-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qsl7ifx5JaDbXsIupzsnTfFxdrkl6r4rR3FMcQ4Npp33N80yJrdg6TrAoF8fh4ll UFGB2apnc3wIuUY/JXj5cA== 0000205716-06-000038.txt : 20061122 0000205716-06-000038.hdr.sgml : 20061122 20061122105128 ACCESSION NUMBER: 0000205716-06-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061121 FILED AS OF DATE: 20061122 DATE AS OF CHANGE: 20061122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KENNAN ELIZABETH T CENTRAL INDEX KEY: 0001192343 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 061234830 BUSINESS ADDRESS: BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: NORTHEAST UTILTIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-11-21 0 0000072741 NORTHEAST UTILITIES NU 0001192343 KENNAN ELIZABETH T NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 0 0 0 1 Trustee Common Shares, $5 par value 2006-11-21 4 M 0 2500 16.3125 A 22258 D Common Shares, $5 par value 2006-11-21 4 M 0 1000 14.9375 A 23258 D Common Shares, $5 par value 2006-11-21 4 S 0 3500 27.23 D 19758 D Employee Stock Option (right to buy) 16.3125 2006-11-21 4 M 0 2500 0 A 2008-05-12 Common Shares 2500 10000 D Employee Stock Option (right to buy) 14.9375 2006-11-21 4 M 0 1000 0 A 2009-02-23 Common Shares 1000 9000 D Includes restricted share units receipt of which has been deferred, shares receipt of which has been deferred and dividend equivalents thereon. The options exercised to purchase 2,500 shares of NU common vested 50% on May 12, 1998 and 50% on May 12, 1999. The options exercised to purchase 1,000 shares of NU common vested 50% on February 23, 1999 and 50% on February 23, 2000. /s/ Elizabeth T. Kennan, By: O. Kay Comendul/POA 2006-11-22 -----END PRIVACY-ENHANCED MESSAGE-----