-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N7hc4W47lyinBDb0bMW+E7KZD+Pb6pMRUCr1nsqcQq8UUbPLZuB5UuhiyaQd8XKT 9rM0T/4ZrE9g3D0XHo7K+w== 0000205716-07-000002.txt : 20070104 0000205716-07-000002.hdr.sgml : 20070104 20070104152759 ACCESSION NUMBER: 0000205716-07-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070103 FILED AS OF DATE: 20070104 DATE AS OF CHANGE: 20070104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLOUD SANFORD JR CENTRAL INDEX KEY: 0001128800 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 07509017 BUSINESS ADDRESS: BUSINESS PHONE: 8055637000 MAIL ADDRESS: STREET 1: 3820 STATE STREET CITY: SANTA BARBARA STATE: CA ZIP: 93105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-01-03 0 0000072741 NORTHEAST UTILITIES NU 0001128800 CLOUD SANFORD JR C/O NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 0 0 0 1 Trustee Common Shares, $5 par value 2007-01-03 4 A 0 3000 A 27833 D Restricted share units vesting on 1/10/2008. Includes restricted share units, shares receipt of which has been deferred, and reinvested dividend equivalents thereon. Mr. Cloud also beneficially owns 7,500 options to purchase Northeast Utilities Common Shares, the acquisition of which was previously reported on Form 4. /s/ Sanford Cloud, Jr., By: O. Kay Comendul/POA 2007-01-04 -----END PRIVACY-ENHANCED MESSAGE-----