-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JvxwYxxPRxefdI/ujf1N5WRp+MgXfYfWyYlU8Yb60IoZFyuOUof3e7WGyU94ojEU MAlvhLs3cw/4oZDEd+i6AA== 0000205716-06-000029.txt : 20060511 0000205716-06-000029.hdr.sgml : 20060511 20060511100630 ACCESSION NUMBER: 0000205716-06-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060509 FILED AS OF DATE: 20060511 DATE AS OF CHANGE: 20060511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McHale David R CENTRAL INDEX KEY: 0001313990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 06828456 BUSINESS ADDRESS: BUSINESS PHONE: 860-665-5601 MAIL ADDRESS: STREET 1: NORTHEAST UTILITIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-05-09 0 0000072741 NORTHEAST UTILITIES NU 0001313990 McHale David R NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 0 1 0 0 Sr. Vice Pres. & CFO Common Shares, $5 par value 3972 I By 401(k) Plan Trustee Common Shares, $5 par value 2006-05-09 4 M 0 3001 18.4375 A 30278 D Common Shares, $5 par value 2006-05-09 4 M 0 8000 18.58 A 38278 D Common Shares, $5 par value 2006-05-09 4 S 0 11001 20.05 D 27277 D Common Shares, $5 par value 2006-05-09 4 S 0 3500 20.05 D 23777 D Employee Stock Option (right to buy) 18.4375 2006-05-09 4 M 0 3001 0 D 2010-02-22 Common Shares 3001 15500 D Employee Stock Option (right to buy) 18.58 2006-05-09 4 M 0 8000 0 D 2012-02-25 Common Shares 8000 7500 D Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, as of May 9, 2006, according to information supplied by the plan's recordkeeper. The options exercised to purchase 3,001 Common Shares vested in one-third increments on February 22, 2001, 2002 and 2003. The options to purchase 8,000 Common Shares vested in one-third increments on February 25, 2003, 2004 and 2005. Sale in connection with cashless exercise of employee stock options. Includes restricted shares and restriced share units (including reinvested dividends); in addition, the reporting person also directly holds 7,500 stock options to purchase common shares previously reported on Form 3. /s/ David R. McHale 2006-05-11 -----END PRIVACY-ENHANCED MESSAGE-----