-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IFgcg38oyfcU0B6/7aT4qv9mGMV6nkZ5JsyEV0FLOtkfHdLu7TZxyPDecyYlN0FO gzuZ0BgoFZSZQXzFFPi5Fw== 0000072741-99-000210.txt : 19991130 0000072741-99-000210.hdr.sgml : 19991130 ACCESSION NUMBER: 0000072741-99-000210 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19991129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: SEC FILE NUMBER: 070-08875 FILM NUMBER: 99765606 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 35-CERT 1 CERTIFICATE PURSUANT TO RULE 24 UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. In the Matter of NORTHEAST UTILITIES ("NU") CERTIFICATE WESTERN MASSACHUSETTS ELECTRIC COMPANY ("WMECO") PURSUANT TO THE CONNECTICUT LIGHT AND POWER COMPANY ("CL&P") RULE 24 File No. 70-08875 (Public Utility Holding Company Act of 1935) Pursuant to the requirements of Rule 24(a) of the Commission's regulations under the Public Utility Holding Company Act of 1935, and with reference to the transaction proposed in Post-Effective Amendment No. 13 (Amendment No. 15) to the Application/Declaration on Form U-1 (the "Amendment") in File No. 70-08875, NU, CL&P and WMECO hereby report and certify as follows: (i) On November 18, 1999, NU entered into a $350 million revolving credit facility pursuant to a Credit Agreement dated as of November 19, 1999 among Northeast Utilities, the Banks Named Therein, Union Bank of California, N.A. as Administrative Agent and Bank One, N.A., as Fronting Bank, a copy of which will be filed by amendment to this Certificate as soon as the EDGAR process can be completed. (ii) On November 18, 1999 WMECO and CL&P entered into a $500 million revolving credit facility pursuant to a Credit Agreement dated as of November 19, 1999 among Northeast Utilities, The Banks Named Therein, Union Bank of California, N.A. as Administrative Agent and Bank One, N.A., as Fronting Bank, a copy of which will be filed by amendment to this Certificate as soon as the EDGAR process can be completed. The transactions referenced above were carried out in accordance with the terms and conditions of and for the purposes represented by the Amendment and the order of the Commission issued on November 18, 1999 in this file. Submitted with this Certificate is the "past tense" opinion of counsel. November 29, 1999 NORTHEAST UTILITIES WESTERN MASSACHUSETTS ELECTRIC COMPANY PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE HOLYOKE WATER POWER COMPANY NORTH ATLANTIC ENERGY CORPORATION NU ENTERPRISES, INC. NORTHEAST GENERATION COMPANY NORTHEAST GENERATION SERVICE COMPANY SELECT ENERGY, INC. MODE 1 COMMUNICATIONS, INC. By: /s/David R. McHale David R. McHale Vice President and Treasurer THE CONNECTICUT LIGHT AND POWER COMPANY By: /s/ Randy A. Shoop Randy A. Shoop Treasurer EX-5 2 EXHIBIT F.5 - OPINION OF COUNSEL November 29, 1999 Securities and Exchange Commission 450 Fifth Street, N.W. Judiciary Plaza Washington, D.C. 20549 Re: Northeast Utilities et al. Post-Effective Amendment No. 13 File No. 70-8875 Ladies and Gentlemen: I am Assistant General Counsel of Northeast Utilities Service Company ("NUSCO"), a service company affiliate of Northeast Utilities ("NU"). In connection with the transactions contemplated by the Application/Declaration, as amended, in the above referenced file (the "Application"), I have acted as counsel to NU, The Connecticut Light and Power Company ("CL&P"), Western Massachusetts Electric Company ("WMECO"), Holyoke Water Power Company ("HWP"), Public Service Company of New Hampshire ("PSNH") and North Atlantic Energy Corporation("NAEC") and the other applicants described therein (collectively, the "Applicants"). This opinion is given to you with respect to the transactions described in Amendment No. 15 (Post-Effective Amendment No. 13) (the "Amendment") pursuant to your Instructions as to Exhibits to applications and declarations filed on Form U-1. Except as otherwise defined herein, terms used herein shall have the meanings given them in the Application. In connection with this opinion, I have examined or caused to be examined by counsel associated with or engaged by me, including counsel who are employed by NUSCO, originals or copies certified to my satisfaction of such corporate records of the Company, certificates of public officials and of officers of the Company, and agreements, instruments and other documents, as I have deemed necessary as a basis for the opinions expressed below. In my examination of such agreements, instruments and documents, I have assumed the genuineness of all signatures, the authenticity of all agreements, instruments and documents submitted to me as originals, and the conformity to original agreements, instruments and documents of all agreements, instruments and documents submitted to me as certified, conformed or photostatic copies and the authenticity of the originals of such copies. The opinions set forth herein are limited to the laws of the Commonwealth of Massachusetts and the federal laws of the United States. I am a member of the bar of the State of New York. I am not a member of the bar of the Commonwealth of Massachusetts, and do not hold myself out as an expert in the laws of such Commonwealth, although I have made a study of relevant laws of such Commonwealth. In expressing opinions about matters governed by the laws of the Commonwealth of Massachusetts, I have consulted with counsel who are employed by NUSCO and are members of the bar of such Commonwealth. I have assumed that the transactions were carried out in conformity with the requisite authorizations, approvals, consents or exemptions under the securities laws of the various States and other jurisdictions of the United States. Based on and subject to the foregoing, I am of the opinion that: 1. All state laws applicable to each of the transactions for which the Commission's approval was sought in the Amendment have been complied with. 2. NU and WMECO are each validly organized and duly existing under the laws of the Commonwealth of Massachusetts; CL&P is validly organized and duly existing under the laws of the State of Connecticut. 3. The notes issued to the banks pursuant to the Credit Agreements by NU and by WMECO and CL&P, were all issued in accordance with the authorization sought in the Amendment, and are the valid and binding obligations of such Applicants in accordance with their respective terms. I hereby consent to the use of this opinion in connection with the filing of the Application. Very truly yours, /s/ Jeffrey C. Miller Jeffrey C. Miller Assistant General Counsel Northeast Utilities Service Company -----END PRIVACY-ENHANCED MESSAGE-----