-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fb9Nn3DJyqnc8v48QVT/p358n+ZVQVasUX20lquJnLgP/95Gd5h0CgA7divMZBjN zHO4Li5cdrwJZWoylLTAHw== 0000205716-04-000014.txt : 20040203 0000205716-04-000014.hdr.sgml : 20040203 20040203110259 ACCESSION NUMBER: 0000205716-04-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040130 FILED AS OF DATE: 20040203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHIVERY CHARLES W CENTRAL INDEX KEY: 0001054818 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 04561372 BUSINESS ADDRESS: STREET 1: BALTIMORE GAS & ELECTRIC CO STREET 2: PO BOX 1475 CITY: BALTIMORE STATE: MD ZIP: 21203 BUSINESS PHONE: 4102345575 MAIL ADDRESS: STREET 1: BALTIMORE GAS & ELECTRIC CO STREET 2: PO BOX 1475 CITY: BALTIMORE STATE: MD ZIP: 21203 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-01-30 0 0000072741 NORTHEAST UTILITIES SYSTEM NU 0001054818 SHIVERY CHARLES W C/O NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 0 1 0 0 President Common Shares, $5 par value 2004-01-30 4 A 0 610 A 1119 I Deferred Comp Plan Employer matching contributions under the Northeast Utilities Deferred Compensation Plan for Executives, receipt of which has been deferred. Shares (including reinvested dividends) receipt of which has been deferred pursuant to the Northeast Utilities Deferred Compensation Plan for Executives, as of January 30, 2004, according to information supplied by the plan's recordkeeper. Mr. Shivery also beneficially owns 324 shares indirectly, which are held by the trustee of the Northeast Utilities Service Company 401k Plan, according to information supplied by the plan's recordkeeper; 29,024 stock options, previously reported on Form 4; and 17,560 shares owned directly, 501 of which were acquired on January 30, 2004 pursuant to the Northeast Utilities Employee Share Purchase Plan II, a Secton 423(b) plan, which are exempt from Form 4 reporting, and the balance of which were previously reported on Form 4. /s/ Charles W. Shivery 2004-02-03 -----END PRIVACY-ENHANCED MESSAGE-----