-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VFlLxsy6Klb0VBjrHV6JlEBDWmQIJzh3aRFNl/WXBx98fehGBVPgqVdsXSVuyYtB lCH9lCXZIyVg5ki9wjWhmg== 0000205716-07-000012.txt : 20070515 0000205716-07-000012.hdr.sgml : 20070515 20070515120951 ACCESSION NUMBER: 0000205716-07-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070511 FILED AS OF DATE: 20070515 DATE AS OF CHANGE: 20070515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRISE CHERYL W CENTRAL INDEX KEY: 0001192342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 07850737 BUSINESS ADDRESS: BUSINESS PHONE: 860-665-3639 MAIL ADDRESS: STREET 1: NORTHEAST UTILITIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-05-11 0 0000072741 NORTHEAST UTILITIES NU 0001192342 GRISE CHERYL W C/O NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 0 1 0 0 Executive Vice President Common Shares, $5 par value 4639 I 401(k) Plan Common Shares, $5 par value 3108 I Deferred Comp. Plan Common Shares, $5 par value 2007-05-11 4 M 0 19712 14.9375 A 115599 D Common Shares, $5 par value 2007-05-11 4 M 0 39600 18.58 A 155199 D Common Shares, $5 par value 2007-05-14 4 M 0 50000 20.06 A 205199 D Common Shares, $5 par value 2007-05-11 4 S 0 19712 32.3438 D 185487 D Common Shares, $5 par value 2007-05-11 4 S 0 39600 32.3448 D 145887 D Common Shares, $5 par value 2007-05-14 4 S 0 50000 32.3554 D 95887 D Common Shares, $5 par value 265 I By spouse Employee Stock Option (right to buy) 14.9375 2007-05-11 4 M 0 19712 0 D 2009-02-23 Common Shares 19712 89600 D Employee Stock Option (right to buy) 18.58 2007-05-11 4 M 0 39600 0 D 2012-02-25 Common Shares 39600 50000 D Employee Stock Option (right to buy) 20.06 2007-05-14 4 M 0 50000 0 D 2011-06-28 Common Shares 50000 0 D Shares held in trust under the Northeast Utilities Service Company 401k Plan, as of May 11, 2007, according to information supplied by the plan's recordkeeper. Shares (including reinvested dividends) receipt of which has been deferred pursuant to the Northeast Utilities Deferred Compensation Plan for Executives, as of May 11, 2007, according to information supplied by the plan's recordkeeper. The options exercised to purchase 19,712 Common Shares were granted on February 23, 1999 and vested in one-third increments on February 23, 2000, 2001 and 2002. The options exercised to purchase 39,600 Common Shares were granted on February 25, 2002 and vested in one-third increments on February 25, 2003, 2004 and 2005. The options exercised to purchase 50,000 Common Shares were granted on June 28, 2001 and vested in one-third increments on June 28, 2002, 2003 and 2004. Sale in connection with cashless exercise of employee stock options. Includes restricted share units and deferred units representing reinvested dividends. Cheryl W. Grise 2007-05-15 -----END PRIVACY-ENHANCED MESSAGE-----