-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HKqzT5Ja59Smd51ivhZomIYWLErbG1pCC5LNvtBmatCzec/BnZISPGaz0BYBu9Vf 4dBsHoE/yeKu3YbkaFi5fg== 0000205716-07-000005.txt : 20070202 0000205716-07-000005.hdr.sgml : 20070202 20070202165513 ACCESSION NUMBER: 0000205716-07-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070131 FILED AS OF DATE: 20070202 DATE AS OF CHANGE: 20070202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHIVERY CHARLES W CENTRAL INDEX KEY: 0001054818 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 07577200 BUSINESS ADDRESS: BUSINESS PHONE: 4102345575 MAIL ADDRESS: STREET 1: BALTIMORE GAS & ELECTRIC CO STREET 2: PO BOX 1475 CITY: BALTIMORE STATE: MD ZIP: 21203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-01-31 0 0000072741 NORTHEAST UTILITIES NU 0001054818 SHIVERY CHARLES W C/O NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 0 1 0 1 Chair. of Bd., Pres. & CEO & Trustee Common Shares, $5 par value 1065 I By 401(k) Plan Trustee Common Shares, $5 par value 2007-01-31 4 A 0 932 A 4177 I Deferred Comp. Plan Common Shares, $5 par value 198440 D Shares held in trust under the Northeast Utilities Service Company 401(k) Plan, a qualified plan, as of January 31, 2007, according to information supplied by the plan's recordkeeper. Employer matching contributions under the Northeast Utilities Service Company Deferred Compensation Plan for Executives, receipt of which has been deferred, as of January 31, 2007. Share price averages $23.32. Actual price is determined on the applicable payroll date. Includes restricted shares and restriced share units; in addition, the reporting person also directly holds 29,024 stock options to purchase common shares, previously reported on Form 4. Included among shares directly held are 536 shares acquired on January 31, 2007, and 447 shares acquired on July 31, 2006, pursuant to the Northeast Utilities Employee Share Purchase Plan II, a Section 423(b) plan under the Internal Revenue Code, which shares are exempt from Form 4 reporting. /s/ Charles W. Shivery 2007-02-02 -----END PRIVACY-ENHANCED MESSAGE-----