-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UuOyXY18jD8+JxLJUIsu8r1tNSZCPPbZMHimAXdKzyXQekE37udDQCuE2bh84Duz WOP7tsBtONqHe7hhjvguIQ== 0000072741-99-000063.txt : 19990310 0000072741-99-000063.hdr.sgml : 19990310 ACCESSION NUMBER: 0000072741-99-000063 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990309 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST OPTIC NETWORK INC CENTRAL INDEX KEY: 0001062233 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 043056279 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-55399 FILM NUMBER: 99561156 BUSINESS ADDRESS: STREET 1: 391 TOTTEN POND RPAD CITY: WALTHAM STATE: MA ZIP: 02154 BUSINESS PHONE: 7818906868 MAIL ADDRESS: STREET 1: 391 TOTTEN POND ROAD CITY: WALTHAM STATE: MA ZIP: 02154 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 SC 13G/A 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) NORTHEAST OPTIC NETWORK, INC. (Name of Issuer) Common Stock, $.01 par value per share (Title of Class of Securities) 664 334 109 (CUSIP Number) Date of Event Which Requires Filing of this Statement: December 31, 1998 Check the appropriate box to designate the rule pursuant to which this Schedule is Filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) 1) Names of Reporting Persons Northeast Utilities I.R.S. Identification Nos. of Above Persons (entities only) 04-2147929 2) Check the Appropriate Box if a (a) Member of a Group (See Instructions) (b) 3) SEC Use Only 4)Citizenship or place of organization Massachusetts Number of shares beneficially owned by each reporting person with: (5) Sole voting power: 0 (6) Shared voting power 4,774,038 (7) Sole dispositive power 0 (8) Shared dispositive power 4,774,038 (9) Aggregate amount beneficially owned by each reporting person 4,774,038 10) Check if the aggregate amount in row (9) excludes certain shares 11) Percent of class represented by amount in row (9) 29.7 percent 12) Type of reporting person OO CUSIP Number: 664 334 109 1) Names of Reporting Persons Mode 1 Communications, Inc. I.R.S. Identification Nos. of Above Persons (entities only) 06-1455488 2) Check the Appropriate Box if a (a) Member of a Group (See Instructions) (b) 3) SEC Use Only 4) Citizenship or place of organization Connecticut Number of shares beneficially owned by each reporting person with: (5) Sole voting power: 0 (6) Shared voting power 4,774,038 (7) Sole dispositive power 0 (8) Shared dispositive power 4,774,038 9) Aggregate amount beneficially owned by each reporting person 4,774,038 10) Check if the aggregate amount in row (9) excludes certain shares 11) Percent of class represented by amount in row (9) 29.7 percent 12) Type of reporting person CO CUSIP Number: 664 334 109 1) Names of Reporting Persons NU Enterprises, Inc. I.R.S. Identification Nos. of Above Persons (entities only) 06-1533877 2) Check the Appropriate Box if a (a) Member of a Group (See Instructions) (b) 3) SEC Use Only 4)Citizenship or place of organization Connecticut Number of shares beneficially owned by each reporting person with: (5) Sole voting power: 0 (6) Shared voting power 4,774,038 (7) Sole dispositive power 0 (8) Shared dispositive power 4,774,038 9) Aggregate amount beneficially owned by each reporting person 4,774,038 10) Check if the aggregate amount in row (9) excludes certain shares 11) Percent of class represented by amount in row (9) 29.7 percent 12) Type of reporting person CO SCHEDULE 13G - TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b) or 13d-2(b) Item 1(a). Name of Issuer: NorthEast Optic Network, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 391 Totten Pond Rd., Suite 401 Waltham, MA 02154 Item 2(a). Name of Person Filing: Northeast Utilities (NU), on behalf of itself, its wholly owned subsidiary NU Enterprises, Inc. (NUEI) and Mode 1 Communications, Inc. (Mode 1), a wholly owned subsidiary of NUEI. Item 2(b). Address or Principal Business Office or, if None, Residence: The principal business office address of NU, NUEI and Mode 1 is: 107 Selden Street Berlin, CT 06037 Item 2(c). Citizenship: NU is a Massachusetts Voluntary Trust. NUEI and Mode 1 are both Connecticut Corporations. Item 2(d). Title of Class of Securities: Common Stock $.01 par value per share Item 2(e). CUSIP Number: 664 334 109 Item 3. Not Applicable Item 4. Ownership (a) Amount Beneficially Owned: 4,774,038 (b) Percent of Class: 29.7 percent (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 0 (ii) shared power to vote or to direct the vote: 4,774,038 (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct the disposition of: 4,774,038 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not Applicable Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Schedule 13G is true, complete and correct. March 3, 1999 Northeast Utilities By: /s/John H. Forsgren John H. Forsgren Executive Vice President and Chief Financial Officer The undersigned persons, on March 3, 1999, agree and consent to the joint filing on their behalf of this Schedule 13G in connection with their beneficial ownership of the common stock of NorthEast Optic Network, Inc. at December 31, 1998. Northeast Utilities. By: /s/John H. Forsgren John H. Forsgren Executive Vice President and Chief Financial Officer NU Enterprises, Inc. By: /s/John H. Forsgren John H. Forsgren Executive Vice President and Chief Financial Officer Mode 1 Communications, Inc. By: /s/John H. Forsgren John H. Forsgren Executive Vice President and Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----