-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RpjOpCSx9FeWjNElQRzfru07BtoLUBks919iXczg2NjsSBUS/zublHc1LUzPWFX1 dIUMcia+2mI/fqsENb9UDg== 0000205716-04-000021.txt : 20040226 0000205716-04-000021.hdr.sgml : 20040226 20040226175840 ACCESSION NUMBER: 0000205716-04-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040224 FILED AS OF DATE: 20040226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHIVLEY WILLIAM W CENTRAL INDEX KEY: 0001277262 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 04631954 MAIL ADDRESS: STREET 1: 107 SELDEN STREET STREET 2: C/O NORTHEAST UTITIES CITY: BERLIN STATE: CT ZIP: 06037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-02-24 0 0000072741 NORTHEAST UTILITIES SYSTEM NU 0001277262 SCHIVLEY WILLIAM W C/O NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 0 1 0 0 Pres. (Interim) of comp. subs. Common Shares, $5 par value 909 I By 401k Trustee Common Shares, $5 par value 714 I Deferred Comp Plan Common Shares, $5 par value 2004-02-24 4 A 0 8073 A 27586 D Common Shares, $5 par value 2004-02-25 4 D 0 753 D 26833 D Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, as of February 24, 2004, according to information supplied by the plan's recordkeeper. Shares (including reinvested dividends) receipt of which has been deferred pursuant to the Northeast Utilities Deferred Compensation Plan for Executives, as of February 24, 2004, according to information supplied by the plan's recordkeeper. Grant of restricted share units which vest equally on February 25, 2005, 2006, 2007 and 2008 and will be paid half on vesting, and half four years after vesting. This is a running tally as per Q&A 3 of the Division of Corporate Finance's "Section 16 Electronic Reporting Frequently Asked Questions" dated March 13, 2003. Disposition of restricted shares to the issuer upon vesting to satisfy tax withholding obligations. Includes restricted shares and restricted share units; in addition, the reporting person also directly holds 58,250 options to purchase common shares, previously reported on Form 3. /s/ William W. Schivley 2004-02-26 -----END PRIVACY-ENHANCED MESSAGE-----