,500 Common Shares were granted on February 26, 2002 and vested 50% on that date and 50% on February 26, 2003. The options exercised to purchase 2,500 Common Shares were granted on February 27, 2001 and vested 50% on that date and 50% on February 27, 2002. Mr. Patricelli's total includes unvested restricted share units and dividend equivalents thereon. Robert E. Patricelli, By: O. Kay Comendul/POA 2010-12-06 -----END PRIVACY-ENHANCED MESSAGE-----