-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AQ8IoZns6wtT66/KSL9st6pWyeplXcfGiMMabtSwYkn9MJ2Z0gGeVBvs5V1QUzSp VUZ1nDJygd0nayTsMkr2bw== 0000072741-98-000113.txt : 19980518 0000072741-98-000113.hdr.sgml : 19980518 ACCESSION NUMBER: 0000072741-98-000113 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980515 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: SEC FILE NUMBER: 070-07111 FILM NUMBER: 98625757 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 35-CERT 1 CERTIFICATES OF PARTIAL CONSUMMATIONS UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly The Connecticut Light and Power Company Certificate as Western Massachusetts Electric Company to Partial Holyoke Water Power Company Consummation Northeast Nuclear Energy Company of Northeast Utilities Service Company Transaction Rocky River Realty Company Berlin, Connecticut File No. 70-7111 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies issued and sold short-term debt, entered into system money pool transactions, and made capital contributions, all in accordance with the terms and conditions of, and for the purposes represented by, the Application/Declaration filed by the Company in this proceeding and the Securities and Exchange Commission Order dated December 27, 1990 with respect thereto. The following attachments contain the required information regarding the issuance and sale of short-term debt, system money pool transactions, and capital contributions for the first quarter of 1998: ATTACHMENT 1 NORTHEAST UTILITIES SUMMARY SHEET NORTHEAST UTILITIES BANK BORROWINGS 2 THE CONNECTICUT LIGHT AND POWER COMPANY SUMMARY SHEET THE CONNECTICUT LIGHT AND POWER COMPANY BANK BORROWINGS 3 WESTERN MASSACHUSETTS ELECTRIC COMPANY SUMMARY SHEET WESTERN MASSACHUSETTS ELECTRIC COMPANY BANK BORROWINGS 4 HOLYOKE WATER POWER COMPANY SUMMARY SHEET 5 NORTHEAST NUCLEAR ENERGY COMPANY SUMMARY SHEET 6 NORTHEAST UTILITIES SERVICE COMPANY SUMMARY SHEET 7 ROCKY RIVER REALTY COMPANY SUMMARY SHEET 8 NORTH ATLANTIC ENERGY COMPANY SUMMARY SHEET 9 PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE SUMMARY SHEET 10 NIANTIC BAY FUEL TRUST SUMMARY SHEET NIANTIC BAY FUEL TRUST BANK BORROWINGS 11 NORTHEAST UTILITIES MONEY POOL 12 CAPITAL CONTRIBUTIONS Dated as of March 31, 1998 Northeast Utilities Service Company /s/ Robert C. Aronson Assistant Treasurer ATTACHMENT 1 COMPANY: Northeast Utilities PERIOD: January 1, 1998 through March 31, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1998. MONEY POOL BALANCE ON March 31, 1998: Invested $16,350,000) AMOUNT NAME OF BANK $ DATE SOLD 0 *REPRESENTING REFINANCING OF MATURING LOANS NORTHEAST UTILITIES BY/s/Robert C. Aronson ITS ASSISTANT TREASURER DATED March 31, 1998 ATTACHMENT 2 COMPANY: The Connecticut Light and Power Company PERIOD: January 1, 1998 through March 31, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $65,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND ($20,000,000) SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1998. MONEY POOL BALANCE ON March 31, 1998: Invested $14,300,000 AMOUNT NAME OF BANK $ DATE SOLD CITIBANK 15,000,000 01/02/98 *CITIBANK 35,000,000 01/02/98 CITIBANK 65,000,000 01/29/98 CITIBANK 15,000,000 02/02/98 CITIBANK 20,000,000 02/02/98 CITIBANK 15,000,000 03/02/98 *REPRESENTING REFINANCING OF MATURING LOANS DATED March 31, 1998 THE CONNECTICUT LIGHT AND POWER COMPANY BY/s/Robert C. Aronson ITS ASSISTANT TREASURER ATTACHMENT 3 COMPANY: Western Massachusetts Electric Company PERIOD: January 1, 1998 through March 31, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $25,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $15,000,000 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1998 MONEY POOL BALANCE ON March 31, 1998: Borrowed ($32,950,000) AMOUNT NAME OF BANK $ DATE SOLD *CITIBANK 15,000,000 01/12/98 *CITIBANK 15,000,000 02/12/98 CITIBANK 10,000,000 02/26/98 *CITIBANK 15,000,000 03/12/98 *REPRESENTS REFINANCING OF MATURITY LOANS DATED March 31, 1998 WESTERN MASSACHUSETTS ELECTRIC COMPANY BY /s/Robert C. Aronson ITS ASSISTANT TREASURER ATTACHMENT 4 COMPANY: Holyoke Water Power Company PERIOD: January 1, 1998 through March 31, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1998. MONEY POOL BALANCE ON March 31, 1998: Invested $8,100,000 ATTACHMENT 5 COMPANY: Northeast Nuclear Energy Company PERIOD: January 1, 1998 through March 31, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1998. MONEY POOL BALANCE ON March 31, 1998: Invested $74,200,000 ATTACHMENT 6 COMPANY: Northeast Utilities Service Company PERIOD: January 1, 1998 through March 31, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1998. MONEY POOL BALANCE ON March 31, 1998: $0 ATTACHMENT 7 COMPANY: Rocky River Realty Company PERIOD: January 1, 1998 through March 31, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1998. MONEY POOL BALANCE ON March 31, 1998: Borrowed ($15,550,000) ATTACHMENT 8 COMPANY: North Atlantic Energy Company PERIOD: January 1, 1998 through March 31, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1998. MONEY POOL BALANCE ON March 31, 1998: Invested: $26,750,000 ATTACHMENT 9 COMPANY: Public Service Company of New Hampshire PERIOD: January 1, 1998 through March 31, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1998. MONEY POOL BALANCE ON March 31, 1998: $0 TEMPORARY CASH INVESTMENTS ON 3/31/98: $164,725,000 ATTACHMENT 10 COMPANY: NIANTIC BAY FUEL TRUST PERIOD: January 1, 1998 through March 31, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $92,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $92,000,000 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1998. NAME OF BANK AMOUNT DATE SOLD $ *FIRST CHICAGO 20,500,000 01/02/98 *FIRST CHICAGO 1,500,000 01/08/98 *FIRST CHICAGO 5,000,000 01/12/98 *FIRST CHICAGO 6,500,000 01/20/98 FIRST CHICAGO 59,000,000 01/26/98 FIRST CHICAGO 56,500,000 01/30/98 *FIRST CHICAGO 20,500,000 02/02/98 *FIRST CHICAGO 1,500,000 02/09/98 *FIRST CHICAGO 5,000,000 02/12/98 FIRST CHICAGO 600,000 02/18/98 FIRST CHICAGO 90,600,000 02/19/98 *FIRST CHICAGO 90,600,000 03/06/98 FIRST CHICAGO 45,000,000 03/13/98 FIRST CHICAGO 46,000,000 03/13/98 FIRST CHICAGO 1,000,000 03/31/98 *representing refinancing of maturing loans dated March 31, 1998 NIANTIC BAY FUEL TRUST BY /S/ Robert C. Aronson ITS ASSISTANT TREASURER ATTACHMENT 11 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: January 1998 NUMBER OF DAYS: 31
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> -3450 -28150 8250 109650 -15450 -5350 0 6350 -600 54200 1 Begin Bal -61300 -14350 9150 98600 -15700 -5350 0 -9950 -600 34200 -34700 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 1 End Bal -61300 -14350 9150 98600 -15700 -5350 0 -9950 -600 34200 -34700 Contributed 15000 0 0 0 0 0 0 0 0 0 31000 46000 Borrowed 19000 4300 100 6500 100 0 0 7800 0 0 8200 46000 2 End Bal -65300 -18650 9050 92100 -15800 -5350 0 -17750 -600 34200 -11900 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 3 End Bal -65300 -18650 9050 92100 -15800 -5350 0 -17750 -600 34200 -11900 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 4 End Bal -65300 -18650 9050 92100 -15800 -5350 0 -17750 -600 34200 -11900 Contributed 7650 500 100 0 0 0 0 0 0 1000 0 9250 Borrowed 0 0 0 150 0 0 0 0 0 0 9100 9250 5 End Bal -57650 -18150 9150 91950 -15800 -5350 0 -17750 -600 35200 -21000 Contributed 3000 500 0 0 0 0 0 0 0 0 0 3500 Borrowed 0 0 100 1400 0 0 0 0 0 0 2000 3500 6 End Bal -54650 -17650 9050 90550 -15800 -5350 0 -17750 -600 35200 -23000 Contributed 6200 700 0 0 0 0 0 0 0 0 0 6900 Borrowed 0 0 200 3000 0 0 0 0 0 0 3700 6900 7 End Bal -48450 -16950 8850 87550 -15800 -5350 0 -17750 -600 35200 -26700 Contributed 0 0 0 0 0 0 0 0 0 0 6350 6350 Borrowed 5200 200 150 800 0 0 0 0 0 0 0 6350 8 End Bal -53650 -17150 8700 86750 -15800 -5350 0 -17750 -600 35200 -20350 Contributed 5000 200 0 0 0 0 0 0 0 0 5400 10600 Borrowed 0 0 0 3700 0 0 0 0 0 0 6900 10600 9 End Bal -48650 -16950 8700 83050 -15800 -5350 0 -17750 -600 35200 -21850 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 10 End Bal -48650 -16950 8700 83050 -15800 -5350 0 -17750 -600 35200 -21850 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 11 End Bal -48650 -16950 8700 83050 -15800 -5350 0 -17750 -600 35200 -21850 Contributed 4000 2200 0 0 0 0 0 0 0 0 0 6200 Borrowed 0 0 0 1900 0 0 0 0 0 0 4300 6200 12 End Bal -44650 -14750 8700 81150 -15800 -5350 0 -17750 -600 35200 -26150 Contributed 4500 1200 0 0 0 0 0 0 0 0 2200 7900 Borrowed 0 0 100 5400 250 0 0 0 0 0 2150 7900 13 End Bal -40150 -13550 8600 75750 -16050 -5350 0 -17750 -600 35200 -26100 Contributed 0 1800 0 0 0 0 0 0 0 0 4200 6000 Borrowed 500 0 100 3600 0 0 0 0 0 0 1800 6000 14 End Bal -40650 -11750 8500 72150 -16050 -5350 0 -17750 -600 35200 -23700 Contributed 0 0 0 0 0 0 0 0 0 0 19200 19200 Borrowed 7200 1700 300 10000 0 0 0 0 0 0 0 19200 15 End Bal -47850 -13450 8200 62150 -16050 -5350 0 -17750 -600 35200 -4500 Contributed 4300 700 0 0 0 0 0 0 0 0 0 5000 Borrowed 0 0 0 3300 0 0 0 0 0 0 1700 5000 16 End Bal -43550 -12750 8200 58850 -16050 -5350 0 -17750 -600 35200 -6200 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 17 End Bal -43550 -12750 8200 58850 -16050 -5350 0 -17750 -600 35200 -6200 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 18 End Bal -43550 -12750 8200 58850 -16050 -5350 0 -17750 -600 35200 -6200 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 19 End Bal -43550 -12750 8200 58850 -16050 -5350 0 -17750 -600 35200 -6200 Contributed 700 2200 2100 0 0 0 0 25500 0 0 1400 31900 Borrowed 6000 11000 0 4500 500 0 0 0 0 0 9900 31900 20 End Bal -48850 -21550 10300 54350 -16550 -5350 0 7750 -600 35200 -14700 Contributed 3200 1100 0 0 0 0 0 0 0 0 0 4300 Borrowed 0 0 100 2600 0 0 0 0 0 0 1600 4300 21 End Bal -45650 -20450 10200 51750 -16550 -5350 0 7750 -600 35200 -16300 Contributed 30000 6000 0 6900 0 0 0 0 0 0 0 42900 Borrowed 0 0 250 0 0 0 0 0 0 0 42650 42900 22 End Bal -15650 -14450 9950 58650 -16550 -5350 0 7750 -600 35200 -58950 Contributed 0 500 0 45000 0 0 0 0 0 0 0 45500 Borrowed 44300 0 100 0 0 0 0 0 0 0 1100 45500 23 End Bal -59950 -13950 9850 103650 -16550 -5350 0 7750 -600 35200 -60050 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 24 End Bal -59950 -13950 9850 103650 -16550 -5350 0 7750 -600 35200 -60050 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 25 End Bal -59950 -13950 9850 103650 -16550 -5350 0 7750 -600 35200 -60050 Contributed 0 1000 100 16000 0 0 0 0 0 500 20900 38500 Borrowed 38500 0 0 0 0 0 0 0 0 0 0 38500 26 End Bal -98450 -12950 9950 119650 -16550 -5350 0 7750 -600 35700 -39150 Contributed 2500 2500 0 0 0 0 0 0 0 500 21000 26500 Borrowed 0 0 1800 23500 200 0 0 1000 0 0 0 26500 27 End Bal -95950 -10450 8150 96150 -16750 -5350 0 6750 -600 36200 -18150 Contributed 12900 0 2500 700 0 0 0 0 0 0 0 16100 Borrowed 0 500 0 0 0 0 0 0 0 0 15600 16100 28 End Bal -83050 -10950 10650 96850 -16750 -5350 0 6750 -600 36200 -33750 Contributed 58400 0 0 0 0 0 0 0 0 0 0 58400 Borrowed 0 13800 2300 10700 0 0 0 0 0 0 31600 58400 29 End Bal -24650 -24750 8350 86150 -16750 -5350 0 6750 -600 36200 -65350 Contributed 21200 0 0 23500 1300 0 0 0 0 18000 0 64000 Borrowed 0 3400 100 0 0 0 0 400 0 0 60100 64000 30 End Bal -3450 -28150 8250 109650 -15450 -5350 0 6350 -600 54200 -125450 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 31 End Bal -3450 -28150 8250 109650 -15450 -5350 0 6350 -600 54200 -125450 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: FEBRUARY 1998 NUMBER OF DAYS: 28 CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> -22550 -13400 8950 102600 -15900 -5400 0 14150 -900 27900 1 Begin Bal -3450 -28150 8250 109650 -15450 -5350 0 6350 -600 54200 -125450 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 1 End Bal -3450 -28150 8250 109650 -15450 -5350 0 6350 -600 54200 -125450 Contributed 500 1200 100 300 0 0 0 0 0 18000 115350 135450 Borrowed 49000 7000 100 8600 250 0 0 14900 0 35500 20100 135450 2 End Bal -51950 -33950 8250 101350 -15700 -5350 0 -8550 -600 36700 -30200 Contributed 5600 2400 0 0 0 0 0 0 0 0 0 8000 Borrowed 0 0 100 2800 0 0 0 0 0 0 5100 8000 3 End Bal -46350 -31550 8150 98550 -15700 -5350 0 -8550 -600 36700 -35300 Contributed 0 0 0 0 0 0 0 0 0 0 4050 4050 Borrowed 500 1500 150 1900 0 0 0 0 0 0 0 4050 4 End Bal -46850 -33050 8000 96650 -15700 -5350 0 -8550 -600 36700 -31250 Contributed 11700 1600 0 950 0 0 0 0 0 0 0 14250 Borrowed 0 0 0 0 0 0 0 0 0 1500 12750 14250 5 End Bal -35150 -31450 8000 97600 -15700 -5350 0 -8550 -600 35200 -44000 Contributed 7700 1300 0 350 0 0 0 0 0 300 0 9650 Borrowed 0 0 0 0 0 0 0 0 0 0 9650 9650 6 End Bal -27450 -30150 8000 97950 -15700 -5350 0 -8550 -600 35500 -53650 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 7 End Bal -27450 -30150 8000 97950 -15700 -5350 0 -8550 -600 35500 -53650 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 8 End Bal -27450 -30150 8000 97950 -15700 -5350 0 -8550 -600 35500 -53650 Contributed 4700 1800 0 0 0 0 0 0 0 0 800 7300 Borrowed 0 0 0 1900 0 0 0 0 0 0 5400 7300 9 End Bal -22750 -28350 8000 96050 -15700 -5350 0 -8550 -600 35500 -58250 Contributed 7000 2800 0 0 0 0 0 0 0 0 0 9800 Borrowed 0 0 0 2400 0 0 0 0 300 500 6600 9800 10 End Bal -15750 -25550 8000 93650 -15700 -5350 0 -8550 -900 35000 -64850 Contributed 12100 1800 0 0 0 0 0 0 0 0 0 13900 Borrowed 0 0 0 700 0 0 0 0 0 0 13200 13900 11 End Bal -3650 -23750 8000 92950 -15700 -5350 0 -8550 -900 35000 -78050 Contributed 0 0 0 0 0 0 0 0 0 0 18300 18300 Borrowed 5000 1000 0 10300 0 0 0 0 0 0 2000 18300 12 End Bal -8650 -24750 8000 82650 -15700 -5350 0 -8550 -900 35000 -61750 Contributed 0 700 0 0 0 0 0 0 0 0 6500 7200 Borrowed 2800 0 0 1500 0 0 0 0 0 0 2900 7200 13 End Bal -11450 -24050 8000 81150 -15700 -5350 0 -8550 -900 35000 -58150 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 14 End Bal -11450 -24050 8000 81150 -15700 -5350 0 -8550 -900 35000 -58150 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 15 End Bal -11450 -24050 8000 81150 -15700 -5350 0 -8550 -900 35000 -58150 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 16 End Bal -11450 -24050 8000 81150 -15700 -5350 0 -8550 -900 35000 -58150 Contributed 16000 3100 0 0 0 0 0 0 0 0 1400 20500 Borrowed 0 0 150 1100 1400 0 0 0 0 0 17850 20500 17 End Bal 4550 -20950 7850 80050 -17100 -5350 0 -8550 -900 35000 -74600 Contributed 14000 2750 0 0 1200 0 0 0 0 0 0 17950 Borrowed 0 0 50 3500 0 0 0 0 0 0 14400 17950 18 End Bal 18550 -18200 7800 76550 -15900 -5350 0 -8550 -900 35000 -89000 Contributed 5600 200 0 0 0 0 0 0 0 0 0 5800 Borrowed 0 0 200 4000 0 0 0 100 0 0 1500 5800 19 End Bal 24150 -18000 7600 72550 -15900 -5350 0 -8650 -900 35000 -90500 Contributed 0 2000 2400 0 0 0 0 0 0 0 5500 9900 Borrowed 8400 0 0 650 0 0 0 0 0 0 850 9900 20 End Bal 15750 -16000 10000 71900 -15900 -5350 0 -8650 -900 35000 -85850 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 21 End Bal 15750 -16000 10000 71900 -15900 -5350 0 -8650 -900 35000 -85850 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 22 End Bal 15750 -16000 10000 71900 -15900 -5350 0 -8650 -900 35000 -85850 Contributed 19200 3100 0 0 0 0 0 0 0 700 500 23500 Borrowed 0 0 0 7800 0 0 0 0 0 0 15700 23500 23 End Bal 34950 -12900 10000 64100 -15900 -5350 0 -8650 -900 35700 -101050 Contributed 0 800 0 30000 0 0 0 22900 0 0 1400 55100 Borrowed 6500 0 100 0 0 0 0 0 0 0 48500 55100 24 End Bal 28450 -12100 9900 94100 -15900 -5350 0 14250 -900 35700 -148150 Contributed 0 3100 0 5100 0 0 0 0 0 0 22900 31100 Borrowed 20400 0 3700 0 0 0 0 0 0 7000 0 31100 25 End Bal 8050 -9000 6200 99200 -15900 -5350 0 14250 -900 28700 -125250 Contributed 0 0 3100 0 0 0 0 0 0 0 36900 40000 Borrowed 24900 4600 0 8000 0 0 0 0 0 800 1700 40000 26 End Bal -16850 -13600 9300 91200 -15900 -5350 0 14250 -900 27900 -90050 Contributed 0 200 0 11400 0 0 0 0 0 0 0 11600 Borrowed 5700 0 350 0 0 50 0 100 0 0 5400 11600 27 End Bal -22550 -13400 8950 102600 -15900 -5400 0 14150 -900 27900 -95450 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 28 End Bal -22550 -13400 8950 102600 -15900 -5400 0 14150 -900 27900 -95450 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: March 1998 NUMBER OF DAYS: 31 CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> 14300 -32950 8100 74200 -15550 -5400 0 26750 -1150 16350 1 Begin Bal -22550 -13400 8950 102600 -15900 -5400 0 14150 -900 27900 -95450 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 1 End Bal -22550 -13400 8950 102600 -15900 -5400 0 14150 -900 27900 -95450 Contributed 0 0 150 0 300 0 0 0 0 0 85500 85950 Borrowed 55500 15000 150 2700 0 0 0 4600 0 8000 0 85950 2 End Bal -78050 -28400 8950 99900 -15600 -5400 0 9550 -900 19900 -9950 Contributed 900 700 0 0 0 0 0 0 0 0 300 1900 Borrowed 0 0 100 1800 0 0 0 0 0 0 0 1900 3 End Bal -77150 -27700 8850 98100 -15600 -5400 0 9550 -900 19900 -9650 Contributed 7000 1200 0 0 0 0 0 0 0 0 0 8200 Borrowed 0 0 100 100 0 0 0 0 0 0 8000 8200 4 End Bal -70150 -26500 8750 98000 -15600 -5400 0 9550 -900 19900 -17650 Contributed 0 0 0 0 0 0 0 0 0 0 10900 10900 Borrowed 7800 1000 100 1800 0 0 0 0 0 0 200 10900 5 End Bal -77950 -27500 8650 96200 -15600 -5400 0 9550 -900 19900 -6950 Contributed 10250 1700 100 0 0 0 0 0 0 0 0 12050 Borrowed 0 0 0 800 0 0 0 0 0 0 11250 12050 6 End Bal -67700 -25800 8750 95400 -15600 -5400 0 9550 -900 19900 -18200 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 7 End Bal -67700 -25800 8750 95400 -15600 -5400 0 9550 -900 19900 -18200 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 8 End Bal -67700 -25800 8750 95400 -15600 -5400 0 9550 -900 19900 -18200 Contributed 3400 1400 0 0 0 0 0 0 0 0 3500 8300 Borrowed 0 0 100 2200 0 0 0 0 0 0 6000 8300 9 End Bal -64300 -24400 8650 93200 -15600 -5400 0 9550 -900 19900 -20700 Contributed 6600 1400 0 0 0 0 0 0 0 300 0 8300 Borrowed 0 0 100 2200 0 0 0 0 0 0 6000 8300 10 End Bal -57700 -23000 8550 91000 -15600 -5400 0 9550 -900 20200 -26700 Contributed 16600 2600 0 5000 0 0 0 0 0 0 0 24200 Borrowed 0 0 0 0 0 0 0 3900 0 0 20300 24200 11 End Bal -41100 -20400 8550 96000 -15600 -5400 0 5650 -900 20200 -47000 Contributed 0 0 0 0 0 0 0 0 0 0 38500 38500 Borrowed 19800 2100 700 15100 0 0 0 0 0 0 800 38500 12 End Bal -60900 -22500 7850 80900 -15600 -5400 0 5650 -900 20200 -9300 Contributed 3100 0 0 0 0 0 0 0 0 0 950 4050 Borrowed 0 150 0 3600 300 0 0 0 0 0 0 4050 13 End Bal -57800 -22650 7850 77300 -15900 -5400 0 5650 -900 20200 -8350 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 14 End Bal -57800 -22650 7850 77300 -15900 -5400 0 5650 -900 20200 -8350 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 15 End Bal -57800 -22650 7850 77300 -15900 -5400 0 5650 -900 20200 -8350 Contributed 3000 1100 0 0 0 0 0 0 0 0 0 4100 Borrowed 0 0 0 3000 0 0 0 0 0 0 1100 4100 16 End Bal -54800 -21550 7850 74300 -15900 -5400 0 5650 -900 20200 -9450 Contributed 5800 1400 0 4700 0 0 0 0 0 400 6600 18900 Borrowed 0 0 100 0 0 0 0 0 0 0 18800 18900 17 End Bal -49000 -20150 7750 79000 -15900 -5400 0 5650 -900 20600 -21650 Contributed 0 300 0 19700 0 0 0 0 0 500 0 20500 Borrowed 15300 0 0 0 0 0 0 0 0 0 5200 20500 18 End Bal -64300 -19850 7750 98700 -15900 -5400 0 5650 -900 21100 -26850 Contributed 0 3600 0 0 150 0 0 0 0 0 5350 9100 Borrowed 8300 0 100 700 0 0 0 0 0 0 0 9100 19 End Bal -72600 -16250 7650 98000 -15750 -5400 0 5650 -900 21100 -21500 Contributed 0 1200 1700 1500 0 0 0 0 0 0 6500 10900 Borrowed 9500 0 0 0 100 0 0 0 0 0 1300 10900 20 End Bal -82100 -15050 9350 99500 -15850 -5400 0 5650 -900 21100 -16300 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 21 End Bal -82100 -15050 9350 99500 -15850 -5400 0 5650 -900 21100 -16300 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 22 End Bal -82100 -15050 9350 99500 -15850 -5400 0 5650 -900 21100 -16300 Contributed 72100 0 0 0 0 0 0 0 0 0 500 72600 Borrowed 0 8900 0 10700 0 0 0 0 0 300 52700 72600 23 End Bal -10000 -23950 9350 88800 -15850 -5400 0 5650 -900 20800 -68500 Contributed 2500 0 0 0 300 0 0 22000 0 0 0 24800 Borrowed 0 0 500 5800 0 0 0 0 0 0 18500 24800 24 End Bal -7500 -23950 8850 83000 -15550 -5400 0 27650 -900 20800 -87000 Contributed 0 200 0 0 0 0 0 0 0 0 8350 8550 Borrowed 3600 0 200 2000 0 0 0 0 0 0 2750 8550 25 End Bal -11100 -23750 8650 81000 -15550 -5400 0 27650 -900 20800 -81400 Contributed 0 0 0 0 0 0 0 0 0 0 31300 31300 Borrowed 7200 12400 300 11400 0 0 0 0 0 0 0 31300 26 End Bal -18300 -36150 8350 69600 -15550 -5400 0 27650 -900 20800 -50100 Contributed 17100 700 0 0 0 0 0 0 0 250 0 18050 Borrowed 0 0 150 2400 0 0 0 900 250 500 13850 18050 27 End Bal -1200 -35450 8200 67200 -15550 -5400 0 26750 -1150 20550 -63950 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 28 End Bal -1200 -35450 8200 67200 -15550 -5400 0 26750 -1150 20550 -63950 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 29 End Bal -1200 -35450 8200 67200 -15550 -5400 0 26750 -1150 20550 -63950 Contributed 13700 1800 0 0 0 0 0 0 0 0 0 15500 Borrowed 0 0 0 1600 0 0 0 0 0 0 13900 15500 30 End Bal 12500 -33650 8200 65600 -15550 -5400 0 26750 -1150 20550 -77850 Contributed 1800 700 0 8600 0 0 0 0 0 0 10000 21100 Borrowed 0 0 100 0 0 0 0 0 0 4200 16800 21100 31 End Bal 14300 -32950 8100 74200 -15550 -5400 0 26750 -1150 16350 -84650 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0
ATTACHMENT 12 CAPITAL CONTRIBUTIONS DURING THE FIRST QUARTER OF 1998, NORTHEAST UTILITIES MADE THE FOLLOWING CAPITAL CONTRIBUTIONS TO CHARTER OAK ENERGY: 02/25/98 $7,000,000 UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Northeast Utilities Service Company Certificate as The Connecticut Light and Power Company to Partial Western Massachusetts Electric Company Consummation of Holyoke Water Power Company Transaction $56.25 Million Northeast Nuclear Energy Company Regional Revolving Credit Rocky River Realty Company Agreement Berlin, Connecticut File No. 70-8052 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies maintain a $56.25 million Regional Revolving Credit Agreement dated December 3, 1992 with Northeast Utilities Service Company, as Agent, in accordance with the terms and conditions or, and for the purposes represented by the Application/Declaration, as amended, filed by the Companies in this proceeding, and the Securities and Exchange Commission Order dated November 23, 1992 with respect thereto. During the period January 1, 1998 through March 31, 1998, Northeast Utilities had $0 outstanding for the quarter ending March 31, 1998. Dated March 31, 1998 Northeast Utilities /s/Robert C. Aronson Assistant Treasurer UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Certificate as The Connecticut Light and Power Company to Partial Western Massachusetts Electric Company Consummation of Transaction $313.75 Million Revolving Credit Agreement Berlin, Connecticut File No. 70-8052 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies maintain a $313.75 million Revolving Credit Agreement dated November 21, 1996 with Citicorp Securities, Inc. as arranger, Toronto Dominion Securities, Inc. as Syndication Agent, Fleet National Bank as Documentation Agent and Citibank, N.A. as Administrative Agent, in accordance with the terms and conditions filed with the Securities and Exchange Commission and ordered by them on November 20, 1996 with respect thereto. During the period January 1, 1998 through March 31, 1998, Northeast Utilities had $35,000,000 outstanding for the quarter ending March 31, 1998. Dated March 31, 1998 Northeast Utilities /s/Robert C. Aronson Assistant Treasurer -----END PRIVACY-ENHANCED MESSAGE-----