-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uz9r1LCUw1My+TR70p4eXyEKz6K47gl633YiwNcY2rTrcMJZxVx2I+3vwm6/9i2c eq9hg+QAeup1KiOc4LfUIA== 0000072741-99-000029.txt : 19990201 0000072741-99-000029.hdr.sgml : 19990201 ACCESSION NUMBER: 0000072741-99-000029 CONFORMED SUBMISSION TYPE: U-12-IA PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990129 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SERVICE CO CENTRAL INDEX KEY: 0000205716 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 060810627 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IA SEC ACT: SEC FILE NUMBER: 012-00024 FILM NUMBER: 99517148 BUSINESS ADDRESS: STREET 1: SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037 BUSINESS PHONE: 0000000000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IA BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 U-12-IA 1 FORM U-12(I)-A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. FORM U-12(I)-A STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON EMPLOYED OR RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY THEROF (To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate) (SEE INSTRUCTIONS ON BACK OF THIS FORM) 1. Name and business address of person filing statement. Margaret L. Morton , Director - Governmental Affairs Northeast Utilities Service Company P.O. Box 270, Hartford, Connecticut 06141-0270 2. Names and addresses of any persons through whom the undersigned has engaged in the activities described in Item 4 below. None. 3. Registered holding company systems involved. Northeast Utilities Service Company, a subsidiary of Northeast Utilities. The Northeast Utilities Service Company provides services for Northeast Utilities and its subsidiaries 4. Concise statement of (a) name of employing companies; (b) persons or bodies before whom matters were presented, advocated, or opposed, and (c) activities of the type described in section 12(i) of the Act, and extent to which other than "routine expenses" are contemplated. As to item 4 on U-12(I)-B Three Year Statement, period ending 2002. 5. (a) Compensation received and to be received by the undersigned, and any other persons, directly or indirectly, for the services described in item 4, above, and the sources of such compensation. Name of Recipient Salary or other Person or company from whom compensation received to be received received to be received (a) (b) Margaret L. Morton $1,177.80 Cannot Determine Northeast Utilities Service Company (b) Names of persons with whom the undersigned has divided or is to divide his compensation (stated in item 5(a) above), and the total amount being paid over by the undersigned to each such person. 6. Expenses incurred by the undersigned or any person named in item 2, above, in connection with the activities described in Item 4, above. (a) Total amount of routine expenses: $ None (b) Itemized list of all other expenses: No other expenses. Date 1/26/99 (Signed) /s/ Margaret L Morton -----END PRIVACY-ENHANCED MESSAGE-----