-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OJqPQBZKOzfwH8s7UK7dRTnGg1hvvje/L4692PLOGc+epRzTxCaauIpkigPFnZ/P l1j0mBW4jdT14JGGcNELWA== 0000205716-03-000137.txt : 20030407 0000205716-03-000137.hdr.sgml : 20030407 20030407114537 ACCESSION NUMBER: 0000205716-03-000137 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20030331 FILED AS OF DATE: 20030407 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM JOHN G CENTRAL INDEX KEY: 0001063789 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: VERNON ARCHIBALD C/O KELLEY DRYE & WARRE STREET 2: TWO STAMFORD PLAZA 281 TRESSER BLVD CITY: STAMFORD STATE: CT ZIP: 06901 MAIL ADDRESS: STREET 1: VERNON ARCHIBALD C/O KELLEY DRYE & WARRE STREET 2: TWO STAMFORD PLAZA 281 TRESSER BLVD CITY: STAMFORD STATE: CT ZIP: 06901 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 03640973 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 3 1 graform30303313.htm GRAHAM FORM 3 030331 Form 3

Form 3

 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 OMB APPROVAL
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

 OMB Number: 3235-0104
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(Print or Type Responses)
1. Name and Address of Reporting Person*
Graham        John        G.		 2. Date of Event Requiring
Statement (Month/Day/Year)
March 31, 2003		 4. Issuer Name and Ticker or Trading Symbol

NORTHEAST UTILITIES - NU

(Last)     (First)    (Middle)
c/o Northeast Utilities
107 Selden Street		 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
X  Director*__ 10% Owner
__ Officer (give title below)__ Other (specify below)


     *Trustee
___________________________		 6. If Amendment, Date of
Original (Month/Day/Year)

(Street)

  Berlin   Connecticut   06037		 7. Individual or Joint/Group Filing (Check Applicable Line)

X   Form filed by One Reporting Person
__Form filed by More than One Reporting Person
(City)   (State)    (Zip)

Table I — Non-Derivative Securities Beneficially Owned
1. Title of Security
(Instr. 4)		 2. Amount of Securities Beneficially
Owned (Instr. 4)		 3. Ownership Form: Direct (D)
or Indirect (I) (Instr. 5)		 4. Nature of Indirect Beneficial
Ownership (Instr. 5)
Common Shares, $5 par value None





















Table II — Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)		 2. Date Exercisable and
Expiration Date
(Month/Day/Year)		 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)		 4. Conversion or
Exercise Price of
Derivative
Security		 5. Ownership
Form of
Derivative
Securities:
Direct (D) or
Indirect(I)
(Instr. 5)		 6. Nature of Indirect
Beneficial Ownership
(Instr. 5)
Date
Exercisable		 Expiration
Date		   Title   Amount or
Number of
Shares






























































Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Explanation of Responses:

          /s/ John G. Graham, by O. Kay Comendul / POA
**Signature of Reporting Person		 April 4, 2003
Date
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
See Instruction 6 for procedure.
EX-24 3 grahpoa030401.txt GRAHAM POA 030331 Date: April 1, 2003 Securities and Exchange Commission Attention: Securities Ownership Reports 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Authorization to Sign and File Securities Ownership Reports To whom it may concern: I, John G. Graham, hereby authorize the following officers and agents of Northeast Utilities to sign and file Forms 3, 4 and 5 on my behalf, via the EDGAR system or otherwise, to report changes in my beneficial ownership of securities of Northeast Utilities and its subsidiaries and to obtain required EDGAR access codes to facilitate such filings: Gregory B. Butler (Vice President, Secretary and General Counsel, Northeast Utilities) Jeffrey C. Miller (Assistant General Counsel of Northeast Utilities Service Company) O. Kay Comendul (Assistant Secretary, Northeast Utilities) This authorization shall remain in effect until I notify you otherwise. Very truly yours, /s/ John G. Graham -----END PRIVACY-ENHANCED MESSAGE-----