-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GqqgckMEZOztQ5brYNvf3pZE2b3Kue6uwV/iE2MJd/qv8DqOLdhnBe+4GUueMjGv N8QZgcHmCR2qgHVuOoOi6g== 0000072741-96-000157.txt : 19961120 0000072741-96-000157.hdr.sgml : 19961120 ACCESSION NUMBER: 0000072741-96-000157 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961115 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-07111 FILM NUMBER: 96667813 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 2036655000 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 35-CERT 1 CERTIFICATES OF PARTIAL CONSUMMATIONS UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly The Connecticut Light and Power Company Certificate as Western Massachusetts Electric Company to Partial Holyoke Water Power Company Consummation Northeast Nuclear Energy Company of Northeast Utilities Service Company Transaction Rocky River Realty Company Berlin, Connecticut File No. 70-7111 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies issued and sold short-term debt, entered into system money pool transactions, and made capital contributions, all in accordance with the terms and conditions of, and for the purposes represented by, the Application/Declaration filed by the Company in this proceeding and the Securities and Exchange Commission Order dated December 27, 1990 with respect thereto. The following attachments contain the required information regarding the issuance and sale of short-term debt, system money pool transactions, and capital contributions for the third quarter of 1996: ATTACHMENT 1 NORTHEAST UTILITIES SUMMARY SHEET NORTHEAST UTILITIES BANK BORROWINGS 2 THE CONNECTICUT LIGHT AND POWER COMPANY SUMMARY SHEET THE CONNECTICUT LIGHT AND POWER COMPANY COMMERCIAL PAPER TRANSACTIONS LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC. THE CONNECTICUT LIGHT AND POWER COMPANY BANK BORROWINGS 3 WESTERN MASSACHUSETTS ELECTRIC COMPANY SUMMARY SHEET WESTERN MASSACHUSETTS ELECTRIC COMPANY COMMERCIAL PAPER TRANSACTIONS LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC. WESTERN MASSACHUSETTS ELECTRIC COMPANY BANK BORROWINGS 4 HOLYOKE WATER POWER COMPANY SUMMARY SHEET 5 NORTHEAST NUCLEAR ENERGY COMPANY SUMMARY SHEET 6 NORTHEAST UTILITIES SERVICE COMPANY SUMMARY SHEET NORTHEAST UTILITIES SERVICE COMPANY BANK BORROWINGS 7 ROCKY RIVER REALTY COMPANY SUMMARY SHEET 8 NORTH ATLANTIC ENERGY COMPANY SUMMARY SHEET 9 PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE 10 NORTHEAST UTILITIES MONEY POOL 11 CAPITAL CONTRIBUTIONS Dated as of September 30, 1996 Northeast Utilities Service Company /s/ Robert C. Aronson Assistant Treasurer ATTACHMENT 1 COMPANY: Northeast Utilities PERIOD: July 1, 1996 through September 30, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $59,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $15,000,000 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1996. MONEY POOL BALANCE ON September 30, 1996: Invested ($ 725,000) AMOUNT NAME OF BANK $ DATE SOLD *CONNECTICUT BANK AND TRUST CO. 20,000,000 07/12/96 *HARTFORD NATIONAL BANK & TRUST 20,000,000 07/19/96 HARTFORD NATIONAL BANK & TRUST 18,000,000 07/22/96 *HARTFORD NATIONAL BANK & TRUST 18,000,000 07/23/96 HARTFORD NATIONAL BANK & TRUST 4,000,000 07/31/96 *CONNECTICUT BANK AND TRUST CO. 20,000,000 08/02/96 HARTFORD NATIONAL BANK & TRUST 19,000,000 08/06/96 INDUSTRIAL BANK OF JAPAN 5,000,000 08/14/96 INDUSTRIAL BANK OF JAPAN 20,000,000 08/16/96 HARTFORD NATIONAL BANK & TRUST 15,000,000 08/20/96 INDUSTRIAL BANK OF JAPAN 5,000,000 08/20/96 *INDUSTRIAL BANK OF JAPAN 5,000,000 08/28/96 HARTFORD NATIONAL BANK & TRUST 29,000,000 09/10/96 INDUSTRIAL BANK OF JAPAN 15,000,000 09/13/96 INDUSTRIAL BANK OF JAPAN 10,000,000 09/17/96 *REPRESENTING REFINANCING OF MATURING LOANS NORTHEAST UTILITIES BY/s/Robert C. Aronson ITS ASSISTANT TREASURER DATED September 30, 1996 ATTACHMENT 2 COMPANY: The Connecticut Light and Power Company PERIOD: July 1, 1996 through September 30, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1996. MONEY POOL BALANCE ON September 30, 1996: Invested ($137,950,000) AMOUNT NAME OF BANK $ DATE SOLD NONE *REPRESENTING REFINANCING OF MATURING LOANS DATED September 30, 1996 THE CONNECTICUT LIGHT AND POWER COMPANY BY/s/Robert C. Aronson ITS ASSISTANT TREASURER November 1, 1996 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141 Re: The Connecticut Light and Power Company Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Connecticut Light and Power company as specified by the Securities and Exchange Commission. In connection with the private distribution of commercial paper of Connecticut Light and Power Company, from July 1, 1996 to September 30, 1996, all sales and resales have been made only to those customers of Lehman Commercial Paper Inc. included on the Confidential List submitted in the original program and in accordance with the provisions of that program. Sincerely, /s/Geoffrey F. Feldkamp Lehman Brothers ATTACHMENT 3 COMPANY: Western Massachusetts Electric Company PERIOD: July 1, 1996 through September 30, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1996 MONEY POOL BALANCE ON September 30, 1996: Borrowed $8,000,000 AMOUNT NAME OF BANK $ DATE SOLD NONE *REPRESENTS REFINANCING OF MATURITY LOANS DATED September 30, 1996 WESTERN MASSACHUSETTS ELECTRIC COMPANY BY /s/Robert C. Aronson ITS ASSISTANT TREASURER November 1, 1996 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141 Re: Western Massachusetts Electric Company Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Western Massachusetts Electric Company as specified by the Securities and Exchange Commission. In connection with the private distribution of commercial paper of Western Massachusetts Electric Company, from July 1, 1996 to September 30, 1996, all sales and resales have been made only to those customers of Lehman Commercial Paper Inc. included on the Confidential List submitted in the original program and in accordance with the provisions of that program. Sincerely, /s/Geoffrey F. Feldkamp Lehman Brothers ATTACHMENT 4 COMPANY: Holyoke Water Power Company PERIOD: July 1, 1996 through September 30, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1996. MONEY POOL BALANCE ON September 30, 1996: Invested ($7,000,000) ATTACHMENT 5 COMPANY: Northeast Nuclear Energy Company PERIOD: July 1, 1996 through September 30, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1996. MONEY POOL BALANCE ON September 30, 1996: Invested ($57,000,000) ATTACHMENT 6 COMPANY: Northeast Utilities Service Company PERIOD: July 1, 1996 through September 30, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1996. MONEY POOL BALANCE ON September 30, 1996: $0 ATTACHMENT 7 COMPANY: Rocky River Realty Company PERIOD: July 1, 1996 through September 30, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1996. MONEY POOL BALANCE ON September 30, 1996: Borrowed $17,150,000 ATTACHMENT 8 COMPANY: North Atlantic Energy Company PERIOD: July 1, 1996 through September 30, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1996. MONEY POOL BALANCE ON September 30, 1996: Invested: ($28,750,000) ATTACHMENT 9 COMPANY: Public Service Company of New Hampshire PERIOD: July 1, 1996 through September 30, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $50,000,000 THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1996. MONEY POOL BALANCE ON September 30, 1996: Invested ($2,850,000) ATTACHMENT 10 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: JULY 1996 NUMBER OF DAYS: 31
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL 136450 -4000 8500 49000 -17650 -4900 -28900 31500 -725 725 1 Begin Bal 187950 -3000 8750 57500 -16900 -4900 -1400 -6500 -725 7225 -228000 0 Contributed 0 0 0 0 0 0 0 8000 0 20000 93000 121000 Borrowed 12750 3000 750 5500 0 0 0 0 0 6500 92500 121000 1 End Bal 175200 -6000 8000 52000 -16900 -4900 -1400 1500 -725 20725 -227500 Contributed 8000 2000 0 0 0 0 0 0 0 0 92500 102500 Borrowed 0 0 0 1000 0 0 8000 0 0 0 93500 102500 2 End Bal 183200 -4000 8000 51000 -16900 -4900 -9400 1500 -725 20725 -228500 Contributed 0 1000 0 0 0 0 0 0 0 0 118500 119500 Borrowed 0 0 0 1000 0 0 3000 0 0 0 115500 119500 3 End Bal 183200 -3000 8000 50000 -16900 -4900 -12400 1500 -725 20725 -225500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 4 End Bal 183200 -3000 8000 50000 -16900 -4900 -12400 1500 -725 20725 -225500 Contributed 0 0 0 0 0 0 0 0 0 0 30500 30500 Borrowed 11000 1000 0 7500 0 0 3000 0 0 8000 0 30500 5 End Bal 172200 -4000 8000 42500 -16900 -4900 -15400 1500 -725 12725 -195000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 6 End Bal 172200 -4000 8000 42500 -16900 -4900 -15400 1500 -725 12725 -195000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 7 End Bal 172200 -4000 8000 42500 -16900 -4900 -15400 1500 -725 12725 -195000 Contributed 11000 0 0 0 0 0 0 0 0 5000 125500 141500 Borrowed 0 0 0 500 0 0 0 0 0 0 141000 141500 8 End Bal 183200 -4000 8000 42000 -16900 -4900 -15400 1500 -725 17725 -210500 Contributed 9500 3000 0 0 0 0 6000 0 0 0 149500 168000 Borrowed 0 0 0 1500 0 0 0 0 0 5000 161500 168000 9 End Bal 192700 -1000 8000 40500 -16900 -4900 -9400 1500 -725 12725 -222500 Contributed 4500 1000 0 0 500 0 0 0 0 0 112000 118000 Borrowed 0 0 0 0 0 0 49000 0 0 0 69000 118000 10 End Bal 197200 0 8000 40500 -16400 -4900 -58400 1500 -725 12725 -179500 Contributed 10500 0 0 0 0 0 1000 0 0 0 60000 71500 Borrowed 0 0 0 1500 0 0 0 0 0 10000 60000 71500 11 End Bal 207700 0 8000 39000 -16400 -4900 -57400 1500 -725 2725 -179500 Contributed 0 0 0 0 0 0 0 0 0 0 30000 30000 Borrowed 3000 0 500 2000 0 0 0 0 0 0 24500 30000 12 End Bal 204700 0 7500 37000 -16400 -4900 -57400 1500 -725 2725 -174000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 13 End Bal 204700 0 7500 37000 -16400 -4900 -57400 1500 -725 2725 -174000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 14 End Bal 204700 0 7500 37000 -16400 -4900 -57400 1500 -725 2725 -174000 Contributed 3500 1000 0 0 0 0 1500 0 0 0 61500 67500 Borrowed 0 0 0 0 1000 0 0 0 0 0 66500 67500 15 End Bal 208200 1000 7500 37000 -17400 -4900 -55900 1500 -725 2725 -179000 Contributed 3000 2000 0 0 0 0 500 0 0 0 86000 91500 Borrowed 0 0 500 4000 0 0 0 0 0 0 87000 91500 16 End Bal 211200 3000 7000 33000 -17400 -4900 -55400 1500 -725 2725 -180000 Contributed 7000 2000 0 0 0 0 3000 0 0 0 74000 86000 Borrowed 0 0 0 2000 0 0 0 0 0 0 84000 86000 17 End Bal 218200 5000 7000 31000 -17400 -4900 -52400 1500 -725 2725 -190000 Contributed 38000 7000 3000 42000 0 0 6000 0 0 0 58000 154000 Borrowed 0 0 0 0 0 0 0 0 0 0 154000 154000 18 End Bal 256200 12000 10000 73000 -17400 -4900 -46400 1500 -725 2725 -286000 Contributed 0 0 0 0 0 0 0 20000 0 0 145000 165000 Borrowed 50000 12000 3000 18000 0 0 10000 0 0 2000 70000 165000 19 End Bal 206200 0 7000 55000 -17400 -4900 -56400 21500 -725 725 -211000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 20 End Bal 206200 0 7000 55000 -17400 -4900 -56400 21500 -725 725 -211000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 21 End Bal 206200 0 7000 55000 -17400 -4900 -56400 21500 -725 725 -211000 Contributed 0 0 2000 0 0 0 12000 0 0 0 54500 68500 Borrowed 25000 3000 0 7000 0 0 0 0 0 0 33500 68500 22 End Bal 181200 -3000 9000 48000 -17400 -4900 -44400 21500 -725 725 -190000 Contributed 11000 3000 0 0 0 0 4000 0 0 0 67000 85000 Borrowed 0 0 0 0 0 0 0 0 0 0 85000 85000 23 End Bal 192200 0 9000 48000 -17400 -4900 -40400 21500 -725 725 -208000 Contributed 6000 0 0 0 0 0 2000 0 0 2000 51000 61000 Borrowed 0 0 0 3000 0 0 0 0 0 0 58000 61000 24 End Bal 198200 0 9000 45000 -17400 -4900 -38400 21500 -725 2725 -215000 Contributed 0 0 0 0 0 0 0 0 0 0 61000 61000 Borrowed 15000 0 0 2000 0 0 0 0 0 2000 42000 61000 25 End Bal 183200 0 9000 43000 -17400 -4900 -38400 21500 -725 725 -196000 Contributed 2000 0 0 0 0 0 0 0 0 0 39000 41000 Borrowed 0 0 0 2000 0 0 0 0 0 0 39000 41000 26 End Bal 185200 0 9000 41000 -17400 -4900 -38400 21500 -725 725 -196000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 27 End Bal 185200 0 9000 41000 -17400 -4900 -38400 21500 -725 725 -196000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 28 End Bal 185200 0 9000 41000 -17400 -4900 -38400 21500 -725 725 -196000 Contributed 4500 2000 0 0 0 0 4500 500 0 0 39000 50500 Borrowed 0 0 500 0 0 0 0 0 0 0 50000 50500 29 End Bal 189700 2000 8500 41000 -17400 -4900 -33900 22000 -725 725 -207000 Contributed 0 2000 0 8500 0 0 4500 13000 0 0 50000 78000 Borrowed 0 0 0 0 0 0 0 0 0 0 78000 78000 30 End Bal 189700 4000 8500 49500 -17400 -4900 -29400 35000 -725 725 -235000 Contributed 0 0 0 0 0 0 500 0 0 0 95000 95500 Borrowed 53250 8000 0 500 250 0 0 3500 0 0 30000 95500 31 End Bal 136450 -4000 8500 49000 -17650 -4900 -28900 31500 -725 725 -170000 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: AUGUST 1996 NUMBER OF DAYS: 31 CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL 160200 -5000 7500 43500 -19900 -4900 6100 31000 -975 1475 1 Begin Bal 136450 -4000 8500 49000 -17650 -4900 -28900 31500 -725 725 -170000 0 Contributed 0 0 0 0 0 0 0 0 0 0 50000 50000 Borrowed 5000 0 0 3000 0 0 12000 0 0 0 30000 50000 1 End Bal 131450 -4000 8500 46000 -17650 -4900 -40900 31500 -725 725 -150000 Contributed 0 0 0 0 0 0 0 0 0 0 55000 55000 Borrowed 15250 0 750 5000 2000 0 2500 0 0 0 29500 55000 2 End Bal 116200 -4000 7750 41000 -19650 -4900 -43400 31500 -725 725 -124500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 3 End Bal 116200 -4000 7750 41000 -19650 -4900 -43400 31500 -725 725 -124500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 4 End Bal 116200 -4000 7750 41000 -19650 -4900 -43400 31500 -725 725 -124500 Contributed 10500 0 0 0 0 0 3000 0 0 0 29500 43000 Borrowed 0 0 0 1000 0 0 0 0 0 0 42000 43000 5 End Bal 126700 -4000 7750 40000 -19650 -4900 -40400 31500 -725 725 -137000 Contributed 6250 1500 0 0 0 0 3000 0 0 0 42000 52750 Borrowed 0 0 0 0 0 0 0 250 0 0 52500 52750 6 End Bal 132950 -2500 7750 40000 -19650 -4900 -37400 31250 -725 725 -147500 Contributed 5750 1000 0 0 0 0 2000 0 0 0 45500 54250 Borrowed 0 0 750 2500 0 0 0 0 0 0 51000 54250 7 End Bal 138700 -1500 7000 37500 -19650 -4900 -35400 31250 -725 725 -153000 Contributed 6500 1000 0 0 0 0 2000 0 0 0 51000 60500 Borrowed 0 0 0 1500 0 0 0 0 0 0 59000 60500 8 End Bal 145200 -500 7000 36000 -19650 -4900 -33400 31250 -725 725 -161000 Contributed 7000 1000 0 0 0 0 2000 0 0 0 96500 106500 Borrowed 0 0 0 0 0 0 0 0 0 0 106500 106500 9 End Bal 152200 500 7000 36000 -19650 -4900 -31400 31250 -725 725 -171000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 10 End Bal 152200 500 7000 36000 -19650 -4900 -31400 31250 -725 725 -171000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 11 End Bal 152200 500 7000 36000 -19650 -4900 -31400 31250 -725 725 -171000 Contributed 10000 1000 0 0 0 0 3000 0 0 0 65000 79000 Borrowed 0 0 0 2000 0 0 0 0 0 0 77000 79000 12 End Bal 162200 1500 7000 34000 -19650 -4900 -28400 31250 -725 725 -183000 Contributed 10750 2000 250 0 0 0 3500 0 0 0 60000 76500 Borrowed 0 0 0 2500 0 0 0 0 0 0 74000 76500 13 End Bal 172950 3500 7250 31500 -19650 -4900 -24900 31250 -725 725 -197000 Contributed 4000 0 0 0 0 0 0 0 0 0 51000 55000 Borrowed 0 0 0 1500 500 0 0 0 0 0 53000 55000 14 End Bal 176950 3500 7250 30000 -20150 -4900 -24900 31250 -725 725 -199000 Contributed 1250 1000 0 0 250 0 2000 0 0 0 57000 61500 Borrowed 0 0 500 1500 0 0 0 0 0 0 59500 61500 15 End Bal 178200 4500 6750 28500 -19900 -4900 -22900 31250 -725 725 -201500 Contributed 5000 1000 0 0 0 0 0 0 0 250 64500 70750 Borrowed 0 0 0 5000 0 0 0 0 250 0 65500 70750 16 End Bal 183200 5500 6750 23500 -19900 -4900 -22900 31250 -975 975 -202500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 17 End Bal 183200 5500 6750 23500 -19900 -4900 -22900 31250 -975 975 -202500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 18 End Bal 183200 5500 6750 23500 -19900 -4900 -22900 31250 -975 975 -202500 Contributed 36000 9000 2500 43000 0 0 7000 0 0 500 62000 160000 Borrowed 0 0 0 0 0 0 0 0 0 0 160000 160000 19 End Bal 219200 14500 9250 66500 -19900 -4900 -15900 31250 -975 1475 -300500 Contributed 0 0 0 0 0 0 12500 0 0 0 133000 145500 Borrowed 79000 21000 1500 19000 0 0 0 0 0 0 25000 145500 20 End Bal 140200 -6500 7750 47500 -19900 -4900 -3400 31250 -975 1475 -192500 Contributed 8000 1500 0 0 0 0 5000 0 0 0 38500 53000 Borrowed 0 0 250 1500 0 0 0 250 0 0 51000 53000 21 End Bal 148200 -5000 7500 46000 -19900 -4900 1600 31000 -975 1475 -205000 Contributed 5000 1000 0 0 0 0 0 0 0 0 40000 46000 Borrowed 0 0 0 4000 0 0 0 0 0 0 42000 46000 22 End Bal 153200 -4000 7500 42000 -19900 -4900 1600 31000 -975 1475 -207000 Contributed 0 0 0 0 0 0 0 0 0 500 42000 42500 Borrowed 4000 0 0 1000 0 0 3000 0 0 0 34500 42500 23 End Bal 149200 -4000 7500 41000 -19900 -4900 -1400 31000 -975 1975 -199500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 24 End Bal 149200 -4000 7500 41000 -19900 -4900 -1400 31000 -975 1975 -199500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 25 End Bal 149200 -4000 7500 41000 -19900 -4900 -1400 31000 -975 1975 -199500 Contributed 0 1000 0 0 0 0 0 0 0 0 69500 70500 Borrowed 6000 0 0 1000 0 0 1000 0 0 0 62500 70500 26 End Bal 143200 -3000 7500 40000 -19900 -4900 -2400 31000 -975 1975 -192500 Contributed 9500 0 0 0 0 0 5000 0 0 0 77500 92000 Borrowed 0 0 0 5000 0 0 0 0 0 0 87000 92000 27 End Bal 152700 -3000 7500 35000 -19900 -4900 2600 31000 -975 1975 -202000 Contributed 5000 1000 0 0 0 0 4000 0 0 0 52500 62500 Borrowed 0 0 0 0 0 0 0 0 0 0 62500 62500 28 End Bal 157700 -2000 7500 35000 -19900 -4900 6600 31000 -975 1975 -212000 Contributed 7500 1000 0 500 0 0 1500 0 0 0 32000 42500 Borrowed 0 0 0 0 0 0 0 0 0 500 42000 42500 29 End Bal 165200 -1000 7500 35500 -19900 -4900 8100 31000 -975 1475 -222000 Contributed 0 0 0 8000 0 0 0 0 0 0 45000 53000 Borrowed 5000 4000 0 0 0 0 2000 0 0 0 42000 53000 30 End Bal 160200 -5000 7500 43500 -19900 -4900 6100 31000 -975 1475 -219000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 31 End Bal 160200 -5000 7500 43500 -19900 -4900 6100 31000 -975 1475 -219000 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: SEPTEMBER 1996 NUMBER OF DAYS: 30 CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL 137950 -8000 7000 57000 -17150 -4900 2850 28750 -725 725 -203500 1 Begin Bal 160200 -5000 7500 43500 -19900 -4900 6100 31000 -975 1475 -219000 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 1 End Bal 160200 -5000 7500 43500 -19900 -4900 6100 31000 -975 1475 -219000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 2 End Bal 160200 -5000 7500 43500 -19900 -4900 6100 31000 -975 1475 -219000 Contributed 0 0 0 0 0 0 750 8000 0 0 66500 75250 Borrowed 18500 3000 500 750 0 0 0 0 0 500 52000 75250 3 End Bal 141700 -8000 7000 42750 -19900 -4900 6850 39000 -975 975 -204500 Contributed 14000 0 0 0 0 0 0 0 0 0 56500 70500 Borrowed 0 0 0 1000 0 0 10000 0 0 0 59500 70500 4 End Bal 155700 -8000 7000 41750 -19900 -4900 -3150 39000 -975 975 -207500 Contributed 4000 3000 0 1000 0 0 4000 0 0 0 57000 69000 Borrowed 0 0 0 0 0 0 0 0 0 0 69000 69000 5 End Bal 159700 -5000 7000 42750 -19900 -4900 850 39000 -975 975 -219500 Contributed 8000 0 0 0 0 0 1000 0 0 0 67000 76000 Borrowed 0 0 0 3000 0 0 0 0 0 0 73000 76000 6 End Bal 167700 -5000 7000 39750 -19900 -4900 1850 39000 -975 975 -225500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 7 End Bal 167700 -5000 7000 39750 -19900 -4900 1850 39000 -975 975 -225500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 8 End Bal 167700 -5000 7000 39750 -19900 -4900 1850 39000 -975 975 -225500 Contributed 9000 2000 0 0 0 0 3000 0 0 0 63000 77000 Borrowed 0 0 0 2000 0 0 0 0 0 0 75000 77000 9 End Bal 176700 -3000 7000 37750 -19900 -4900 4850 39000 -975 975 -237500 Contributed 7500 1500 0 0 0 0 5000 0 0 0 75000 89000 Borrowed 0 0 0 2000 0 0 0 0 0 0 87000 89000 10 End Bal 184200 -1500 7000 35750 -19900 -4900 9850 39000 -975 975 -249500 Contributed 3500 1000 0 0 0 0 3000 0 0 0 83000 90500 Borrowed 0 0 0 0 0 0 0 3500 0 0 87000 90500 11 End Bal 187700 -500 7000 35750 -19900 -4900 12850 35500 -975 975 -253500 Contributed 8000 1000 0 0 0 0 0 0 0 0 102000 111000 Borrowed 0 0 0 1500 0 0 0 500 0 0 109000 111000 12 End Bal 195700 500 7000 34250 -19900 -4900 12850 35000 -975 975 -260500 Contributed 0 0 0 0 3250 0 0 0 0 0 78000 81250 Borrowed 5000 0 500 8750 0 0 1000 0 0 0 66000 81250 13 End Bal 190700 500 6500 25500 -16650 -4900 11850 35000 -975 975 -248500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 14 End Bal 190700 500 6500 25500 -16650 -4900 11850 35000 -975 975 -248500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 15 End Bal 190700 500 6500 25500 -16650 -4900 11850 35000 -975 975 -248500 Contributed 2500 500 0 0 0 0 1000 0 0 0 42500 46500 Borrowed 0 0 500 2500 500 0 0 0 0 0 43000 46500 16 End Bal 193200 1000 6000 23000 -17150 -4900 12850 35000 -975 975 -249000 Contributed 9500 2500 0 0 0 0 3000 0 0 0 62500 77500 Borrowed 0 0 0 0 0 0 0 0 0 0 77500 77500 17 End Bal 202700 3500 6000 23000 -17150 -4900 15850 35000 -975 975 -264000 Contributed 35500 7000 2500 42000 0 0 8500 0 0 1500 64500 161500 Borrowed 0 0 0 0 0 0 0 0 0 0 161500 161500 18 End Bal 238200 10500 8500 65000 -17150 -4900 24350 35000 -975 2475 -361000 Contributed 0 0 0 0 0 0 0 0 0 0 151500 151500 Borrowed 44000 11000 3000 14000 0 0 12000 0 0 0 67500 151500 19 End Bal 194200 -500 5500 51000 -17150 -4900 12350 35000 -975 2475 -277000 Contributed 0 0 2000 0 0 0 14000 0 0 0 84500 100500 Borrowed 15000 4500 0 4000 0 0 0 0 0 0 77000 100500 20 End Bal 179200 -5000 7500 47000 -17150 -4900 26350 35000 -975 2475 -269500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 21 End Bal 179200 -5000 7500 47000 -17150 -4900 26350 35000 -975 2475 -269500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 22 End Bal 179200 -5000 7500 47000 -17150 -4900 26350 35000 -975 2475 -269500 Contributed 3750 1500 0 0 0 0 1000 0 0 0 87000 93250 Borrowed 0 0 0 0 0 0 0 250 0 0 93000 93250 23 End Bal 182950 -3500 7500 47000 -17150 -4900 27350 34750 -975 2475 -275500 Contributed 0 0 0 0 0 0 4000 0 0 0 93000 97000 Borrowed 28000 0 0 4000 0 0 0 0 0 0 65000 97000 24 End Bal 154950 -3500 7500 43000 -17150 -4900 31350 34750 -975 2475 -247500 Contributed 3000 1000 0 0 0 0 0 0 0 0 65000 69000 Borrowed 0 0 0 0 0 0 4000 0 0 0 65000 69000 25 End Bal 157950 -2500 7500 43000 -17150 -4900 27350 34750 -975 2475 -247500 Contributed 4500 1000 0 0 0 0 2000 0 0 0 74000 81500 Borrowed 0 0 0 1500 0 0 0 0 0 0 80000 81500 26 End Bal 162450 -1500 7500 41500 -17150 -4900 29350 34750 -975 2475 -253500 Contributed 0 0 0 10500 0 0 0 0 250 0 80000 90750 Borrowed 4000 0 0 0 0 0 1500 0 0 1750 83500 90750 27 End Bal 158450 -1500 7500 52000 -17150 -4900 27850 34750 -725 725 -257000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 28 End Bal 158450 -1500 7500 52000 -17150 -4900 27850 34750 -725 725 -257000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 29 End Bal 158450 -1500 7500 52000 -17150 -4900 27850 34750 -725 725 -257000 Contributed 0 0 0 5000 0 0 0 0 0 0 73500 78500 Borrowed 20500 6500 500 0 0 0 25000 6000 0 0 20000 78500 30 End Bal 137950 -8000 7000 57000 -17150 -4900 2850 28750 -725 725 -203500 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0
ATTACHMENT 11 CAPITAL CONTRIBUTIONS DURING THE THIRD QUARTER OF 1996, NORTHEAST UTILITIES MADE THE FOLLOWING CAPITAL CONTRIBUTIONS TO CHARTER OAK ENERGY: (000's) 8/06/96 $ 1,000 8/29/96 $ 750 9/10/96 $ 12,000 9/20/96 $ 800 UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Quarterly Certificate as CONNECTICUT YANKEE ATOMIC POWER COMPANY to Partial Consummation of Berlin, Connecticut Transaction File No. 70-7255 File No. 70-7704 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Connecticut Yankee Atomic Power Company (The "Company") hereby certify that the Company entered into a $90 million Remarketable Eurodollar Credit and Letter of Credit Facility dated August 14, 1990 with the Toronto Dominion Bank and Trust Company as Agent Bank and The Tokai Bank, Limited, as issuing Bank (the "Credit Agreement"), in accordance with the Application/Declaration, as amended, filed by the Company; in this proceeding, and the Securities and Exchange Commission Order dated August 1, 1990 with respect thereto. During the period July 1, 1996 through September 30, 1996, the maximum commercial paper outstanding at any one time was $40,500,000. Commercial paper outstanding on September 30, 1996 was $29,000,000. Dated September 30, 1996 Connecticut Yankee Atomic Power Company /s/Robert C. Aronson Assistant Treasurer November 12, 1996 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141-0270 Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Connecticut Yankee Atomic Power Company ("CY"), as specified by the Securities and Exchange Commission. Please be advised that in connection with the private distribution of CY commercial paper from July 1, 1996 through September 30, 1996, all sales and resales have been made to customers included on the confidential list of investors held here at Citicorp. Regards, /s/ Barbara Dietrich Citicorp UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Northeast Utilities Service Company Certificate as The Connecticut Light and Power Company to Partial Western Massachusetts Electric Company Consummation of Holyoke Water Power Company Transaction $360 Million Northeast Nuclear Energy Company Regional Revolving Rocky River Realty Company Credit Agreement Berlin, Connecticut File No. 70-8052 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies entered into a $360 million Regional Revolving Credit Agreement dated December 3, 1992 with Northeast Utilities Service Company as Agent, in accordance with the terms and conditions or, and for the purposes represented by, the Application/ Declaration, as amended, filed by the Companies in this proceeding, and the Securities and Exchange Commission Order November 23, 1992 with respect thereto. During the period July 1, 1996 through September 30, 1996, Northeast Utilities had $0 outstanding for the quarter ending September 30, 1996. Dated September 30, 1996 Northeast Utilities /s/Robert C. Aronson Assistant Treasurer -----END PRIVACY-ENHANCED MESSAGE-----