-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NFJxFF/rDi8lFJcxejZTQ6j0QAP+vB7o5e/30gOjZOOjHjPJ3OpG7n+IMZsyiuBC nKhom0HojUSZwm0DL1/ing== 0000072741-98-000163.txt : 19981202 0000072741-98-000163.hdr.sgml : 19981202 ACCESSION NUMBER: 0000072741-98-000163 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: SEC FILE NUMBER: 070-07111 FILM NUMBER: 98761703 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 35-CERT 1 CERTIFICATES OF PARTIAL CONSUMMATIONS UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly The Connecticut Light and Power Company Certificate as Western Massachusetts Electric Company to Partial Holyoke Water Power Company Consummation Northeast Nuclear Energy Company of Northeast Utilities Service Company Transaction Rocky River Realty Company Berlin, Connecticut File No. 70-7111 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies issued and sold short-term debt, entered into system money pool transactions, and made capital contributions, all in accordance with the terms and conditions of, and for the purposes represented by, the Application/Declaration filed by the Company in this proceeding and the Securities and Exchange Commission Order dated December 27, 1990 with respect thereto. The following attachments contain the required information regarding the issuance and sale of short-term debt, system money pool transactions, and capital contributions for the third quarter of 1998: ATTACHMENT 1 NORTHEAST UTILITIES SUMMARY SHEET NORTHEAST UTILITIES BANK BORROWINGS 2 THE CONNECTICUT LIGHT AND POWER COMPANY SUMMARY SHEET THE CONNECTICUT LIGHT AND POWER COMPANY BANK BORROWINGS 3 WESTERN MASSACHUSETTS ELECTRIC COMPANY SUMMARY SHEET WESTERN MASSACHUSETTS ELECTRIC COMPANY BANK BORROWINGS 4 HOLYOKE WATER POWER COMPANY SUMMARY SHEET 5 NORTHEAST NUCLEAR ENERGY COMPANY SUMMARY SHEET 6 NORTHEAST UTILITIES SERVICE COMPANY SUMMARY SHEET 7 ROCKY RIVER REALTY COMPANY SUMMARY SHEET 8 NORTH ATLANTIC ENERGY COMPANY SUMMARY SHEET 9 PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE 10 NIANTIC BAY FUEL TRUST SUMMARY SHEET NIANTIC BAY FUEL TRUST BANK BORROWINGS 11 NORTHEAST UTILITIES MONEY POOL 12 CAPITAL CONTRIBUTIONS Dated as of September 30, 1998 Northeast Utilities Service Company /s/ Robert C. Aronson Assistant Treasurer ATTACHMENT 1 COMPANY: Northeast Utilities PERIOD: July 1, 1998 through September 30, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1998. MONEY POOL BALANCE ON September 30, 1998: Invested $28,200,000 AMOUNT NAME OF BANK $ DATE SOLD 0 *REPRESENTING REFINANCING OF MATURING LOANS NORTHEAST UTILITIES BY/s/Robert C. Aronson ITS ASSISTANT TREASURER DATED September 30, 1998 ATTACHMENT 2 COMPANY: The Connecticut Light and Power Company PERIOD: July 1, 1998 through September 30, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $ 50,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $10,000,000 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1998. MONEY POOL BALANCE ON September 30, 1998: Invested $41,250,000 AMOUNT NAME OF BANK $ DATE SOLD *CITIBANK 10,000,000 06/18/98 CITIBANK 40,000,000 07/15/98 *CITIBANK 10,000,000 07/20/98 *CITIBANK 40,000,000 08/17/98 *CITIBANK 10,000,000 08/20/98 *CITIBANK 10,000,000 09/21/98 *REPRESENTING REFINANCING OF MATURING LOANS DATED September 30, 1998 THE CONNECTICUT LIGHT AND POWER COMPANY BY/s/Robert C. Aronson ITS ASSISTANT TREASURER ATTACHMENT 3 COMPANY: Western Massachusetts Electric Company PERIOD: July 1, 1998 through September 30, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $20,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $20,000,000 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1998 MONEY POOL BALANCE ON September 30, 1998: Borrowed $27,700,000 AMOUNT NAME OF BANK $ DATE SOLD *CITIBANK 5,000,000 07/06/98 *CITIBANK 15,000,000 07/15/98 *CITIBANK 5,000,000 08/06/98 *CITIBANK 15,000,000 08/17/98 *CITIBANK 5,000,000 09/08/98 *CITIBANK 15,000,000 09/17/98 *REPRESENTS REFINANCING OF MATURITY LOANS DATED September 30, 1998 WESTERN MASSACHUSETTS ELECTRIC COMPANY BY /s/Robert C. Aronson ITS ASSISTANT TREASURER ATTACHMENT 4 COMPANY: Holyoke Water Power Company PERIOD: July 1, 1998 through September 30, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1998. MONEY POOL BALANCE ON September 30, 1998: Invested $11,000,000 ATTACHMENT 5 COMPANY: Northeast Nuclear Energy Company PERIOD: July 1, 1998 through September 30, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1998. MONEY POOL BALANCE ON September 30, 1998: Invested $32,100,000 ATTACHMENT 6 COMPANY: Northeast Utilities Service Company PERIOD: July 1, 1998 through September 30, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1998. MONEY POOL BALANCE ON September 30, 1998: $0 ATTACHMENT 7 COMPANY: Rocky River Realty Company PERIOD: July 1, 1998 through September 30, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1998. MONEY POOL BALANCE ON September 30, 1998: Borrowed $16,000,000 ATTACHMENT 8 COMPANY: North Atlantic Energy Company PERIOD: July 1, 1998 through September 30, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1998. MONEY POOL BALANCE ON September 30, 1998: Invested: $35,100,000 ATTACHMENT 9 COMPANY: Public Service Company of New Hampshire PERIOD: July 1, 1998 through September 30, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 THERE WAS NO COMMERCIAL PAPER AND $ 50,000,000 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1998. MONEY POOL BALANCE ON September 30, 1998: $0 TEMPORARY CASH INVESTMENTS ON September 30, 1998: $41,400,000 NAME OF BANK AMOUNT DATE SOLD $ *CHASE 12,000,000 07/07/98 *CHASE 13,000,000 07/08/98 *CHASE 25,000,000 07/29/98 *CHASE 12,000,000 08/07/98 *CHASE 10,000,000 08/10/98 *CHASE 10,000,000 08/28/98 *CHASE 10,000,000 09/10/98 *representing refinancing of maturing loans dated September 30, 1998 PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE BY /S/ Robert C. Aronson ITS ASSISTANT TREASURER ATTACHMENT 10 COMPANY: NIANTIC BAY FUEL TRUST PERIOD: July 1, 1998 through September 30, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 THERE WAS $0 OF COMMERCIAL PAPER AND NO SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1998. NAME OF BANK AMOUNT DATE SOLD $0 *representing refinancing of maturing loans dated September 30, 1998 NIANTIC BAY FUEL TRUST BY /S/ Robert C. Aronson ITS ASSISTANT TREASURER ATTACHMENT 11 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: July 1998 NUMBER OF DAYS: 31
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> 24950 -33700 9550 37700 -16950 -5600 0 13350 -2100 34200 1 Begin Bal 49250 -24100 9750 57600 -15300 -5600 0 -3050 -1650 32550 -99450 0 Contributed 3000 0 0 0 0 0 0 0 0 0 28600 31600 Borrowed 16000 6000 0 700 200 0 0 5700 0 0 3000 31600 1 End Bal 36250 -30100 9750 56900 -15500 -5600 0 -8750 -1650 32550 -73850 Contributed 0 0 0 0 0 0 0 0 0 1000 25800 26800 Borrowed 11500 3300 0 12000 0 0 0 0 0 0 0 26800 2 End Bal 24750 -33400 9750 44900 -15500 -5600 0 -8750 -1650 33550 -48050 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 3 End Bal 24750 -33400 9750 44900 -15500 -5600 0 -8750 -1650 33550 -48050 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 4 End Bal 24750 -33400 9750 44900 -15500 -5600 0 -8750 -1650 33550 -48050 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 5 End Bal 24750 -33400 9750 44900 -15500 -5600 0 -8750 -1650 33550 -48050 Contributed 17000 2500 0 500 0 0 0 0 0 0 0 20000 Borrowed 0 0 0 0 0 0 0 0 0 0 20000 20000 6 End Bal 41750 -30900 9750 45400 -15500 -5600 0 -8750 -1650 33550 -68050 Contributed 6000 1000 0 0 0 0 0 0 0 0 0 7000 Borrowed 0 0 200 2600 0 0 0 100 0 0 4100 7000 7 End Bal 47750 -29900 9550 42800 -15500 -5600 0 -8850 -1650 33550 -72150 Contributed 6000 3000 0 0 0 0 0 0 0 0 0 9000 Borrowed 0 0 200 1000 500 0 0 0 0 0 7300 9000 8 End Bal 53750 -26900 9350 41800 -16000 -5600 0 -8850 -1650 33550 -79450 Contributed 7500 500 0 0 0 0 0 0 0 0 0 8000 Borrowed 0 1000 0 100 0 0 0 0 0 0 6900 8000 9 End Bal 61250 -27400 9350 41700 -16000 -5600 0 -8850 -1650 33550 -86350 Contributed 9000 2000 0 4000 0 0 0 0 0 0 0 15000 Borrowed 0 0 0 2600 0 0 0 0 0 0 12400 15000 10 End Bal 70250 -25400 9350 43100 -16000 -5600 0 -8850 -1650 33550 -98750 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 11 End Bal 70250 -25400 9350 43100 -16000 -5600 0 -8850 -1650 33550 -98750 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 12 End Bal 70250 -25400 9350 43100 -16000 -5600 0 -8850 -1650 33550 -98750 Contributed 12700 2600 0 0 0 0 0 0 0 0 1100 16400 Borrowed 1600 0 0 2300 300 0 0 0 0 0 12200 16400 13 End Bal 81350 -22800 9350 40800 -16300 -5600 0 -8850 -1650 33550 -109850 Contributed 6000 1000 0 0 0 0 0 0 0 0 0 7000 Borrowed 0 0 0 2000 0 0 0 0 0 500 4500 7000 14 End Bal 87350 -21800 9350 38800 -16300 -5600 0 -8850 -1650 33050 -114350 Contributed 5200 1000 0 0 0 0 0 0 0 0 0 6200 Borrowed 0 0 400 1800 0 0 0 0 0 0 4000 6200 15 End Bal 92550 -20800 8950 37000 -16300 -5600 0 -8850 -1650 33050 -118350 Contributed 2300 200 0 0 0 0 0 0 0 0 20000 22500 Borrowed 7500 1400 100 11000 0 0 0 0 0 0 2500 22500 16 End Bal 87350 -22000 8850 26000 -16300 -5600 0 -8850 -1650 33050 -100850 Contributed 2700 600 0 0 0 0 0 0 0 0 0 3300 Borrowed 0 0 0 2200 0 0 0 0 0 0 1100 3300 17 End Bal 90050 -21400 8850 23800 -16300 -5600 0 -8850 -1650 33050 -101950 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 18 End Bal 90050 -21400 8850 23800 -16300 -5600 0 -8850 -1650 33050 -101950 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 19 End Bal 90050 -21400 8850 23800 -16300 -5600 0 -8850 -1650 33050 -101950 Contributed 0 0 1900 1800 0 0 0 0 0 0 13400 17100 Borrowed 10500 2500 0 2300 0 0 0 0 0 0 1800 17100 20 End Bal 79550 -23900 10750 23300 -16300 -5600 0 -8850 -1650 33050 -90350 Contributed 8200 2200 100 0 0 0 0 0 0 0 0 10500 Borrowed 0 0 0 1500 0 0 0 0 0 0 9000 10500 21 End Bal 87750 -21700 10850 21800 -16300 -5600 0 -8850 -1650 33050 -99350 Contributed 16000 3200 2500 10000 0 0 0 0 0 900 0 32600 Borrowed 0 0 0 0 0 0 0 0 0 0 32600 32600 22 End Bal 103750 -18500 13350 31800 -16300 -5600 0 -8850 -1650 33950 -131950 Contributed 1400 0 0 9600 0 0 0 0 0 900 36450 48350 Borrowed 32000 10500 3600 0 0 0 0 0 450 450 1350 48350 23 End Bal 73150 -29000 9750 41400 -16300 -5600 0 -8850 -2100 34400 -96850 Contributed 800 0 0 500 0 0 0 200 0 0 6500 8000 Borrowed 4000 100 100 3800 0 0 0 0 0 0 0 8000 24 End Bal 69950 -29100 9650 38100 -16300 -5600 0 -8650 -2100 34400 -90350 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 25 End Bal 69950 -29100 9650 38100 -16300 -5600 0 -8650 -2100 34400 -90350 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 26 End Bal 69950 -29100 9650 38100 -16300 -5600 0 -8650 -2100 34400 -90350 Contributed 800 1900 0 0 0 0 0 23300 0 0 0 26000 Borrowed 1400 0 0 1700 0 0 0 0 0 0 22900 26000 27 End Bal 69350 -27200 9650 36400 -16300 -5600 0 14650 -2100 34400 -113250 Contributed 3300 300 0 0 650 0 0 0 0 0 0 4250 Borrowed 0 0 0 600 0 0 0 0 0 0 3650 4250 28 End Bal 72650 -26900 9650 35800 -15650 -5600 0 14650 -2100 34400 -116900 Contributed 7900 300 0 0 0 0 0 0 0 0 0 8200 Borrowed 0 0 0 0 0 0 0 800 0 0 7400 8200 29 End Bal 80550 -26600 9650 35800 -15650 -5600 0 13850 -2100 34400 -124300 Contributed 700 0 0 0 0 0 0 0 0 0 28500 29200 Borrowed 15000 3900 0 10300 0 0 0 0 0 0 0 29200 30 End Bal 66250 -30500 9650 25500 -15650 -5600 0 13850 -2100 34400 -95800 Contributed 2700 200 0 12200 0 0 0 0 0 0 38400 53500 Borrowed 44000 3400 100 0 1300 0 0 500 0 200 4000 53500 31 End Bal 24950 -33700 9550 37700 -16950 -5600 0 13350 -2100 34200 -61400 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: August 1998 NUMBER OF DAYS: 31 CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> 38150 -27800 10950 26400 -17000 -5700 0 27750 -2350 26700 1 Begin Bal 24950 -33700 9550 37700 -16950 -5600 0 13350 -2100 34200 -61400 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 1 End Bal 24950 -33700 9550 37700 -16950 -5600 0 13350 -2100 34200 -61400 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 2 End Bal 24950 -33700 9550 37700 -16950 -5600 0 13350 -2100 34200 -61400 Contributed 900 400 0 400 0 0 0 0 0 0 38838 40538 Borrowed 35138 1000 0 2600 100 0 0 0 0 0 1700 40538 3 End Bal -9288 -34300 9550 35500 -17050 -5600 0 13350 -2100 34200 -24262 Contributed 1650 1600 0 0 0 0 0 0 0 0 0 3250 Borrowed 0 0 100 750 0 0 0 0 0 0 2400 3250 4 End Bal -7638 -32700 9450 34750 -17050 -5600 0 13350 -2100 34200 -26662 Contributed 3300 600 0 0 0 0 0 0 0 0 0 3900 Borrowed 0 0 400 500 0 0 0 0 0 0 3000 3900 5 End Bal -4338 -32100 9050 34250 -17050 -5600 0 13350 -2100 34200 -29662 Contributed 11000 1000 0 0 0 0 0 0 0 0 0 12000 Borrowed 0 0 0 800 0 0 0 0 0 0 11200 12000 6 End Bal 6662 -31100 9050 33450 -17050 -5600 0 13350 -2100 34200 -40862 Contributed 7300 800 0 0 0 0 0 0 0 0 350 8450 Borrowed 0 0 50 1400 0 0 0 0 0 7000 0 8450 7 End Bal 13962 -30300 9000 32050 -17050 -5600 0 13350 -2100 27200 -40512 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 8 End Bal 13962 -30300 9000 32050 -17050 -5600 0 13350 -2100 27200 -40512 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 9 End Bal 13962 -30300 9000 32050 -17050 -5600 0 13350 -2100 27200 -40512 Contributed 13538 3500 0 0 0 0 0 0 0 0 1100 18138 Borrowed 1650 0 0 450 0 0 0 0 0 0 16038 18138 10 End Bal 25850 -26800 9000 31600 -17050 -5600 0 13350 -2100 27200 -55450 Contributed 8200 1300 0 0 0 0 0 0 0 0 0 9500 Borrowed 0 0 0 500 0 0 0 0 0 0 9000 9500 11 End Bal 34050 -25500 9000 31100 -17050 -5600 0 13350 -2100 27200 -64450 Contributed 20000 2000 0 1200 0 0 0 0 0 250 0 23450 Borrowed 0 0 0 0 0 0 0 8300 250 500 14400 23450 12 End Bal 54050 -23500 9000 32300 -17050 -5600 0 5050 -2350 26950 -78850 Contributed 0 0 0 0 0 0 0 0 0 0 21550 21550 Borrowed 7600 1600 0 10700 650 0 0 0 0 1000 0 21550 13 End Bal 46450 -25100 9000 21600 -17700 -5600 0 5050 -2350 25950 -57300 Contributed 0 200 0 0 500 0 0 0 0 0 8600 9300 Borrowed 1600 0 500 6000 0 0 0 0 0 0 1200 9300 14 End Bal 44850 -24900 8500 15600 -17200 -5600 0 5050 -2350 25950 -49900 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 15 End Bal 44850 -24900 8500 15600 -17200 -5600 0 5050 - 2350 25950 -49900 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 16 End Bal 44850 -24900 8500 15600 -17200 -5600 0 5050 -2350 25950 -49900 Contributed 11700 200 0 0 0 0 0 0 0 0 0 11900 Borrowed 0 0 250 1000 0 0 0 0 0 0 10650 11900 17 End Bal 56550 -24700 8250 14600 -17200 -5600 0 5050 -2350 25950 -60550 Contributed 6500 3600 0 0 0 0 0 0 0 0 0 10100 Borrowed 0 0 0 1600 0 0 0 0 0 0 8500 10100 18 End Bal 63050 -21100 8250 13000 -17200 -5600 0 5050 -2350 25950 -69050 Contributed 4000 1000 0 0 0 0 0 0 0 0 0 5000 Borrowed 0 0 0 0 0 0 0 0 0 0 5000 5000 19 End Bal 67050 -20100 8250 13000 -17200 -5600 0 5050 -2350 25950 -74050 Contributed 0 500 3400 21400 0 0 0 0 0 0 25900 51200 Borrowed 39200 12000 0 0 0 0 0 0 0 0 0 51200 20 End Bal 27850 -31600 11650 34400 -17200 -5600 0 5050 -2350 25950 -48150 Contributed 3800 300 0 0 0 0 0 0 0 0 0 4100 Borrowed 0 0 0 1500 0 0 0 0 0 0 2600 4100 21 End Bal 31650 -31300 11650 32900 -17200 -5600 0 5050 -2350 25950 -50750 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 22 End Bal 31650 -31300 11650 32900 -17200 -5600 0 5050 -2350 25950 -50750 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 23 End Bal 31650 -31300 11650 32900 -17200 -5600 0 5050 -2350 25950 -50750 Contributed 5000 2300 0 0 300 0 0 22900 0 0 0 30500 Borrowed 0 0 350 0 0 0 0 0 0 0 30150 30500 24 End Bal 36650 -29000 11300 32900 -16900 -5600 0 27950 -2350 25950 -80900 Contributed 2000 0 0 0 0 0 0 0 0 0 3400 5400 Borrowed 0 700 400 2700 100 0 0 200 0 0 1300 5400 25 End Bal 38650 -29700 10900 30200 -17000 -5600 0 27750 -2350 25950 -78800 Contributed 6500 700 0 0 0 0 0 0 0 0 0 7200 Borrowed 0 0 0 500 0 100 0 0 0 0 6600 7200 26 End Bal 45150 -29000 10900 29700 -17000 -5700 0 27750 -2350 25950 -85400 Contributed 0 0 0 0 0 0 0 0 0 0 17600 17600 Borrowed 6800 1500 100 9200 0 0 0 0 0 0 0 17600 27 End Bal 38350 -30500 10800 20500 -17000 -5700 0 27750 -2350 25950 -67800 Contributed 0 1000 0 500 0 0 0 0 0 750 10350 12600 Borrowed 7000 0 0 4600 0 0 0 0 0 0 1000 12600 28 End Bal 31350 -29500 10800 16400 -17000 -5700 0 27750 -2350 26700 -58450 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 29 End Bal 31350 -29500 10800 16400 -17000 -5700 0 27750 -2350 26700 -58450 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 30 End Bal 31350 -29500 10800 16400 -17000 -5700 0 27750 -2350 26700 -58450 Contributed 6800 1700 150 10000 0 0 0 0 0 0 0 18650 Borrowed 0 0 0 0 0 0 0 0 0 0 18650 18650 31 End Bal 38150 -27800 10950 26400 -17000 -5700 0 27750 -2350 26700 -77100 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: September 1998 NUMBER OF DAYS: 30 CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> 0 0 0 0 0 0 0 0 0 0 1 Begin Bal 38150 -27800 10950 26400 -17000 -5700 0 27750 -2350 26700 -77100 0 Contributed 0 0 0 0 0 0 0 0 0 0 19250 19250 Borrowed 2500 4200 350 1800 0 0 0 8300 0 2100 0 19250 1 End Bal 35650 -32000 10600 24600 -17000 -5700 0 19450 -2350 24600 -57850 Contributed 9600 1800 0 0 0 0 0 0 0 0 0 11400 Borrowed 0 0 0 3700 0 0 0 0 0 0 7700 11400 2 End Bal 45250 -30200 10600 20900 -17000 -5700 0 19450 -2350 24600 -65550 Contributed 4900 0 0 0 0 0 0 0 0 0 0 4900 Borrowed 0 1300 0 200 0 0 0 0 0 0 3400 4900 3 End Bal 50150 -31500 10600 20700 -17000 -5700 0 19450 -2350 24600 -68950 Contributed 500 0 0 0 0 0 0 0 0 0 5200 5700 Borrowed 0 100 200 5400 0 0 0 0 0 0 0 5700 4 End Bal 50650 -31600 10400 15300 -17000 -5700 0 19450 -2350 24600 -63750 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 5 End Bal 50650 -31600 10400 15300 -17000 -5700 0 19450 -2350 24600 -63750 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 6 End Bal 50650 -31600 10400 15300 -17000 -5700 0 19450 -2350 24600 -63750 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 7 End Bal 50650 -31600 10400 15300 -17000 -5700 0 19450 -2350 24600 -63750 Contributed 24200 4300 0 2600 0 0 0 0 0 400 0 31500 Borrowed 0 0 0 0 0 0 0 0 0 0 31500 31500 8 End Bal 74850 -27300 10400 17900 -17000 -5700 0 19450 -2350 25000 -95250 Contributed 8500 2000 0 700 0 0 0 0 0 0 2000 13200 Borrowed 2000 0 200 0 100 0 0 0 0 0 10900 13200 9 End Bal 81350 -25300 10200 18600 -17100 -5700 0 19450 -2350 25000 -104150 Contributed 0 0 0 0 0 0 0 0 0 0 14000 14000 Borrowed 4700 1200 0 8100 0 0 0 0 0 0 0 14000 10 End Bal 76650 -26500 10200 10500 -17100 -5700 0 19450 -2350 25000 -90150 Contributed 10500 1000 0 0 0 0 0 0 0 0 0 11500 Borrowed 0 0 200 800 300 0 0 4000 0 0 6200 11500 11 End Bal 87150 -25500 10000 9700 -17400 -5700 0 15450 -2350 25000 -96350 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 12 End Bal 87150 -25500 10000 9700 -17400 -5700 0 15450 -2350 25000 -96350 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 13 End Bal 87150 -25500 10000 9700 -17400 -5700 0 15450 -2350 25000 -96350 Contributed 11700 2200 0 0 0 0 0 0 0 0 0 13900 Borrowed 0 0 0 3200 0 0 0 0 0 3200 7500 13900 14 End Bal 98850 -23300 10000 6500 -17400 -5700 0 15450 -2350 21800 -103850 Contributed 0 1800 0 0 200 0 0 0 0 2800 200 5000 Borrowed 500 0 700 600 0 0 0 0 0 0 3200 5000 15 End Bal 98350 -21500 9300 5900 -17200 -5700 0 15450 -2350 24600 -106850 Contributed 8400 1100 0 0 0 0 0 0 0 0 0 9500 Borrowed 0 0 100 400 0 0 0 2000 0 0 7000 9500 16 End Bal 106750 -20400 9200 5500 -17200 -5700 0 13450 -2350 24600 -113850 Contributed 0 1500 0 0 0 0 0 0 0 1000 33600 36100 Borrowed 35500 0 0 600 0 0 0 0 0 0 0 36100 17 End Bal 71250 -18900 9200 4900 -17200 -5700 0 13450 -2350 25600 -80250 Contributed 13300 1600 0 3100 0 0 0 0 0 0 0 18000 Borrowed 0 0 0 0 0 0 0 0 0 0 18000 18000 18 End Bal 84550 -17300 9200 8000 -17200 -5700 0 13450 -2350 25600 -98250 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 19 End Bal 84550 -17300 9200 8000 -17200 -5700 0 13450 -2350 25600 -98250 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 20 End Bal 84550 -17300 9200 8000 -17200 -5700 0 13450 -2350 25600 -98250 Contributed 0 0 1700 2100 0 0 0 0 0 500 26800 31100 Borrowed 31000 0 0 0 0 0 0 100 0 0 0 31100 21 End Bal 53550 -17300 10900 10100 -17200 -5700 0 13350 -2350 26100 -71450 Contributed 0 0 600 25500 0 0 0 0 0 0 0 26100 Borrowed 2200 9600 0 0 200 0 0 0 0 300 13800 26100 22 End Bal 51350 -26900 11500 35600 -17400 -5700 0 13350 -2350 25800 -85250 Contributed 9600 1500 0 0 1400 0 0 0 0 0 0 12500 Borrowed 0 0 200 0 0 0 0 0 0 0 12300 12500 23 End Bal 60950 -25400 11300 35600 -16000 -5700 0 13350 -2350 25800 -97550 Contributed 0 0 0 0 0 0 0 22600 0 0 1700 24300 Borrowed 6800 1500 200 10900 0 0 0 0 0 0 4900 24300 24 End Bal 54150 -26900 11100 24700 -16000 -5700 0 35950 -2350 25800 -100750 Contributed 0 0 0 0 0 0 0 0 0 0 27000 27000 Borrowed 22000 0 200 1800 0 0 0 0 0 0 3000 27000 25 End Bal 32150 -26900 10900 22900 -16000 -5700 0 35950 -2350 25800 -76750 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 26 End Bal 32150 -26900 10900 22900 -16000 -5700 0 35950 -2350 25800 -76750 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 27 End Bal 32150 -26900 10900 22900 -16000 -5700 0 35950 -2350 25800 -76750 Contributed 19400 3300 200 1400 0 0 0 0 0 9700 0 34000 Borrowed 0 0 0 0 0 0 0 0 0 0 34000 34000 28 End Bal 51550 -23600 11100 24300 -16000 -5700 0 35950 -2350 35500 -110750 Contributed 0 0 0 0 0 0 0 0 0 0 16350 16350 Borrowed 4400 3200 100 100 0 0 0 850 0 7300 400 16350 29 End Bal 47150 -26800 11000 24200 -16000 -5700 0 35100 -2350 28200 -94800 Contributed 0 0 0 7900 0 0 0 0 0 0 0 7900 Borrowed 5900 900 0 0 0 0 0 0 0 0 1100 7900 30 End Bal 41250 -27700 11000 32100 -16000 -5700 0 35100 -2350 28200 -95900 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0
ATTACHMENT 12 CAPITAL CONTRIBUTIONS DURING THE THIRD QUARTER OF 1998, NORTHEAST UTILITIES MADE THE FOLLOWING CAPITAL CONTRIBUTIONS TO CHARTER OAK ENERGY: $ 08/06/98 1,800,000 08/13/98 1,000,000 UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Quarterly Certificate as CONNECTICUT YANKEE ATOMIC POWER COMPANY to Partial Consummation of Berlin, Connecticut Transaction File No. 70-7255 File No. 70-7704 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Connecticut Yankee Atomic Power Company (The "Company") hereby certifies that the Company entered into a $90 million Remarketable Eurodollar Credit and Letter of Credit Facility dated August 14, 1990 with the Toronto Dominion Bank and Trust Company as Agent Bank and The Tokai Bank, Limited, as issuing Bank (the "Credit Agreement"), in accordance with the Application/Declaration, as amended, filed by the Company; in this proceeding, and the Securities and Exchange Commission Order dated August 1, 1990 with respect thereto. During the period July 1, 1998 through September 30, 1998, the maximum commercial paper outstanding at any one time was $0. Commercial paper outstanding on September 30, 1998 was $0. Maximum borrowings under the revolving credit portion of the agreement at any one time was $0 and borrowings at September 30, 1998 was $0. MONEY POOL BALANCE ON September 30, 1998: Borrowed: $0 Dated September 30, 1998 Connecticut Yankee Atomic Power Company /s/Robert C. Aronson Assistant Treasurer NAME OF BANK AMOUNT DATE SOLD $ 0 *REPRESENTING REFINANCING OF MATURING LOANS DATED September 30, 1998 CONNECTICUT YANKEE ATOMIC POWER CO. BY/S/Robert C. Aronson ITS ASSISTANT TREASURER UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Northeast Utilities Service Company Certificate as The Connecticut Light and Power Company to Partial Western Massachusetts Electric Company Consummation of Holyoke Water Power Company Transaction $56.25 Million Northeast Nuclear Energy Company Regional Revolving Credit Rocky River Realty Company Agreement Berlin, Connecticut File No. 70-8052 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies maintain a $56.25 million Regional Revolving Credit Agreement dated December 3, 1992 with Northeast Utilities Service Company, as Agent, in accordance with the terms and conditions or, and for the purposes represented by the Application/Declaration, as amended, filed by the Companies in this proceeding, and the Securities and Exchange Commission Order dated November 23, 1992 with respect thereto. During the period July 1, 1998 through September 30, 1998, Northeast Utilities had $0 outstanding for the quarter ending September 30, 1998. Dated September 30, 1998 Northeast Utilities /s/Robert C. Aronson Assistant Treasurer UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Certificate as The Connecticut Light and Power Company to Partial Western Massachusetts Electric Company Consummation of Transaction $313.75 Million Revolving Credit Agreement Berlin, Connecticut File No. 70-8052 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies maintain a $313.75 million Revolving Credit Agreement dated November 21, 1996 with Revolving Credit Agreement dated November 21, 1996 with Citicorp Securities, Inc. as arranger, Toronto Dominion Securities, Inc. as Syndication Agent, Fleet National Bank as Documentation Agent and Citibank, N.A. as Administrative Agent, in accordance with the terms and conditions filed with the Securities and Exchange Commission and ordered by them on November 20, 1996 with respect thereto. During the period July 1, 1998 through September 30, 1998, Northeast Utilities had $0 outstanding for the quarter ending September 30, 1998. Dated September 30, 1998 Northeast Utilities /s/Robert C. Aronson Assistant Treasurer -----END PRIVACY-ENHANCED MESSAGE-----