-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Idu3phH+inn8f6dwrkJ1y4WRe16LRg9+TThg1MotprmV6L2p5IbWUVP77wvqyTct 5QL54VCi3fzRahqkfPtDpw== 0000205716-03-000151.txt : 20030618 0000205716-03-000151.hdr.sgml : 20030618 20030618163933 ACCESSION NUMBER: 0000205716-03-000151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030616 FILED AS OF DATE: 20030618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORRIS MICHAEL G CENTRAL INDEX KEY: 0001192346 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 03749011 MAIL ADDRESS: STREET 1: NORTHEAST UTILTIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 4 1 primary_doc.xml PRIMARY DOCUMENT 4 2003-06-16 0 0000072741 NORTHEAST UTILITIES SYSTEM NU 0001192346 MORRIS MICHAEL G 0 1 0 1 Chair. of Bd., Pres. & CEO Trustee Common Shares, $5 par value 2003-06-16 4 M 0 150000 9.625 A 311039 D Common Shares, $5 par value 2003-06-16 4 S 0 134000 16.25 D 177039 D Common Shares, $5 par value 2003-06-16 4 S 0 10000 16.3 D 167039 D Common Shares, $5 par value 2003-06-16 4 S 0 2000 16.31 D 165039 D Common Shares, $5 par value 2003-06-16 4 S 0 4000 16.32 D 161039 D Options to Purchase 9.625 2003-06-16 4 M 0 134000 16.25 D 1999-08-20 2007-08-20 Common Shares, $5 par value 134000 1539526 D Options to Purchase 9.625 2003-06-16 4 M 0 10000 16.3 D 1999-08-20 2007-08-20 Common Shares, $5 par value 10000 1529526 D Options to Purchase 9.625 2003-06-16 4 M 0 2000 16.31 D 1999-08-20 2007-08-20 Common Shares, $5 par value 2000 1527526 D Options to Purchase 9.625 2003-06-16 4 M 0 4000 16.32 D 1999-08-20 2007-08-20 Common Shares, $5 par value 4000 1523526 D This is a running tally as per Q&A 3 of the Division of Corporate Finance's "Section 16 Electronic Reporting Frequently Asked Questions" dated March 13, 2003. In addition, as of June 17, 2003 Mr. Morris beneficially owns 1,306 shares indirectly, which are held for him in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, and 5,909 shares receipt of which has been deferred pursuant to the Northeast Utilities Deferred Compensation Plan for Executives, according to information supplied by the plans' recordkeeper. 50% of such options vest on August 20, 1999, an additional 25% vest on August 20, 2000, and the final 25% on August 20, 2001. /s/ Michael G. Morris 2003-06-18 -----END PRIVACY-ENHANCED MESSAGE-----