-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AfDN2yUELTD/EMWI05x6m4Q8XCWY3nxq2LmQ/FP1NSGwLgFqPSU4NtScjBk3ge49 4h8uKZvNlbQZ/StDk/M81w== 0000906602-97-000154.txt : 19970930 0000906602-97-000154.hdr.sgml : 19970930 ACCESSION NUMBER: 0000906602-97-000154 CONFORMED SUBMISSION TYPE: U-1/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 19970929 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-1/A SEC ACT: SEC FILE NUMBER: 070-09045 FILM NUMBER: 97687330 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 U-1/A 1 U-1 AMENDMENT FILING File No. 70-9045 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 to FORM U-1 APPLICATION/DECLARATION WITH RESPECT TO THE ORGANIZATION OF A WHOLLY OWNED SUBSIDIARY RELATED TO AN ACCOUNTS RECEIVABLE PURCHASE AND SALE PROGRAM AND RELATED TRANSACTIONS under THE PUBLIC HOLDING COMPANY ACT OF 1935 THE CONNECTICUT LIGHT AND POWER COMPANY 107 Selden Street Berlin, CT 06037-5457 (Name of companies filing this statement and address of principal executive office) NORTHEAST UTILITIES (Name of top registered holding company parent of declarant) Robert P. Wax, Esq. Vice President, Secretary and General Counsel Northeast Utilities Service Company P.O. Box 270 Hartford, CT 06141-0270 (Name and address of agent for service) The Commission is requested to mail signed copies of all orders, notices, and communications to: David R. McHale Jeffrey C. Miller, Esq. Assistant Treasurer - The Connecticut Light and Power Finance Company Assistant General Counsel Northeast Utilities Service Northeast Utilities Service Company Company P.O. Box 270 P.O. Box 270 Hartford, CT 06141-0270 Hartford, CT 06141-0270 Thomas R. Wildman, Esq. Day, Berry & Howard - CityPlace I Hartford, CT 06103-3499 The Application/Declaration in this proceeding is hereby amended by the filing of the amended and restated exhibits listed in the "Index to Exhibits Filed with Amendment No. 3 to Form U-1 of The Connecticut Light and Power Company" attached to this Amendment. SIGNATURES Pursuant to the requirements of the Public Utility Holding Company Act of 1935, as amended, the undersigned has duly caused this statement to be signed on its behalf by the undersigned thereunto duly authorized. Dated: September 29, 1997 THE CONNECTICUT LIGHT AND POWER COMPANY By /s/Robert C. Aronson Robert C. Aronson Assistant Treasurer File No. 70-9045 INDEX TO EXHIBITS FILED WITH AMENDMENT NO. 3 to FORM U-1 of THE CONNECTICUT LIGHT AND POWER COMPANY (a) Exhibits H.1 Estimated Expenses - CL&P H.2 Estimated Expenses - Annual CRC EX-99 2 EXHIBIT H.1
SCHEDULE OF ESTIMATED FEES, COMMISSIONS AND EXPENSES CL&P Legal Fees Counsel to the Purchaser and Agent 65,000 Counsel to the Applicants 50,000 Northeast Utilities Service Company 53,000 (Financial, Accounting, Legal and Other Fees and Services) Total Estimate of Fees, Commissions and Expenses $168,000*
* It is estimated that approximately $60,000 will be related to the set up of CRC. EX-99 3 EXHIBIT H.2 SCHEDULE OF ESTIMATED ANNUAL FEES, COMMISSIONS AND EXPENSES CRC Independent Director Fees $10,000 Audit Fees 15,000 Total Estimate of Annual Fees, Commissions and Expenses $25,000 -----END PRIVACY-ENHANCED MESSAGE-----