-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T83hOuCuRKmVh0shzwmKvWO+ORk1GLPivpEKPqG0ZUAcEAIPagTwC5MBJGjVcH3j CD2BDSynrnEM6EO47gpAEA== 0000072741-97-000109.txt : 19970820 0000072741-97-000109.hdr.sgml : 19970820 ACCESSION NUMBER: 0000072741-97-000109 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970819 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-07111 FILM NUMBER: 97666547 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 2036655000 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 35-CERT 1 CERTIFICATES OF PARTIAL CONSUMMATIONS UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly The Connecticut Light and Power Company Certificate as Western Massachusetts Electric Company to Partial Holyoke Water Power Company Consummation Northeast Nuclear Energy Company of Northeast Utilities Service Company Transaction Rocky River Realty Company Berlin, Connecticut File No. 70-7111 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies issued and sold short-term debt, entered into system money pool transactions, and made capital contributions, all in accordance with the terms and conditions of, and for the purposes represented by, the Application/Declaration filed by the Company in this proceeding and the Securities and Exchange Commission Order dated December 27, 1990 with respect thereto. The following attachments contain the required information regarding the issuance and sale of short-term debt, system money pool transactions, and capital contributions for the second quarter of 1997: ATTACHMENT 1 NORTHEAST UTILITIES SUMMARY SHEET NORTHEAST UTILITIES BANK BORROWINGS 2 THE CONNECTICUT LIGHT AND POWER COMPANY SUMMARY SHEET THE CONNECTICUT LIGHT AND POWER COMPANY COMMERCIAL PAPER TRANSACTIONS LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC. THE CONNECTICUT LIGHT AND POWER COMPANY BANK BORROWINGS 3 WESTERN MASSACHUSETTS ELECTRIC COMPANY SUMMARY SHEET WESTERN MASSACHUSETTS ELECTRIC COMPANY COMMERCIAL PAPER TRANSACTIONS LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC. WESTERN MASSACHUSETTS ELECTRIC COMPANY BANK BORROWINGS 4 HOLYOKE WATER POWER COMPANY SUMMARY SHEET 5 NORTHEAST NUCLEAR ENERGY COMPANY SUMMARY SHEET 6 NORTHEAST UTILITIES SERVICE COMPANY SUMMARY SHEET 7 ROCKY RIVER REALTY COMPANY SUMMARY SHEET 8 NORTH ATLANTIC ENERGY COMPANY SUMMARY SHEET 9 PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE 10 NIANTIC BAY FUEL TRUST 11 NORTHEAST UTILITIES MONEY POOL 12 CAPITAL CONTRIBUTIONS Dated as of June 30, 1997 Northeast Utilities Service Company /s/ Robert C. Aronson Assistant Treasurer ATTACHMENT 1 COMPANY: Northeast Utilities PERIOD: April 1, 1997 through June 30, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $11,250,000 THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 1997. MONEY POOL BALANCE ON June 30, 1997: Invested ($29,400,000) AMOUNT NAME OF BANK $ DATE SOLD STATE STREET BANK 8,500,000 04/28/97 *STATE STREET BANK 8,500,000 05/12/97 STATE STREET BANK 6,000,000 05/27/97 *REPRESENTING REFINANCING OF MATURING LOANS NORTHEAST UTILITIES BY/s/Robert C. Aronson ITS ASSISTANT TREASURER DATED June 30, 1997 ATTACHMENT 2 COMPANY: The Connecticut Light and Power Company PERIOD: April 1, 1997 through June 30, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $100,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 1997. MONEY POOL BALANCE ON June 30, 1997: Invested ($56,000,000) AMOUNT NAME OF BANK $ DATE SOLD CITIBANK 100,000,000 06/20/97 DATED June 30, 1997 THE CONNECTICUT LIGHT AND POWER COMPANY BY/s/Robert C. Aronson ITS ASSISTANT TREASURER August 12, 1997 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141 Re: The Connecticut Light and Power Company Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Connecticut Light and Power company as specified by the Securities and Exchange Commission. In connection with the private distribution of commercial paper of Connecticut Light and Power Company, from April 1, 1997 to June 30, 1997, all sales and resales have been made only to those customers of Lehman Commercial Paper Inc. included on the Confidential List submitted in the original program and in accordance with the provisions of that program. Sincerely, /s/Geoffrey F. Feldkamp Lehman Brothers ATTACHMENT 3 COMPANY: Western Massachusetts Electric Company PERIOD: April 1, 1997 through June 30, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $45,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $45,000,000 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 1997 MONEY POOL BALANCE ON June 30, 1997: Borrowed $33,100,000 AMOUNT NAME OF BANK $ DATE SOLD *SWISS BANK CORP. 45,000,000 06/04/97 *REPRESENTS REFINANCING OF MATURITY LOANS DATED June 30, 1997 WESTERN MASSACHUSETTS ELECTRIC COMPANY BY /s/Robert C. Aronson ITS ASSISTANT TREASURER August 12, 1997 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141 Re: Western Massachusetts Electric Company Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Western Massachusetts Electric Company as specified by the Securities and Exchange Commission. In connection with the private distribution of commercial paper of Western Massachusetts Electric Company, from April 1, 1997 to June 30, 1997, all sales and resales have been made only to those customers of Lehman Commercial Paper Inc. included on the Confidential List submitted in the original program and in accordance with the provisions of that program. Sincerely, /s/Geoffrey F. Feldkamp Lehman Brothers ATTACHMENT 4 COMPANY: Holyoke Water Power Company PERIOD: April 1, 1997 through June 30, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 1997. MONEY POOL BALANCE ON June 30, 1997: Invested ($4,550,000) ATTACHMENT 5 COMPANY: Northeast Nuclear Energy Company PERIOD: April 1, 1997 through June 30, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 1997. MONEY POOL BALANCE ON June 30, 1997: Invested ($96,350,000) ATTACHMENT 6 COMPANY: Northeast Utilities Service Company PERIOD: April 1, 1997 through June 30, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 1997. MONEY POOL BALANCE ON June 30, 1997: $0 ATTACHMENT 7 COMPANY: Rocky River Realty Company PERIOD: April 1, 1997 through June 30, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 1997. MONEY POOL BALANCE ON June 30, 1997: Borrowed $16,200,000 ATTACHMENT 8 COMPANY: North Atlantic Energy Company PERIOD: April 1, 1997 through June 30, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 1997. MONEY POOL BALANCE ON June 30, 1997: Borrowed: $38,400,000 ATTACHMENT 9 COMPANY: Public Service Company of New Hampshire PERIOD: April 1, 1997 through June 30, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 1997. MONEY POOL BALANCE ON June 30, 1997: Borrowed: $5,150,000 ATTACHMENT 10 COMPANY: NIANTIC BAY FUEL TRUST PERIOD: April 1, 1997 through June 30, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $90,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $90,000,000 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 1997. NAME OF BANK AMOUNT DATE SOLD $ *FIRST NATIONAL BANK OF CHICAGO 9,500,000 04/03/97 *FIRST NATIONAL BANK OF CHICAGO 6,000,000 04/10/97 *FIRST NATIONAL BANK OF CHICAGO 55,000,000 04/18/97 FIRST NATIONAL BANK OF CHICAGO 9,500,000 04/24/97 *FIRST NATIONAL BANK OF CHICAGO 8,000,000 04/28/97 FIRST NATIONAL BANK OF CHICAGO 7,000,000 05/05/97 *FIRST NATIONAL BANK OF CHICAGO 6,000,000 05/12/97 FIRST NATIONAL BANK OF CHICAGO 55,500,000 05/19/97 *FIRST NATIONAL BANK OF CHICAGO 9,500,000 05/27/97 *FIRST NATIONAL BANK OF CHICAGO 8,000,000 05/28/97 FIRST NATIONAL BANK OF CHICAGO 3,500,000 06/02/97 FIRST NATIONAL BANK OF CHICAGO 7,000,000 06/05/97 FIRST NATIONAL BANK OF CHICAGO 6,000,000 06/12/97 FIRST NATIONAL BANK OF CHICAGO 56,000,000 06/19/97 *FIRST NATIONAL BANK OF CHICAGO 9,500,000 06/27/97 *FIRST NATIONAL BANK OF CHICAGO 8,000,000 06/30/97 *representing refinancing of maturing loans dated June 30, 1997 NIANTIC BAY FUEL TRUST BY /S/ Robert C. Aronson ITS ASSISTANT TREASURER ATTACHMENT 11 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: April 1997 NUMBER OF DAYS: 30
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> 6500 -75100 4400 73000 -16800 -5150 24000 -12250 -225 53625 1 Begin Bal 225300 -75900 5750 70000 -16400 -5000 -250 -20750 -225 39975 -222500 0 Contributed 3500 500 0 0 0 0 6000 0 0 19000 206200 235200 Borrowed 206200 0 0 1000 0 0 0 4250 0 0 23750 235200 1 End Bal 22600 -75400 5750 69000 -16400 -5000 5750 -25000 -225 58975 -40050 Contributed 0 0 0 0 0 0 1000 0 0 0 16250 17250 Borrowed 7000 2000 750 7500 0 0 0 0 0 0 0 17250 2 End Bal 15600 -77400 5000 61500 -16400 -5000 6750 -25000 -225 58975 -23800 Contributed 10500 2000 0 2000 0 0 2000 0 0 0 0 16500 Borrowed 0 0 0 0 0 0 0 0 0 1000 15500 16500 3 End Bal 26100 -75400 5000 63500 -16400 -5000 8750 -25000 -225 57975 -39300 Contributed 6250 1000 0 0 0 0 750 0 0 0 0 8000 Borrowed 0 250 0 750 0 0 0 0 0 750 6250 8000 4 End Bal 32350 -74650 5000 62750 -16400 -5000 9500 -25000 -225 57225 -45550 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 5 End Bal 32350 -74650 5000 62750 -16400 -5000 9500 -25000 -225 57225 -45550 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 6 End Bal 32350 -74650 5000 62750 -16400 -5000 9500 -25000 -225 57225 -45550 Contributed 9500 500 2500 0 0 0 3000 0 0 0 0 15500 Borrowed 0 0 0 1000 0 0 0 0 0 1000 13500 15500 7 End Bal 41850 -74150 7500 61750 -16400 -5000 12500 -25000 -225 56225 -59050 Contributed 7000 1000 0 0 0 0 6500 0 0 0 0 14500 Borrowed 750 0 250 0 250 0 0 0 0 0 13250 14500 8 End Bal 48100 -73150 7250 61750 -16650 -5000 19000 -25000 -225 56225 -72300 Contributed 7750 1000 0 0 0 0 500 0 0 0 0 9250 Borrowed 0 0 500 3500 0 0 0 0 0 0 5250 9250 9 End Bal 55850 -72150 6750 58250 -16650 -5000 19500 -25000 -225 56225 -77550 Contributed 4000 750 250 0 150 0 2000 0 0 500 0 7650 Borrowed 0 0 0 1800 0 0 0 0 0 0 5850 7650 10 End Bal 59850 -71400 7000 56450 -16500 -5000 21500 -25000 -225 56725 -83400 Contributed 1000 0 0 0 0 0 750 0 0 0 14850 16600 Borrowed 3000 1000 250 8600 0 0 2000 0 0 0 1750 16600 11 End Bal 57850 -72400 6750 47850 -16500 -5000 20250 -25000 -225 56725 -70300 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 12 End Bal 57850 -72400 6750 47850 -16500 -5000 20250 -25000 -225 56725 -70300 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 13 End Bal 57850 -72400 6750 47850 -16500 -5000 20250 -25000 -225 56725 -70300 Contributed 9250 500 0 0 0 0 3000 0 0 0 0 12750 Borrowed 0 0 0 1500 500 0 0 0 0 500 10250 12750 14 End Bal 67100 -71900 6750 46350 -17000 -5000 23250 -25000 -225 56225 -80550 Contributed 0 1250 0 0 0 0 0 0 0 0 3850 5100 Borrowed 1000 0 0 2100 0 0 2000 0 0 0 0 5100 15 End Bal 66100 -70650 6750 44250 -17000 -5000 21250 -25000 -225 56225 -76700 Contributed 6500 1500 0 0 0 0 0 0 0 0 2700 10700 Borrowed 0 0 250 4700 0 0 1000 0 0 0 4750 10700 16 End Bal 72600 -69150 6500 39550 -17000 -5000 20250 -25000 -225 56225 -78750 Contributed 5500 500 0 0 500 0 1500 0 0 0 2000 10000 Borrowed 0 0 250 3100 0 0 1500 150 0 0 5000 10000 17 End Bal 78100 -68650 6250 36450 -16500 -5000 20250 -25150 -225 56225 -81750 Contributed 16750 4000 250 7400 0 0 500 0 0 0 0 28900 Borrowed 0 0 0 0 0 0 1000 0 0 0 27900 28900 18 End Bal 94850 -64650 6500 43850 -16500 -5000 19750 -25150 -225 56225 -109650 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 19 End Bal 94850 -64650 6500 43850 -16500 -5000 19750 -25150 -225 56225 -109650 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 20 End Bal 94850 -64650 6500 43850 -16500 -5000 19750 -25150 -225 56225 -109650 Contributed 2500 1250 1000 3800 0 0 10500 0 0 0 33950 53000 Borrowed 48000 0 0 0 0 0 0 0 0 0 5000 53000 21 End Bal 49350 -63400 7500 47650 -16500 -5000 30250 -25150 -225 56225 -80700 Contributed 3000 1500 0 0 0 0 5750 0 0 0 10250 Borrowed 50 0 500 8250 0 100 0 1350 0 0 0 10250 22 End Bal 52300 -61900 7000 39400 -16500 -5100 36000 -26500 -225 56225 -80700 Contributed 2000 2500 0 33000 0 0 100 0 0 0 0 37600 Borrowed 6300 100 2200 0 0 0 3000 0 0 0 26000 37600 23 End Bal 48000 -59500 4800 72400 -16500 -5100 33100 -26500 -225 56225 -106700 Contributed 0 0 1250 0 0 0 0 0 0 0 22300 23550 Borrowed 5000 9300 0 8000 0 0 0 0 0 0 1250 23550 24 End Bal 43000 -68800 6050 64400 -16500 -5100 33100 -26500 -225 56225 -85650 Contributed 1500 500 0 0 0 0 500 14350 0 500 25000 42350 Borrowed 20250 900 0 3400 200 0 14100 0 0 500 3000 42350 25 End Bal 24250 -69200 6050 61000 -16700 -5100 19500 -12150 -225 56225 -63650 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 26 End Bal 24250 -69200 6050 61000 -16700 -5100 19500 -12150 -225 56225 -63650 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 27 End Bal 24250 -69200 6050 61000 -16700 -5100 19500 -12150 -225 56225 -63650 Contributed 4000 600 200 0 0 0 1500 0 0 0 17200 23500 Borrowed 5000 1500 1100 6000 0 0 1000 0 0 2600 6300 23500 28 End Bal 23250 -70100 5150 55000 -16700 -5100 20000 -12150 -225 53625 -52750 Contributed 8250 2000 0 500 0 0 2250 0 0 0 2250 15250 Borrowed 0 7000 1000 1750 0 0 0 0 0 0 5500 15250 29 End Bal 31500 -75100 4150 53750 -16700 -5100 22250 -12150 -225 53625 -56000 Contributed 0 0 250 19250 0 0 1750 0 0 0 9000 30250 Borrowed 25000 0 0 0 100 50 0 100 0 0 5000 30250 30 End Bal 6500 -75100 4400 73000 -16800 -5150 24000 -12250 -225 53625 -52000 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: MAY 1997 NUMBER OF DAYS: 31 CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> -39250 -20400 6150 90250 -16400 -5150 41850 -7750 -100 50150 -99350 1 Begin Bal 6500 -75100 4400 73000 -16800 -5150 24000 -12250 -225 53625 -52000 0 Contributed 3250 250 0 3300 0 0 0 0 0 0 52000 58800 Borrowed 29000 5300 0 0 0 0 12000 10250 0 0 2250 58800 1 End Bal -19250 -80150 4400 76300 -16800 -5150 12000 -22500 -225 53625 -2250 Contributed 1250 0 0 250 0 0 1000 0 0 0 1650 4150 Borrowed 0 500 200 1000 0 0 500 0 0 0 1950 4150 2 End Bal -18000 -80650 4200 75550 -16800 -5150 12500 -22500 -225 53625 -2550 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 3 End Bal -18000 -80650 4200 75550 -16800 -5150 12500 -22500 -225 53625 -2550 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 4 End Bal -18000 -80650 4200 75550 -16800 -5150 12500 -22500 -225 53625 -2550 Contributed 7500 700 0 0 0 0 4500 0 0 500 0 13200 Borrowed 2850 2000 250 1250 0 0 350 0 0 0 6500 13200 5 End Bal -13350 -81950 3950 74300 -16800 -5150 16650 -22500 -225 54125 -9050 Contributed 10000 1750 0 1500 0 0 2250 0 0 0 0 15500 Borrowed 0 0 0 3500 0 0 0 100 0 250 11650 15500 6 End Bal -3350 -80200 3950 72300 -16800 -5150 18900 -22600 -225 53875 -20700 Contributed 13000 2000 0 1250 0 0 4250 0 0 0 0 20500 Borrowed 0 0 0 0 0 0 0 0 0 1100 19400 20500 7 End Bal 9650 -78200 3950 73550 -16800 -5150 23150 -22600 -225 52775 -40100 Contributed 4750 0 0 0 0 0 1000 0 0 500 28650 34900 Borrowed 9000 2000 150 16500 0 0 1500 0 0 0 5750 34900 8 End Bal 5400 -80200 3800 57050 -16800 -5150 22650 -22600 -225 53275 -17200 Contributed 3500 500 0 0 0 0 1000 0 0 0 4650 9650 Borrowed 0 0 150 4000 0 0 1000 0 0 500 4000 9650 9 End Bal 8900 -79700 3650 53050 -16800 -5150 22650 -22600 -225 52775 -16550 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 10 End Bal 8900 -79700 3650 53050 -16800 -5150 22650 -22600 -225 52775 -16550 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 11 End Bal 8900 -79700 3650 53050 -16800 -5150 22650 -22600 -225 52775 -16550 Contributed 18700 2650 0 0 0 0 3650 0 0 0 0 25000 Borrowed 300 0 0 2000 0 0 0 0 0 0 22700 25000 12 End Bal 27300 -77050 3650 51050 -16800 -5150 26300 -22600 -225 52775 -39250 Contributed 750 1250 0 0 600 0 2750 0 0 0 2500 7850 Borrowed 2500 0 100 2800 0 0 0 0 0 0 2450 7850 13 End Bal 25550 -75800 3550 48250 -16200 -5150 29050 -22600 -225 52775 -39200 Contributed 8250 1350 0 0 0 0 1100 0 0 0 250 10950 Borrowed 700 500 0 2200 350 0 2000 0 0 0 5200 10950 14 End Bal 33100 -74950 3550 46050 -16550 -5150 28150 -22600 -225 52775 -44150 Contributed 1250 0 0 0 0 0 250 0 0 0 15700 17200 Borrowed 4000 0 600 2100 0 0 9000 0 0 0 1500 17200 15 End Bal 30350 -74950 2950 43950 -16550 -5150 19400 -22600 -225 52775 -29950 Contributed 7750 750 0 0 0 0 750 0 125 0 0 9375 Borrowed 0 0 0 750 0 0 2000 0 0 125 6500 9375 16 End Bal 38100 -74200 2950 43200 -16550 -5150 18150 -22600 -100 52650 -36450 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 17 End Bal 38100 -74200 2950 43200 -16550 -5150 18150 -22600 -100 52650 -36450 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 18 End Bal 38100 -74200 2950 43200 -16550 -5150 18150 -22600 -100 52650 -36450 Contributed 11100 2400 0 35000 0 0 2300 0 0 0 0 50800 Borrowed 0 0 0 0 0 0 0 0 0 0 50800 50800 19 End Bal 49200 -71800 2950 78200 -16550 -5150 20450 -22600 -100 52650 -87250 Contributed 0 2700 1900 2900 0 0 17500 0 0 0 21400 46400 Borrowed 45700 0 0 0 0 0 500 200 0 0 0 46400 20 End Bal 3500 -69100 4850 81100 -16550 -5150 37450 -22800 -100 52650 -65850 Contributed 0 5500 300 15000 0 0 6500 0 0 0 0 27300 Borrowed 11750 1250 0 0 0 0 1500 0 0 0 12800 27300 21 End Bal -8250 -64850 5150 96100 -16550 -5150 42450 -22800 -100 52650 -78650 Contributed 0 14500 2000 750 0 0 0 0 0 0 44000 61250 Borrowed 3500 18000 0 22000 0 0 6250 0 0 0 11500 61250 22 End Bal -11750 -68350 7150 74850 -16550 -5150 36200 -22800 -100 52650 -46150 Contributed 0 0 0 1000 0 0 0 0 0 0 35200 36200 Borrowed 20250 1700 0 9750 0 0 4500 0 0 0 0 36200 23 End Bal -32000 -70050 7150 66100 -16550 -5150 31700 -22800 -100 52650 -10950 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 24 End Bal -32000 -70050 7150 66100 -16550 -5150 31700 -22800 -100 52650 -10950 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 25 End Bal -32000 -70050 7150 66100 -16550 -5150 31700 -22800 -100 52650 -10950 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 26 End Bal -32000 -70050 7150 66100 -16550 -5150 31700 -22800 -100 52650 -10950 Contributed 8000 1500 350 0 250 0 3500 15150 0 0 0 28750 Borrowed 0 1250 0 1500 0 0 0 0 0 2000 24000 28750 27 End Bal -24000 -69800 7500 64600 -16300 -5150 35200 -7650 -100 50650 -34950 Contributed 500 3900 0 1900 0 0 4400 0 0 0 14100 24800 Borrowed 17000 0 100 3500 0 0 0 0 0 0 4200 24800 28 End Bal -40500 -65900 7400 63000 -16300 -5150 39600 -7650 -100 50650 -25050 Contributed 4000 250 0 0 0 0 2500 0 0 0 0 6750 Borrowed 0 0 0 1000 0 0 0 0 0 0 5750 6750 29 End Bal -36500 -65650 7400 62000 -16300 -5150 42100 -7650 -100 50650 -30800 Contributed 1750 45250 0 28250 0 0 0 0 0 0 0 75250 Borrowed 4500 0 1250 0 100 0 250 100 0 500 68550 75250 30 End Bal -39250 -20400 6150 90250 -16400 -5150 41850 -7750 -100 50150 -99350 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 31 End Bal -39250 -20400 6150 90250 -16400 -5150 41850 -7750 -100 50150 -99350 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: June 1997 NUMBER OF DAYS: 30 CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> 56000 -33100 4550 96350 -16200 -5150 5150 -38400 -100 29400 1 Begin Bal -39250 -20400 6150 90250 -16400 -5150 41850 -7750 -100 50150 -99350 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 1 End Bal -39250 -20400 6150 90250 -16400 -5150 41850 -7750 -100 50150 -99350 Contributed 0 250 0 4250 0 0 1500 1250 0 250 86650 94150 Borrowed 12750 3500 2150 6100 0 0 13500 42600 0 6800 6750 94150 2 End Bal -52000 -23650 4000 88400 -16400 -5150 29850 -49100 -100 43600 -19450 Contributed 4000 900 0 0 0 0 600 0 0 0 0 5500 Borrowed 250 0 250 3500 0 0 500 0 0 0 1000 5500 3 End Bal -48250 -22750 3750 84900 -16400 -5150 29950 -49100 -100 43600 -20450 Contributed 9000 1750 250 0 0 0 3450 0 0 400 0 14850 Borrowed 0 0 0 1000 0 0 0 0 0 0 13850 14850 4 End Bal -39250 -21000 4000 83900 -16400 -5150 33400 -49100 -100 44000 -34300 Contributed 1500 0 0 0 0 0 0 0 0 300 18100 19900 Borrowed 4000 3900 100 10500 0 0 600 0 0 0 800 19900 5 End Bal -41750 -24900 3900 73400 -16400 -5150 32800 -49100 -100 44300 -17000 Contributed 6000 0 0 0 500 0 1500 0 0 0 0 8000 Borrowed 0 3650 0 750 0 0 800 0 0 0 2800 8000 6 End Bal -35750 -28550 3900 72650 -15900 -5150 33500 -49100 -100 44300 -19800 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 7 End Bal -35750 -28550 3900 72650 -15900 -5150 33500 -49100 -100 44300 -19800 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 8 End Bal -35750 -28550 3900 72650 -15900 -5150 33500 -49100 -100 44300 -19800 Contributed 12500 1500 0 0 0 0 2500 0 0 0 0 16500 Borrowed 0 1200 100 4100 0 0 0 0 0 0 11100 16500 9 End Bal -23250 -28250 3800 68550 -15900 -5150 36000 -49100 -100 44300 -30900 Contributed 3000 2000 0 0 0 0 0 0 0 0 0 5000 Borrowed 0 0 200 4000 0 0 0 0 0 0 850 5050 10 End Bal -20250 -26250 3600 64550 -15900 -5150 36000 -49100 -100 44300 -31750 Contributed 7500 1000 0 750 0 0 1750 0 0 0 450 11450 Borrowed 0 0 250 2000 0 0 0 4400 0 0 4750 11400 11 End Bal -12750 -25250 3350 63300 -15900 -5150 37750 -53500 -100 44300 -36050 Contributed 5500 1000 0 0 0 0 1000 0 0 0 0 7500 Borrowed 0 0 100 2100 0 0 0 0 0 0 5300 7500 12 End Bal -7250 -24250 3250 61200 -15900 -5150 38750 -53500 -100 44300 -41350 Contributed 750 500 0 0 0 0 1000 0 0 0 10500 12750 Borrowed 0 0 100 2250 0 0 2000 0 0 6650 1750 12750 13 End Bal -6500 -23750 3150 58950 -15900 -5150 37750 -53500 -100 37650 -32600 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 14 End Bal -6500 -23750 3150 58950 -15900 -5150 37750 -53500 -100 37650 -32600 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 15 End Bal -6500 -23750 3150 58950 -15900 -5150 37750 -53500 -100 37650 -32600 Contributed 10000 1900 0 0 0 0 3500 0 0 0 7500 22900 Borrowed 0 0 0 2400 350 0 0 0 0 7500 12650 22900 16 End Bal 3500 -21850 3150 56550 -16250 -5150 41250 -53500 -100 30150 -37750 Contributed 8250 2250 0 34250 0 0 3650 0 0 0 0 48400 Borrowed 0 0 0 0 0 0 0 0 0 0 48400 48400 17 End Bal 11750 -19600 3150 90800 -16250 -5150 44900 -53500 -100 30150 -86150 Contributed 0 3250 1350 3000 0 0 7250 0 0 0 0 14850 Borrowed 10000 0 0 0 0 0 0 0 0 0 4850 14850 18 End Bal 1750 -16350 4500 93800 -16250 -5150 52150 -53500 -100 30150 -91000 Contributed 1500 0 0 0 0 0 250 0 0 750 48100 50600 Borrowed 22000 14500 350 1000 0 0 11000 0 0 0 1750 50600 19 End Bal -18750 -30850 4150 92800 -16250 -5150 41400 -53500 -100 30900 -44650 Contributed 2250 0 0 0 0 0 11000 0 0 0 31100 44350 Borrowed 28500 3000 1500 4250 350 0 0 0 0 1500 5250 44350 20 End Bal -45000 -33850 2650 88550 -16600 -5150 52400 -53500 -100 29400 -18800 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 21 End Bal -45000 -33850 2650 88550 -16600 -5150 52400 -53500 -100 29400 -18800 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 22 End Bal -45000 -33850 2650 88550 -16600 -5150 52400 -53500 -100 29400 -18800 Contributed 7250 1500 0 300 400 0 2750 0 0 0 4800 17000 Borrowed 0 1500 0 5700 0 0 3500 1500 0 0 4800 17000 23 End Bal -37750 -33850 2650 83150 -16200 -5150 51650 -55000 -100 29400 -18800 Contributed 2750 0 2500 0 0 0 500 16950 0 0 0 22700 Borrowed 0 0 0 4200 0 0 3000 0 0 0 15500 22700 24 End Bal -35000 -33850 5150 78950 -16200 -5150 49150 -38050 -100 29400 -34300 Contributed 2250 1000 0 500 0 0 750 0 0 0 30700 35200 Borrowed 9500 0 150 11900 0 0 10000 150 0 0 3500 35200 25 End Bal -42250 -32850 5000 67550 -16200 -5150 39900 -38200 -100 29400 -7100 Contributed 101000 250 0 0 0 0 500 0 0 0 250 102000 Borrowed 0 1000 250 1000 0 0 0 0 0 0 99750 102000 26 End Bal 58750 -33600 4750 66550 -16200 -5150 40400 -38200 -100 29400 -106600 Contributed 2250 500 0 0 0 0 1250 0 0 0 10100 14100 Borrowed 4000 0 200 2200 0 0 3500 200 0 0 4000 14100 27 End Bal 57000 -33100 4550 64350 -16200 -5150 38150 -38400 -100 29400 -100500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 28 End Bal 57000 -33100 4550 64350 -16200 -5150 38150 -38400 -100 29400 -100500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 29 End Bal 57000 -33100 4550 64350 -16200 -5150 38150 -38400 -100 29400 -100500 Contributed 0 1000 0 32000 0 0 2000 0 0 0 30000 65000 Borrowed 1000 1000 0 0 0 0 35000 0 0 0 28000 65000 30 End Bal 56000 -33100 4550 96350 -16200 -5150 5150 -38400 -100 29400 -98500 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0
ATTACHMENT 12 CAPITAL CONTRIBUTIONS DURING THE SECOND QUARTER OF 1997, NORTHEAST UTILITIES MADE THE FOLLOWING CAPITAL CONTRIBUTIONS TO CHARTER OAK ENERGY: 06/20/97 $ 100,000 06/30/97 $ 300,000 UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Quarterly Certificate as CONNECTICUT YANKEE ATOMIC POWER COMPANY to Partial Consummation of Berlin, Connecticut Transaction File No. 70-7255 File No. 70-7704 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Connecticut Yankee Atomic Power Company (The "Company") hereby certifies that the Company entered into a $90 million Remarketable Eurodollar Credit and Letter of Credit Facility dated August 14, 1990 with the Toronto Dominion Bank and Trust Company as Agent Bank and The Tokai Bank, Limited, as issuing Bank (the "Credit Agreement"), in accordance with the Application/Declaration, as amended, filed by the Company; in this proceeding, and the Securities and Exchange Commission Order dated August 1, 1990 with respect thereto. During the period April 1, 1997 through June 30, 1997, the maximum commercial paper outstanding at any one time was $0. Commercial paper outstanding on June 30, 1997 was $0. Maximum borrowings under the revolving credit portion of the agreement at any one time was $52,500,000 and $22,500,000 at June 30, 1997. Dated June 30, 1997 Connecticut Yankee Atomic Power Company /s/Robert C. Aronson Assistant Treasurer NAME OF BANK AMOUNT DATE SOLD $ *TORONTO DOMINION BANK 47,500,000 04/10/97 TORONTO DOMINION BANK 22,500,000 05/12/97 TORONTO DOMINION BANK 2,000,000 06/12/97 TORONTO DOMINION BANK 15,000,000 06/12/97 TORONTO DOMINION BANK 7,500,000 06/16/97 *REPRESENTING REFINANCING OF MATURING LOANS DATED June 30, 1997 CONNECTICUT YANKEE ATOMIC POWER CO. BY/S/Robert C. Aronson ITS ASSISTANT TREASURER August 12, 1997 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141-0270 Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Connecticut Yankee Atomic Power Company ("CY"), as specified by the Securities and Exchange Commission. Please be advised that in connection with the private distribution of CY commercial paper from April 1, 1997 through June 30, 1997, all sales and resales have been made to customers included on the confidential list of investors held here at Citicorp. Regards, /s/ Pushkar Butani Citicorp UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Northeast Utilities Service Company Certificate as The Connecticut Light and Power Company to Partial Western Massachusetts Electric Company Consummation of Holyoke Water Power Company Transaction $56.25 Million Northeast Nuclear Energy Company Regional Revolving Credit Rocky River Realty Company Agreement Berlin, Connecticut File No. 70-8052 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies maintain a $56.25 million Regional Revolving Credit Agreement dated December 3, 1992 with Northeast Utilities Service Company, as Agent, in accordance with the terms and conditions or, and for the purposes represented by the Application/Declaration, as amended, filed by the Companies in this proceeding, and the Securities and Exchange Commission Order dated November 23, 1992 with respect thereto. During the period April 1, 1997 through June 30, 1997, Northeast Utilities had $45,000,000 outstanding for the quarter ending June 30, 1997. Dated June 30, 1997 Northeast Utilities /s/Robert C. Aronson Assistant Treasurer UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Certificate as The Connecticut Light and Power Company to Partial Western Massachusetts Electric Company Consummation of Transaction $313.75 Million Revolving Credit Agreement Berlin, Connecticut File No. 70-8052 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies maintain a $313.75 million Revolving Credit Agreement dated November 21, 1996 with Revolving Credit Agreement dated November 21, 1996 with Citicorp Securities, Inc. as arranger, Toronto Dominion Securities, Inc. as Syndication Agent, Fleet National Bank as Documentation Agent and Citibank, N.A. as Administrative Agent, in accordance with the terms and conditions filed with the Securities and Exchange Commission and ordered by them on November 20, 1996 with respect thereto. During the period April 1, 1997 through June 30, 1997, Northeast Utilities had $0 outstanding for the quarter ending June 30, 1997. Dated June 30, 1997 Northeast Utilities /s/Robert C. Aronson Assistant Treasurer -----END PRIVACY-ENHANCED MESSAGE-----