-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CJElT79eaPKrde3XuSIP+cbmB1rzd9bKIDftBzlqKt6glpGdTyR0sP8b2Wml+4Ms TS1qxqJYoekLYd4db9wHGA== 0000205716-07-000006.txt : 20070213 0000205716-07-000006.hdr.sgml : 20070213 20070213172702 ACCESSION NUMBER: 0000205716-07-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070213 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTLER GREGORY B CENTRAL INDEX KEY: 0001192333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 07611781 BUSINESS ADDRESS: BUSINESS PHONE: 860-665-5000 MAIL ADDRESS: STREET 1: NORTHEAST UTILITIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-02-13 0 0000072741 NORTHEAST UTILITIES NU 0001192333 BUTLER GREGORY B NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 0 1 0 0 Senior VP & General Counsel Common Shares, $5 par value 2559 I By 401(k) Plan Trustee Common Shares, $5 par value 169 I Deferred Comp. Plan Common Shares, $5 par value 2007-02-13 4 A 0 13723 28.9 A 60777 D Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, as of February 13, 2007, according to information supplied by the plan's recordkeeper. Shares (including reinvested dividends), receipt of which has been deferred pursuant to the Northeast Utilities Deferred Compensation Plan for Executives, as of February 13, 2007, according to information supplied by the plan's recordkeeper. Grant of restricted share units which vest in equal portions on February 25, 2008, 2009 and 2010. Includes restricted shares and restricted share units. /s/ Gregory B. Butler 2007-02-13 -----END PRIVACY-ENHANCED MESSAGE-----