-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IHPJTrCWwZ7Vq56Y16KfbC6gpsq4IskZtoJZikMjaXvdZxIJWuZoI4vj/VZOE5+z JtWdOGVvBIjWa0Gr1jK4BQ== 0000072741-97-000133.txt : 19971119 0000072741-97-000133.hdr.sgml : 19971119 ACCESSION NUMBER: 0000072741-97-000133 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971118 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: SEC FILE NUMBER: 070-07111 FILM NUMBER: 97723607 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 35-CERT 1 CERTIFICATES OF PARTIAL CONSUMMATIONS UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly The Connecticut Light and Power Company Certificate as Western Massachusetts Electric Company to Partial Holyoke Water Power Company Consummation Northeast Nuclear Energy Company of Northeast Utilities Service Company Transaction Rocky River Realty Company Berlin, Connecticut File No. 70-7111 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies issued and sold short-term debt, entered into system money pool transactions, and made capital contributions, all in accordance with the terms and conditions of, and for the purposes represented by, the Application/Declaration filed by the Company in this proceeding and the Securities and Exchange Commission Order dated December 27, 1990 with respect thereto. The following attachments contain the required information regarding the issuance and sale of short-term debt, system money pool transactions, and capital contributions for the third quarter of 1997: ATTACHMENT 1 NORTHEAST UTILITIES SUMMARY SHEET NORTHEAST UTILITIES BANK BORROWINGS 2 THE CONNECTICUT LIGHT AND POWER COMPANY SUMMARY SHEET THE CONNECTICUT LIGHT AND POWER COMPANY COMMERCIAL PAPER TRANSACTIONS LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC. THE CONNECTICUT LIGHT AND POWER COMPANY BANK BORROWINGS 3 WESTERN MASSACHUSETTS ELECTRIC COMPANY SUMMARY SHEET WESTERN MASSACHUSETTS ELECTRIC COMPANY COMMERCIAL PAPER TRANSACTIONS LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC. WESTERN MASSACHUSETTS ELECTRIC COMPANY BANK BORROWINGS 4 HOLYOKE WATER POWER COMPANY SUMMARY SHEET 5 NORTHEAST NUCLEAR ENERGY COMPANY SUMMARY SHEET 6 NORTHEAST UTILITIES SERVICE COMPANY SUMMARY SHEET 7 ROCKY RIVER REALTY COMPANY SUMMARY SHEET 8 NORTH ATLANTIC ENERGY COMPANY SUMMARY SHEET 9 PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE 10 NIANTIC BAY FUEL TRUST 11 NORTHEAST UTILITIES MONEY POOL 12 CAPITAL CONTRIBUTIONS Dated as of September 30, 1997 Northeast Utilities Service Company /s/ Robert C. Aronson Assistant Treasurer ATTACHMENT 1 COMPANY: Northeast Utilities PERIOD: July 1, 1997 through September 30, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1997. MONEY POOL BALANCE ON September 30, 1997: Invested ($29,900,000) AMOUNT NAME OF BANK $ DATE SOLD 0 *REPRESENTING REFINANCING OF MATURING LOANS NORTHEAST UTILITIES BY/s/Robert C. Aronson ITS ASSISTANT TREASURER DATED September 30, 1997 ATTACHMENT 2 COMPANY: The Connecticut Light and Power Company PERIOD: July 1, 1997 through September 30, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $150,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $35,000,000 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1997. MONEY POOL BALANCE ON September 30, 1997: Invested ($32,600,000) AMOUNT NAME OF BANK $ DATE SOLD CITIBANK 50,000,000 07/28/97 CITIBANK 35,000,000 08/28/97 *CITIBANK 35,000,000 09/29/97 *REPRESENTING REFINANCING OF MATURING LOANS DATED September 30, 1997 THE CONNECTICUT LIGHT AND POWER COMPANY BY/s/Robert C. Aronson ITS ASSISTANT TREASURER October 30, 1997 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141 Re: The Connecticut Light and Power Company Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Connecticut Light and Power company as specified by the Securities and Exchange Commission. In connection with the private distribution of commercial paper of Connecticut Light and Power Company, from July 1, 1997 to September 30, 1997, all sales and resales have been made only to those customers of Lehman Commercial Paper Inc. included on the Confidential List submitted in the original program and in accordance with the provisions of that program. Sincerely, /s/Gregory J. Hall Lehman Brothers ATTACHMENT 3 COMPANY: Western Massachusetts Electric Company PERIOD: July 1, 1997 through September 30, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $73,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $15,000,000 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1997 MONEY POOL BALANCE ON September 30, 1997: Borrowed $2,350,000 AMOUNT NAME OF BANK $ DATE SOLD CITIBANK 15,000,000 07/07/97 *CITIBANK 15,000,000 08/07/97 *CITIBANK 15,000,000 09/08/97 *REPRESENTS REFINANCING OF MATURITY LOANS DATED September 30, 1997 WESTERN MASSACHUSETTS ELECTRIC COMPANY BY /s/Robert C. Aronson ITS ASSISTANT TREASURER Octobe 29, 1997 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141 Re: Western Massachusetts Electric Company Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Western Massachusetts Electric Company as specified by the Securities and Exchange Commission. In connection with the private distribution of commercial paper of Western Massachusetts Electric Company, from July 1, 1997 to September 30, 1997, all sales and resales have been made only to those customers of Lehman Commercial Paper Inc. included on the Confidential List submitted in the original program and in accordance with the provisions of that program. Sincerely, /s/Gregory J. Hall Lehman Brothers ATTACHMENT 4 COMPANY: Holyoke Water Power Company PERIOD: July 1, 1997 through September 30, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1997. MONEY POOL BALANCE ON September 30, 1997: Invested ($4,850,000) ATTACHMENT 5 COMPANY: Northeast Nuclear Energy Company PERIOD: July 1, 1997 through September 30, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1997. MONEY POOL BALANCE ON September 30, 1997: Invested ($107,550,000) ATTACHMENT 6 COMPANY: Northeast Utilities Service Company PERIOD: July 1, 1997 through September 30, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1997. MONEY POOL BALANCE ON September 30, 1997: $0 ATTACHMENT 7 COMPANY: Rocky River Realty Company PERIOD: July 1, 1997 through September 30, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1997. MONEY POOL BALANCE ON September 30, 1997: Borrowed $42,300,000 ATTACHMENT 8 COMPANY: North Atlantic Energy Company PERIOD: July 1, 1997 through September 30, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1997. MONEY POOL BALANCE ON September 30, 1997: Borrowed: $17,500,000 ATTACHMENT 9 COMPANY: Public Service Company of New Hampshire PERIOD: July 1, 1997 through September 30, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1997. MONEY POOL BALANCE ON September 30, 1997: Invested: ($62,850,000) ATTACHMENT 10 COMPANY: NIANTIC BAY FUEL TRUST PERIOD: July 1, 1997 through September 30, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $90,500,000 THERE WAS $0 OF COMMERCIAL PAPER AND $169,000,000 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1997. NAME OF BANK AMOUNT DATE SOLD $ *FIRST CHICAGO 3,500,000 07/02/97 *FIRST CHICAGO 7,000,000 07/07/97 *FIRST CHICAGO 6,000,000 07/14/97 FIRST CHICAGO 56,500,000 07/21/97 *FIRST CHICAGO 9,500,000 07/28/97 *FIRST CHICAGO 8,000,000 07/30/97 *FIRST CHICAGO 3,500,000 08/04/97 FIRST CHICAGO 5,000,000 08/07/97 *FIRST CHICAGO 6,000,000 08/14/97 FIRST CHICAGO 57,000,000 08/21/97 FIRST CHICAGO 9,000,000 08/28/97 *FIRST CHICAGO 8,000,000 08/29/97 *FIRST CHICAGO 3,500,000 09/04/97 *FIRST CHICAGO 5,000,000 09/08/97 *FIRST CHICAGO 6,000,000 09/15/97 FIRST CHICAGO 100,000 09/16/97 FIRST CHICAGO 57,500,000 09/22/97 FIRST CHICAGO 17,000,000 09/29/97 *representing refinancing of maturing loans dated September 30, 1997 NIANTIC BAY FUEL TRUST BY /S/ Robert C. Aronson ITS ASSISTANT TREASURER ATTACHMENT 11 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: July 1997 NUMBER OF DAYS: 31
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> 49500 -10000 3800 92350 -42850 -5250 4150 -30450 -100 33250 1 Begin Bal 56000 -33100 4550 96350 -16200 -5150 5150 -38400 -100 29400 -98500 0 Contributed 0 0 0 0 0 0 0 0 0 0 45400 45400 Borrowed 32000 3500 100 0 200 0 0 9600 0 0 0 45400 1 End Bal 24000 -36600 4450 96350 -16400 -5150 5150 -48000 -100 29400 -53100 Contributed 11000 2750 0 500 0 0 1000 0 0 500 0 15750 Borrowed 500 0 0 0 0 0 5500 0 0 0 9750 15750 2 End Bal 34500 -33850 4450 96850 -16400 -5150 650 -48000 -100 29900 -62850 Contributed 250 0 0 0 0 0 750 0 0 0 28500 29500 Borrowed 9500 2000 250 12750 0 0 4000 0 0 0 1000 29500 3 End Bal 25250 -35850 4200 84100 -16400 -5150 -2600 -48000 -100 29900 -35350 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 4 End Bal 25250 -35850 4200 84100 -16400 -5150 -2600 -48000 -100 29900 -35350 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 5 End Bal 25250 -35850 4200 84100 -16400 -5150 -2600 -48000 -100 29900 -35350 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 6 End Bal 25250 -35850 4200 84100 -16400 -5150 -2600 -48000 -100 29900 -35350 Contributed 7000 1000 0 0 0 0 4000 0 0 0 23500 35500 Borrowed 0 31000 0 1500 0 0 0 0 0 0 3000 35500 7 End Bal 32250 -65850 4200 82600 -16400 -5150 1400 -48000 -100 29900 -14850 Contributed 10000 2500 0 1200 0 0 4500 0 0 0 0 18200 Borrowed 0 0 100 0 0 0 0 0 0 4100 14000 18200 8 End Bal 42250 -63350 4100 83800 -16400 -5150 5900 -48000 -100 25800 -28850 Contributed 6000 1000 0 0 0 0 3500 0 0 0 0 10500 Borrowed 0 0 100 4900 0 0 0 0 0 750 4750 10500 9 End Bal 48250 -62350 4000 78900 -16400 -5150 9400 -48000 -100 25050 -33600 Contributed 7250 500 100 0 0 0 400 0 0 0 0 8250 Borrowed 0 0 250 2500 0 0 0 0 0 0 5500 8250 10 End Bal 55500 -61850 3850 76400 -16400 -5150 9800 -48000 -100 25050 -39100 Contributed 2750 1000 0 0 0 0 1500 0 0 0 6250 11500 Borrowed 2500 0 0 750 0 0 3000 0 0 500 4750 11500 11 End Bal 55750 -60850 3850 75650 -16400 -5150 8300 -48000 -100 24550 -37600 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 12 End Bal 55750 -60850 3850 75650 -16400 -5150 8300 -48000 -100 24550 -37600 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 13 End Bal 55750 -60850 3850 75650 -16400 -5150 8300 -48000 -100 24550 -37600 Contributed 10750 1750 0 0 0 0 500 0 0 0 18450 31450 Borrowed 0 0 100 2000 26350 0 1500 0 0 0 1500 31450 14 End Bal 66500 -59100 3750 73650 -42750 -5150 7300 -48000 -100 24550 -20650 Contributed 0 1000 0 250 0 0 4500 0 0 0 0 5750 Borrowed 1500 0 200 2000 0 0 0 0 0 0 2050 5750 15 End Bal 65000 -58100 3550 71900 -42750 -5150 11800 -48000 -100 24550 -22700 Contributed 11250 2500 0 150 0 0 4250 0 0 0 0 18150 Borrowed 0 0 0 0 0 0 0 0 0 0 18150 18150 16 End Bal 76250 -55600 3550 72050 -42750 -5150 16050 -48000 -100 24550 -40850 Contributed 3000 1000 0 0 0 0 1750 0 0 0 23100 28850 Borrowed 4000 4000 100 11000 0 0 4000 0 0 0 5750 28850 17 End Bal 75250 -58600 3450 61050 -42750 -5150 13800 -48000 -100 24550 -23500 Contributed 10500 3000 0 6000 0 0 4000 0 0 0 0 23500 Borrowed 0 0 150 0 0 0 0 0 0 0 23350 23500 18 End Bal 85750 -55600 3300 67050 -42750 -5150 17800 -48000 -100 24550 -46850 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 19 End Bal 85750 -55600 3300 67050 -42750 -5150 17800 -48000 -100 24550 -46850 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 20 End Bal 85750 -55600 3300 67050 -42750 -5150 17800 -48000 -100 24550 -46850 Contributed 0 500 2300 0 0 0 10500 0 0 6500 34000 53800 Borrowed 46000 0 0 6150 0 0 0 150 0 0 1500 53800 21 End Bal 39750 -55100 5600 60900 -42750 -5150 28300 -48150 -100 31050 -14350 Contributed 3750 1500 0 17700 0 0 4700 0 0 0 0 27650 Borrowed 0 0 350 0 500 0 0 100 0 100 26600 27650 22 End Bal 43500 -53600 5250 78600 -43250 -5150 33000 -48250 -100 30950 -40950 Contributed 4500 0 0 5400 0 0 0 0 0 500 25700 36100 Borrowed 0 10000 3600 0 0 0 21000 0 0 0 1500 36100 23 End Bal 48000 -63600 1650 84000 -43250 -5150 12000 -48250 -100 31450 -16750 Contributed 2000 900 100 0 0 0 1500 0 0 1300 11300 17100 Borrowed 5000 4000 100 2500 0 0 1000 0 0 0 4500 17100 24 End Bal 45000 -66700 1650 81500 -43250 -5150 12500 -48250 -100 32750 -9950 Contributed 2400 0 2900 1000 0 0 2000 18000 0 0 0 26300 Borrowed 9000 2000 0 0 0 0 0 0 0 0 15300 26300 25 End Bal 38400 -68700 4550 82500 -43250 -5150 14500 -30250 -100 32750 -25250 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 26 End Bal 38400 -68700 4550 82500 -43250 -5150 14500 -30250 -100 32750 -25250 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 27 End Bal 38400 -68700 4550 82500 -43250 -5150 14500 -30250 -100 32750 -25250 Contributed 40000 1500 100 0 0 0 1250 0 0 0 200 43050 Borrowed 750 800 0 0 0 0 15000 0 0 0 26500 43050 28 End Bal 77650 -68000 4650 82500 -43250 -5150 750 -30250 -100 32750 -51550 Contributed 6500 2000 0 250 0 0 3250 0 0 500 0 12500 Borrowed 0 0 150 2400 0 0 0 0 0 0 9950 12500 29 End Bal 84150 -66000 4500 80350 -43250 -5150 4000 -30250 -100 33250 -61500 Contributed 7600 400 0 3000 0 0 4400 0 0 0 0 15400 Borrowed 0 400 100 0 0 0 0 0 0 0 14900 15400 30 End Bal 91750 -66000 4400 83350 -43250 -5150 8400 -30250 -100 33250 -76400 Contributed 2750 59000 0 9000 400 0 250 0 0 0 49700 121100 Borrowed 45000 3000 600 0 0 100 4500 200 0 0 67700 121100 31 End Bal 49500 -10000 3800 92350 -42850 -5250 4150 -30450 -100 33250 -94400 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: AUGUST 1997 NUMBER OF DAYS: 31 CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> 16900 -5900 4150 94700 -44600 -5250 30150 -22800 -350 32650 1 Begin Bal 49500 -10000 3800 92350 -42850 -5250 4150 -30450 -100 33250 -94400 0 Contributed 0 250 0 0 0 0 250 0 0 0 42600 43100 Borrowed 25500 5000 0 3100 100 0 2000 7400 0 0 0 43100 1 End Bal 24000 -14750 3800 89250 -42950 -5250 2400 -37850 -100 33250 -51800 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 2 End Bal 24000 -14750 3800 89250 -42950 -5250 2400 -37850 -100 33250 -51800 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 3 End Bal 24000 -14750 3800 89250 -42950 -5250 2400 -37850 -100 33250 -51800 Contributed 0 2000 0 1000 0 0 5000 0 0 0 20000 28000 Borrowed 24250 0 0 500 0 0 0 0 0 0 3250 28000 4 End Bal -250 -12750 3800 89750 -42950 -5250 7400 -37850 -100 33250 -35050 Contributed 5000 2500 0 0 0 0 3100 0 0 250 0 10850 Borrowed 0 0 200 3500 0 0 0 0 0 0 7150 10850 5 End Bal 4750 -10250 3600 86250 -42950 -5250 10500 -37850 -100 33500 -42200 Contributed 4000 1000 0 500 0 0 2500 0 0 0 0 8000 Borrowed 0 0 250 250 0 0 0 0 0 0 7500 8000 6 End Bal 8750 -9250 3350 86500 -42950 -5250 13000 -37850 -100 33500 -49700 Contributed 8750 1250 0 300 0 0 4000 0 0 0 0 14300 Borrowed 0 0 0 1000 0 0 0 0 0 0 13300 14300 7 End Bal 17500 -8000 3350 85800 -42950 -5250 17000 -37850 -100 33500 -63000 Contributed 5000 500 0 0 0 0 1000 0 0 0 0 6500 Borrowed 0 0 0 1000 0 0 0 0 0 0 5500 6500 8 End Bal 22500 -7500 3350 84800 -42950 -5250 18000 -37850 -100 33500 -68500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 9 End Bal 22500 -7500 3350 84800 -42950 -5250 18000 -37850 -100 33500 -68500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 10 End Bal 22500 -7500 3350 84800 -42950 -5250 18000 -37850 -100 33500 -68500 Contributed 14700 1000 0 0 0 0 4000 0 0 0 0 19700 Borrowed 0 0 150 3500 0 0 700 0 0 0 15350 19700 11 End Bal 37200 -6500 3200 81300 -42950 -5250 21300 -37850 -100 33500 -83850 Contributed 6000 2500 0 0 0 0 3600 0 0 0 0 12100 Borrowed 1000 1000 0 3500 0 0 1000 100 0 0 5500 12100 12 End Bal 42200 -5000 3200 77800 -42950 -5250 23900 -37950 -100 33500 -89350 Contributed 17500 2250 0 2000 0 0 3000 0 0 0 0 24750 Borrowed 0 0 0 0 0 0 0 0 0 0 24750 24750 13 End Bal 59700 -2750 3200 79800 -42950 -5250 26900 -37950 -100 33500 -114100 Contributed 1600 0 0 0 400 0 0 0 0 0 28500 30500 Borrowed 12500 1500 100 12000 500 0 2000 0 0 0 1900 30500 14 End Bal 48800 -4250 3100 67800 -43050 -5250 24900 -37950 -100 33500 -87500 Contributed 2350 800 0 0 0 0 1350 0 0 0 3600 8100 Borrowed 750 750 100 2000 0 0 0 0 0 0 4500 8100 15 End Bal 50400 -4200 3000 65800 -43050 -5250 26250 -37950 -100 33500 -88400 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 16 End Bal 50400 -4200 3000 65800 -43050 -5250 26250 -37950 -100 33500 -88400 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 17 End Bal 50400 -4200 3000 65800 -43050 -5250 26250 -37950 -100 33500 -88400 Contributed 25000 5500 300 2300 0 0 7000 0 0 0 0 40100 Borrowed 500 0 0 0 0 0 0 0 0 0 39600 40100 18 End Bal 74900 1300 3300 68100 -43050 -5250 33250 -37950 -100 33500 -128000 Contributed 1700 2250 0 25300 0 0 2000 0 0 0 0 31250 Borrowed 8000 0 500 0 1300 0 0 150 0 1100 20200 31250 19 End Bal 68600 3550 2800 93400 -44350 -5250 35250 -38100 -100 32400 -148200 Contributed 1800 400 2600 0 0 0 17000 0 0 500 43500 65800 Borrowed 50000 1000 0 11600 0 0 0 0 0 0 3200 65800 20 End Bal 20400 2950 5400 81800 -44350 -5250 52250 -38100 -100 32900 -107900 Contributed 2750 250 0 0 0 0 2000 0 0 0 15150 20150 Borrowed 4000 10000 250 400 0 0 0 0 0 1500 4000 20150 21 End Bal 19150 -6800 5150 81400 -44350 -5250 54250 -38100 -100 31400 -96750 Contributed 4000 500 0 0 0 0 1750 15500 0 1000 0 22750 Borrowed 0 4500 0 100 0 0 8000 0 0 0 10150 22750 22 End Bal 23150 -10800 5150 81300 -44350 -5250 48000 -22600 -100 32400 -106900 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 23 End Bal 23150 -10800 5150 81300 -44350 -5250 48000 -22600 -100 32400 -106900 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 24 End Bal 23150 -10800 5150 81300 -44350 -5250 48000 -22600 -100 32400 -106900 Contributed 0 3600 100 500 0 0 2300 0 0 0 13400 19900 Borrowed 0 0 600 1800 0 0 13000 0 0 0 4500 19900 25 End Bal 23150 -7200 4650 80000 -44350 -5250 37300 -22600 -100 32400 -98000 Contributed 10000 1250 0 0 0 0 750 0 0 0 6000 18000 Borrowed 0 0 800 3800 0 0 10400 0 0 0 3000 18000 26 End Bal 33150 -5950 3850 76200 -44350 -5250 27650 -22600 -100 32400 -95000 Contributed 13000 1800 200 2000 0 0 3500 0 0 0 0 20500 Borrowed 0 0 0 0 0 0 0 0 0 0 20500 20500 27 End Bal 46150 -4150 4050 78200 -44350 -5250 31150 -22600 -100 32400 -115500 Contributed 3250 0 0 0 0 0 750 0 0 0 45650 49650 Borrowed 30000 2000 150 11500 0 0 2000 0 0 0 4000 49650 28 End Bal 19400 -6150 3900 66700 -44350 -5250 29900 -22600 -100 32400 -73850 Contributed 3500 750 250 28000 0 0 1250 0 0 250 0 34000 Borrowed 6000 500 0 0 250 0 1000 200 250 0 25800 34000 29 End Bal 16900 -5900 4150 94700 -44600 -5250 30150 -22800 -350 32650 -99650 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 30 End Bal 16900 -5900 4150 94700 -44600 -5250 30150 -22800 -350 32650 -99650 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 31 End Bal 16900 -5900 4150 94700 -44600 -5250 30150 -22800 -350 32650 -99650 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: September 1997 NUMBER OF DAYS: 30 CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> 32600 -2350 4850 107550 -42300 -5250 62850 -17500 -600 29900 1 Begin Bal 16900 -5900 4150 94700 -44600 -5250 30150 -22800 -350 32650 -99650 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 1 End Bal 16900 -5900 4150 94700 -44600 -5250 30150 -22800 -350 32650 -99650 Contributed 0 0 0 0 0 0 1000 0 0 0 40100 41100 Borrowed 24500 7000 200 2300 0 0 500 4600 0 2000 0 41100 2 End Bal -7600 -12900 3950 92400 -44600 -5250 30650 -27400 -350 30650 -59550 Contributed 8000 1500 0 0 0 0 5000 0 0 0 1000 15500 Borrowed 1500 0 100 5800 0 0 0 0 0 0 8100 15500 3 End Bal -1100 -11400 3850 86600 -44600 -5250 35650 -27400 -350 30650 -66650 Contributed 4500 0 0 0 0 0 2750 0 0 0 0 7250 Borrowed 0 1000 150 3700 0 0 0 0 0 0 2400 7250 4 End Bal 3400 -12400 3700 82900 -44600 -5250 38400 -27400 -350 30650 -69050 Contributed 6300 1800 0 1000 0 0 2500 0 0 0 0 11600 Borrowed 0 0 0 750 0 0 0 100 0 0 10750 11600 5 End Bal 9700 -10600 3700 83150 -44600 -5250 40900 -27500 -350 30650 -79800 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 6 End Bal 9700 -10600 3700 83150 -44600 -5250 40900 -27500 -350 30650 -79800 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 7 End Bal 9700 -10600 3700 83150 -44600 -5250 40900 -27500 -350 30650 -79800 Contributed 15500 2500 0 1000 0 0 5500 0 0 0 0 24500 Borrowed 0 0 100 600 0 0 0 0 0 0 23800 24500 8 End Bal 25200 -8100 3600 83550 -44600 -5250 46400 -27500 -350 30650 -103600 Contributed 9000 3000 100 0 2900 0 3300 0 0 0 0 18300 Borrowed 500 0 0 0 0 0 0 0 0 0 17800 18300 9 End Bal 33700 -5100 3700 83550 -41700 -5250 49700 -27500 -350 30650 -121400 Contributed 26000 2500 0 0 0 0 2750 0 0 0 0 31250 Borrowed 0 0 100 2300 0 0 0 0 0 0 28850 31250 10 End Bal 59700 -2600 3600 81250 -41700 -5250 52450 -27500 -350 30650 -150250 Contributed 1500 300 0 500 0 0 0 0 0 0 18400 20700 Borrowed 2000 1000 200 9800 0 0 1300 4400 0 0 2000 20700 11 End Bal 59200 -3300 3400 71950 -41700 -5250 51150 -31900 -350 30650 -133850 Contributed 3600 0 0 0 0 0 1100 0 0 0 0 4700 Borrowed 0 300 100 2400 0 0 0 0 0 0 1900 4700 12 End Bal 62800 -3600 3300 69550 -41700 -5250 52250 -31900 -350 30650 -135750 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 13 End Bal 62800 -3600 3300 69550 -41700 -5250 52250 -31900 -350 30650 -135750 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 14 End Bal 62800 -3600 3300 69550 -41700 -5250 52250 -31900 -350 30650 -135750 Contributed 0 2300 0 0 2900 0 1700 0 0 0 2500 9400 Borrowed 600 0 0 1700 3000 0 0 0 0 0 4100 9400 15 End Bal 62200 -1300 3300 67850 -41800 -5250 53950 -31900 -350 30650 -137350 Contributed 0 900 0 0 0 0 2750 0 0 0 1600 5250 Borrowed 900 350 300 3700 0 0 0 0 0 0 0 5250 16 End Bal 61300 -750 3000 64150 -41800 -5250 56700 -31900 -350 30650 -135750 Contributed 6650 1600 0 0 0 0 1300 0 0 0 0 9550 Borrowed 0 150 0 1600 0 0 0 0 0 0 7800 9550 17 End Bal 67950 700 3000 62550 -41800 -5250 58000 -31900 -350 30650 -143550 Contributed 6000 700 0 0 0 0 1500 0 0 0 0 8200 Borrowed 0 0 300 1500 0 0 400 400 0 0 5600 8200 18 End Bal 73950 1400 2700 61050 -41800 -5250 59100 -32300 -350 30650 -149150 Contributed 19000 2200 200 3800 0 0 5500 0 0 0 0 30700 Borrowed 0 0 0 0 0 0 0 0 0 0 30700 30700 19 End Bal 92950 3600 2900 64850 -41800 -5250 64600 -32300 -350 30650 -179850 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 20 End Bal 92950 3600 2900 64850 -41800 -5250 64600 -32300 -350 30650 -179850 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 21 End Bal 92950 3600 2900 64850 -41800 -5250 64600 -32300 -350 30650 -179850 Contributed 0 0 2800 29400 0 0 15000 0 0 0 1000 48200 Borrowed 35750 250 0 0 0 0 0 0 0 0 12200 48200 22 End Bal 57200 3350 5700 94250 -41800 -5250 79600 -32300 -350 30650 -191050 Contributed 12500 2000 150 3900 0 0 1300 14900 0 0 16500 51250 Borrowed 0 10500 3600 2700 6100 0 12500 0 0 1000 14850 51250 23 End Bal 69700 -5150 2250 95450 -47900 -5250 68400 -17400 -350 29650 -189400 Contributed 0 3500 0 0 0 0 0 0 0 1500 23500 28500 Borrowed 19500 0 0 1000 0 0 8000 0 0 0 0 28500 24 End Bal 50200 -1650 2250 94450 -47900 -5250 60400 -17400 -350 31150 -165900 Contributed 850 0 0 0 300 0 250 0 0 0 32450 33850 Borrowed 18000 2400 150 9600 0 0 3000 0 0 0 700 33850 25 End Bal 33050 -4050 2100 84850 -47600 -5250 57650 -17400 -350 31150 -134150 Contributed 2250 0 2600 0 5700 0 1000 0 0 250 0 11800 Borrowed 0 0 0 2800 0 0 500 0 250 1500 6750 11800 26 End Bal 35300 -4050 4700 82050 -41900 -5250 58150 -17400 -600 29900 -140900 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 27 End Bal 35300 -4050 4700 82050 -41900 -5250 58150 -17400 -600 29900 -140900 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 28 End Bal 35300 -4050 4700 82050 -41900 -5250 58150 -17400 -600 29900 -140900 Contributed 3800 1000 350 1300 0 0 4500 0 0 0 0 10950 Borrowed 0 0 0 2000 0 0 0 0 0 0 8950 10950 29 End Bal 39100 -3050 5050 81350 -41900 -5250 62650 -17400 -600 29900 -149850 Contributed 0 1000 0 26200 0 0 1200 0 0 0 0 28400 Borrowed 6500 300 200 0 400 0 1000 100 0 0 19900 28400 30 End Bal 32600 -2350 4850 107550 -42300 -5250 62850 -17500 -600 29900 -169750 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0
ATTACHMENT 12 CAPITAL CONTRIBUTIONS DURING THE THIRD QUARTER OF 1997, NORTHEAST UTILITIES MADE THE FOLLOWING CAPITAL CONTRIBUTIONS TO CHARTER OAK ENERGY: $ 07/09/97 700,000 07/11/97 100,000 08/01/97 100,000 08/19/97 500,000 09/26/97 1,000,000 ----------- 2,400,000 UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Quarterly Certificate as CONNECTICUT YANKEE ATOMIC POWER COMPANY to Partial Consummation of Berlin, Connecticut Transaction File No. 70-7255 File No. 70-7704 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Connecticut Yankee Atomic Power Company (The "Company") hereby certifies that the Company entered into a $90 million Remarketable Eurodollar Credit and Letter of Credit Facility dated August 14, 1990 with the Toronto Dominion Bank and Trust Company as Agent Bank and The Tokai Bank, Limited, as issuing Bank (the "Credit Agreement"), in accordance with the Application/Declaration, as amended, filed by the Company; in this proceeding, and the Securities and Exchange Commission Order dated August 1, 1990 with respect thereto. During the period July 1, 1997 through September 30, 1997, the maximum commercial paper outstanding at any one time was $0. Commercial paper outstanding on September 30, 1997 was $0. Maximum borrowings under the revolving credit portion of the agreement at any one time was $35,000,000 and borrowings at September 30, 1997 was $0. MONEY POOL BALANCE ON September 30, 1997: Invested: ($18,800,000) Dated September 30, 1997 Connecticut Yankee Atomic Power Company /s/Robert C. Aronson Assistant Treasurer NAME OF BANK AMOUNT DATE SOLD $ TORONTO DOMINION BANK 10,000,000 07/14/97 TORONTO DOMINION BANK 5,000,000 07/16/97 *TORONTO DOMINION BANK 5,000,000 06/12/97 TORONTO DOMINION BANK 30,000,000 08/21/97 *REPRESENTING REFINANCING OF MATURING LOANS DATED September 30, 1997 CONNECTICUT YANKEE ATOMIC POWER CO. BY/S/Robert C. Aronson ITS ASSISTANT TREASURER UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Northeast Utilities Service Company Certificate as The Connecticut Light and Power Company to Partial Western Massachusetts Electric Company Consummation of Holyoke Water Power Company Transaction $56.25 Million Northeast Nuclear Energy Company Regional Revolving Credit Rocky River Realty Company Agreement Berlin, Connecticut File No. 70-8052 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies maintain a $56.25 million Regional Revolving Credit Agreement dated December 3, 1992 with Northeast Utilities Service Company, as Agent, in accordance with the terms and conditions or, and for the purposes represented by the Application/Declaration, as amended, filed by the Companies in this proceeding, and the Securities and Exchange Commission Order dated November 23, 1992 with respect thereto. During the period July 1, 1997 through September 30, 1997, Northeast Utilities had $80,000,000 outstanding for the quarter ending September 30, 1997. Dated September 30, 1997 Northeast Utilities /s/Robert C. Aronson Assistant Treasurer UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Certificate as The Connecticut Light and Power Company to Partial Western Massachusetts Electric Company Consummation of Transaction $313.75 Million Revolving Credit Agreement Berlin, Connecticut File No. 70-8052 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies maintain a $313.75 million Revolving Credit Agreement dated November 21, 1996 with Revolving Credit Agreement dated November 21, 1996 with Citicorp Securities, Inc. as arranger, Toronto Dominion Securities, Inc. as Syndication Agent, Fleet National Bank as Documentation Agent and Citibank, N.A. as Administrative Agent, in accordance with the terms and conditions filed with the Securities and Exchange Commission and ordered by them on November 20, 1996 with respect thereto. During the period July 1, 1997 through September 30, 1997, Northeast Utilities had $0 outstanding for the quarter ending September 30, 1997. Dated September 30, 1997 Northeast Utilities /s/Robert C. Aronson Assistant Treasurer -----END PRIVACY-ENHANCED MESSAGE-----