-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EeenGxm2XdYmsnUeo5/xidNxeRBs57NdUSnvVyORdV96UpDs5M4FzAtjB/t2fnZ5 WGjehvLuVqsbX518jPpuGg== 0000898080-97-000229.txt : 19971114 0000898080-97-000229.hdr.sgml : 19971114 ACCESSION NUMBER: 0000898080-97-000229 CONFORMED SUBMISSION TYPE: POS AMC PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971112 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AMC SEC ACT: SEC FILE NUMBER: 070-08507 FILM NUMBER: 97713493 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 POS AMC 1 POST EFFECTIVE AMENDMENT NO. 9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------------------------------------------- POST-EFFECTIVE AMENDMENT NO. 9 TO FORM U-1 APPLICATION AND DECLARATION UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 ---------------------------------------------------- NORTHEAST UTILITIES 174 Brush Hill Avenue West Springfield, Massachusetts 01089 NORTHEAST UTILITIES SERVICE COMPANY P.O. Box 270 Hartford, CT 06141-0270 CHARTER OAK ENERGY, INC. COE DEVELOPMENT CORPORATION 107 Selden Street Berlin, CT 06037-1616 ---------------------------------------------------- (Name of company filing this statement and address of principal executive offices) NORTHEAST UTILITIES ------------------------------- (Name of top registered holding company parent of each applicant or declarant) Jeffrey C. Miller, Esq. Assistant General Counsel NORTHEAST UTILITIES SERVICE COMPANY P.O. Box 270 Hartford, Connecticut 06141-0270 -------------------------------- (Name and address of agent for service) The Commission is requested to mail copies of all orders, notices and communications to: Mark Malaspina, Esq. William S. Lamb, Esq. Charter Oak Energy, Inc. LeBoeuf, Lamb, Greene & MacRae, P.O. Box 270 L.L.P. Berlin, CT 06141-0270 125 W. 55th Street New York, New York 10019-4513 This Post-Effective Amendment Number Nine to the Application and Declaration on Form U-1 (File No. 70-8507) (the "Application") is being filed by Northeast Utilities, Northeast Utilities Service Company ("NUSCO"), Charter Oak Energy, Inc. and COE Development Company in order to add NUSCO as an Applicant (as defined in the Application) and clarify that the request for authorization to provide services to unaffiliated parties set forth in Section I.B.4. of the Application involves both personnel from Charter Oak (who are NUSCO employees) and other NUSCO employees, subject to the terms and limitations set forth in Section I.B.4. of the Application. SIGNATURE Pursuant to the requirements of the Public Utility Holding Company Act of 1935, the undersigned companies have duly caused this Amendment to be signed on their behalf by the undersigned thereunto duly authorized. NORTHEAST UTILITIES NORTHEAST UTILITIES SERVICE COMPANY CHARTER OAK ENERGY, INC. COE DEVELOPMENT CORPORATION By: /s/ William S. Lamb ------------------------------- William S. Lamb LeBoeuf, Lamb, Greene & MacRae L.L.P. A Limited Liability Partnership Including Professional Corporations 125 W. 55th Street New York, NY 10019-4513 Attorney for Northeast Utilities, Northeast Utilities Service Company, Charter Oak Energy, Inc. and COE Development Corporation Date: November 12, 1997 -----END PRIVACY-ENHANCED MESSAGE-----