-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B52TVmNuhXLLQsjmX8CgpAou4cqpaokTgVVVbSQHZ5bnjtuMRqeyqh+wIg33jgLX xaJUSDV7fY4puecv7pR0TQ== 0000072741-96-000096.txt : 19960518 0000072741-96-000096.hdr.sgml : 19960518 ACCESSION NUMBER: 0000072741-96-000096 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960516 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-07111 FILM NUMBER: 96568702 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 2036655000 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 35-CERT 1 CERTIFICATES OF PARTIAL CONSUMMATIONS UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly The Connecticut Light and Power Company Certificate as Western Massachusetts Electric Company to Partial Holyoke Water Power Company Consummation Northeast Nuclear Energy Company of Northeast Utilities Service Company Transaction Rocky River Realty Company Berlin, Connecticut File No. 70-7111 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies issued and sold short-term debt, entered into system money pool transactions, and made capital contributions, all in accordance with the terms and conditions of, and for the purposes represented by, the Application/Declaration filed by the Company is this proceeding and the Securities and Exchange Commission Order dated December 27, 1990 with respect thereto. The following attachments contain the required information regarding the issuance and sale of short-term debt, system money pool transactions, and capital contributions for the first quarter of 1996: ATTACHMENT 1 NORTHEAST UTILITIES SUMMARY SHEET NORTHEAST UTILITIES BANK BORROWINGS 2 THE CONNECTICUT LIGHT AND POWER COMPANY SUMMARY SHEET THE CONNECTICUT LIGHT AND POWER COMPANY COMMERCIAL PAPER TRANSACTIONS LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC. THE CONNECTICUT LIGHT AND POWER COMPANY BANK BORROWINGS 3 WESTERN MASSACHUSETTS ELECTRIC COMPANY SUMMARY SHEET WESTERN MASSACHUSETTS ELECTRIC COMPANY COMMERCIAL PAPER TRANSACTIONS LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC. WESTERN MASSACHUSETTS ELECTRIC COMPANY BANK BORROWINGS 4 HOLYOKE WATER POWER COMPANY SUMMARY SHEET 5 NORTHEAST NUCLEAR ENERGY COMPANY SUMMARY SHEET 6 NORTHEAST UTILITIES SERVICE COMPANY SUMMARY SHEET NORTHEAST UTILITIES SERVICE COMPANY BANK BORROWINGS 7 ROCKY RIVER REALTY COMPANY SUMMARY SHEET 8 NORTH ATLANTIC ENERGY COMPANY SUMMARY SHEET 9 PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE 10 NORTHEAST UTILITIES MONEY POOL 11 CAPITAL CONTRIBUTIONS Dated as of March 31, 1996 Northeast Utilities Service Company /s/ Robert C. Aronson Assistant Treasurer ATTACHMENT 1 COMPANY: Northeast Utilities PERIOD: January 1, 1996 through March 31, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $82,500,000 THERE WAS $0 OF COMMERCIAL PAPER AND $40,000,000 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1996. MONEY POOL BALANCE ON March 31, 1996: Invested ($925,000) AMOUNT NAME OF BANK $ DATE SOLD HARTFORD NATIONAL BANK 17,500,000 01/02/96 INDUSTRIAL BANK OF JAPAN 7,500,000 01/02/96 * BANCA NAZIONALE DEL LAVARO 5,000,000 01/10/96 CONNECTICUT BANK & TRUST CO. 5,000,000 01/10/96 * UNION TRUST COMPANY 5,000,000 01/12/96 BANCA NAZIONALE DEL LAVARO 20,000,000 01/19/96 * CONNECTICUT BANK & TRUST CO. 5,000,000 01/19/96 CONNECTICUT BANK & TRUST CO. 8,500,000 01/23/96 HARTFORD NATIONAL BANK 15,000,000 01/26/96 HARTFORD NATIONAL BANK 15,000,000 01/31/96 CONNECTICUT BANK & TRUST CO. 5,000,000 01/31/96 INDUSTRIAL BANK OF JAPAN 10,000,000 02/02/96 HARTFORD NATIONAL BANK 5,000,000 02/05/96 HARTFORD NATIONAL BANK 13,000,000 02/06/96 CONNECTICUT BANK & TRUST CO. 3,000,000 02/08/96 * UNION TRUST COMPANY 5,000,000 02/09/96 INDUSTRIAL BANK OF JAPAN 6,000,000 02/13/96 BANCA NAZIONALE DEL LAVARO 15,000,000 02/20/96 BANCA NAZIONALE DEL LAVARO 5,000,000 02/21/96 INDUSTRIAL BANK OF JAPAN 14,000,000 02/21/96 HARTFORD NATIONAL BANK 10,000,000 02/28/96 HARTFORD NATIONAL BANK 15,000,000 02/28/96 CONNECTICUT BANK & TRUST CO. 7,000,000 03/01/96 INDUSTRIAL BANK OF JAPAN 15,000,000 03/04/96 CONNECTICUT BANK & TRUST CO. 15,000,000 03/08/96 * INDUSTRIAL BANK OF JAPAN 15,000,000 03/11/96 * CONNECTICUT BANK & TRUST CO. 15,000,000 03/12/96 HARTFORD NATIONAL BANK 2,000,000 03/20/96 HARTFORD NATIONAL BANK 30,000,000 03/29/96 CONNECTICUT BANK & TRUST CO. 10,000,000 03/29/96 *REPRESENTING REFINANCING OF MATURING LOANS NORTHEAST UTILITIES BY ITS ASSISTANT TREASURER DATED March 31, 1996 ATTACHMENT 2 COMPANY: The Connecticut Light and Power Company PERIOD: January 1, 1996 through March 31, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $43,000,000 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $76,500,000 THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1996. MONEY POOL BALANCE ON March 31, 1996: Invested ($12,250,000) AMOUNT NAME OF BANK $ DATE SOLD TORONTO DOMINION BANK 10,000,000 01/02/96 TORONTO DOMINION BANK 10,000,000 01/02/96 TORONTO DOMINION BANK 15,000,000 01/02/96 BANK OF AMERICA 15,000,000 01/08/96 TORONTO DOMINION BANK 12,500,000 01/09/96 BANK OF AMERICA 10,000,000 01/22/96 TORONTO DOMINION BANK 10,000,000 01/31/96 BANK OF AMERICA 10,000,000 02/01/96 BANK OF AMERICA 5,000,000 02/07/96 *REPRESENTING REFINANCING OF MATURING LOANS DATED March 31, 1996 THE CONNECTICUT LIGHT AND POWER COMPANY BY ITS ASSISTANT TREASURER May 9, 1996 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141 Re: The Connecticut Light and Power Company Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Connecticut Light and Power company as specified by the Securities and Exchange Commission. In connection with the private distribution of commercial paper of Connecticut Light and Power Company, from January 1, 1996 to March 31, 1996, all sales and resales have been made only to those customers of Lehman Commercial Paper Inc. included on the Confidential List submitted in the original program and in accordance with the provisions of that program. Sincerely, /s/Geoffrey F. Feldkamp Lehman Brothers ATTACHMENT 3 COMPANY: Western Massachusetts Electric Company PERIOD: January 1, 1996 through March 31, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $5,000,000 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $10,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1996 MONEY POOL BALANCE ON March 31, 1996: Borrowed $13,050,000 AMOUNT NAME OF BANK $ DATE SOLD BANK OF AMERICA 7,500,000 01/02/96 BANK OF AMERICA 10,000,000 01/09/96 BANK OF AMERICA 5,000,000 01/16/96 *REPRESENTS REFINANCING OF MATURITY LOANS DATED March 31, 1996 WESTERN MASSACHUSETTS ELECTRIC COMPANY BY ITS ASSISTANT TREASURER May 9, 1996 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141 Re: Western Massachusetts Electric Company Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Western Massachusetts Electric Company as specified by the Securities and Exchange Commission. In connection with the private distribution of commercial paper of Western Massachusetts Electric Company, from January 1, 1996 to March 31, 1996, all sales and resales have been made only to those customers of Lehman Commercial Paper Inc. included on the Confidential List submitted in the original program and in accordance with the provisions of that program. Sincerely, /s/Geoffrey F. Feldkamp Lehman Brothers ATTACHMENT 4 COMPANY: Holyoke Water Power Company PERIOD: January 1, 1996 through March 31, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1996. MONEY POOL BALANCE ON March 31, 1996: Invested ($10,000,000) ATTACHMENT 5 COMPANY: Northeast Nuclear Energy Company PERIOD: January 1, 1996 through March 31, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1996. MONEY POOL BALANCE ON March 31, 1996: Invested ($26,250,000) ATTACHMENT 6 COMPANY: Northeast Utilities Service Company PERIOD: January 1, 1996 through March 31, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1996. MONEY POOL BALANCE ON March 31, 1996: $0 ATTACHMENT 7 COMPANY: Rocky River Realty Company PERIOD: January 1, 1996 through March 31, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1996. MONEY POOL BALANCE ON March 31, 1996: Borrowed $17,000,000 ATTACHMENT 8 COMPANY: North Atlantic Energy Company PERIOD: January 1, 1996 through March 31, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1996. MONEY POOL BALANCE ON March 31, 1996: Invested: $6,500,000 ATTACHMENT 9 COMPANY: Public Service Company of New Hampshire PERIOD: January 1, 1996 through March 31, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1996. MONEY POOL BALANCE ON March 31, 1996: Invested ($86,850,000) ATTACHMENT 10 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: JAN 1996 NUMBER OF DAYS: 31
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> -61250 -22300 7000 51000 -16750 -4800 31600 15500 -1575 1575 1 Begin Bal -10250 -24050 7000 27000 -16500 -4800 19100 2500 -1675 1675 0 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 1 End Bal -10250 -24050 7000 27000 -16500 -4800 19100 2500 -1675 1675 0 Contributed 10250 5750 0 0 0 0 0 3000 500 0 0 19500 Borrowed 0 0 500 1000 0 0 17500 0 0 500 0 19500 2 End Bal 0 -18300 6500 26000 -16500 -4800 1600 5500 -1175 1175 0 Contributed 8500 3500 0 0 0 0 6500 0 0 15000 0 33500 Borrowed 0 0 0 1500 0 0 0 0 0 0 32000 33500 3 End Bal 8500 -14800 6500 24500 -16500 -4800 8100 5500 -1175 16175 -32000 Contributed 0 0 0 0 0 0 0 0 0 0 32000 32000 Borrowed 16000 2000 0 0 0 0 6000 0 0 8000 0 32000 4 End Bal -7500 -16800 6500 24500 -16500 -4800 2100 5500 -1175 8175 0 Contributed 0 2500 0 0 0 0 2000 0 0 3500 0 8000 Borrowed 2500 0 500 5000 0 0 0 0 0 0 0 8000 5 End Bal -10000 -14300 6000 19500 -16500 -4800 4100 5500 -1175 11675 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 6 End Bal -10000 -14300 6000 19500 -16500 -4800 4100 5500 -1175 11675 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 7 End Bal -10000 -14300 6000 19500 -16500 -4800 4100 5500 -1175 11675 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 8 End Bal -10000 -14300 6000 19500 -16500 -4800 4100 5500 -1175 11675 0 Contributed 0 0 0 0 0 0 7000 0 0 0 0 7000 Borrowed 0 0 0 1000 0 0 0 0 0 6000 0 7000 9 End Bal -10000 -14300 6000 18500 -16500 -4800 11100 5500 -1175 5675 0 Contributed 1000 2000 0 0 0 0 3000 0 0 0 0 6000 Borrowed 0 0 0 1500 0 0 0 0 0 4500 0 6000 10 End Bal -9000 -12300 6000 17000 -16500 -4800 14100 5500 -1175 1175 0 Contributed 0 1000 0 0 0 0 2000 0 0 0 0 3000 Borrowed 3000 0 0 0 0 0 0 0 0 0 0 3000 11 End Bal -12000 -11300 6000 17000 -16500 -4800 16100 5500 -1175 1175 0 Contributed 2750 0 0 0 0 0 1000 0 0 0 0 3750 Borrowed 0 0 0 3000 750 0 0 0 0 0 0 3750 12 End Bal -9250 -11300 6000 14000 -17250 -4800 17100 5500 -1175 1175 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 13 End Bal -9250 -11300 6000 14000 -17250 -4800 17100 5500 -1175 1175 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 14 End Bal -9250 -11300 6000 14000 -17250 -4800 17100 5500 -1175 1175 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 5 End Bal -9250 -11300 6000 14000 -17250 -4800 17100 5500 -1175 1175 0 Contributed 0 0 0 0 0 0 4000 0 0 400 0 4400 Borrowed 0 2750 0 750 500 0 0 0 400 0 0 4400 16 End Bal -9250 -14050 6000 13250 -17750 -4800 21100 5500 -1575 1575 0 Contributed 20000 5000 0 9000 0 0 5000 0 0 0 0 39000 Borrowed 0 0 0 0 0 0 0 0 0 0 39000 39000 17 End Bal 10750 -9050 6000 22250 -17750 -4800 26100 5500 -1575 1575 -39000 Contributed 0 0 0 32000 0 0 0 0 0 0 39000 71000 Borrowed 55250 10000 750 0 0 0 5000 0 0 0 0 71000 18 End Bal -44500 -19050 5250 54250 -17750 -4800 21100 5500 -1575 1575 0 Contributed 5250 0 0 0 0 0 1000 0 0 0 0 6250 Borrowed 0 0 0 750 0 0 0 5500 0 0 0 6250 19 End Bal -39250 -19050 5250 53500 -17750 -4800 22100 0 -1575 1575 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 20 End Bal -39250 -19050 5250 53500 -17750 -4800 22100 0 -1575 1575 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 21 End Bal -39250 -19050 5250 53500 -17750 -4800 22100 0 -1575 1575 0 Contributed 0 0 1500 0 0 0 12000 0 0 0 0 13500 Borrowed 2500 6000 0 5000 0 0 0 0 0 0 0 13500 22 End Bal -41750 -25050 6750 48500 -17750 -4800 34100 0 -1575 1575 0 Contributed 1000 2000 0 0 0 0 1000 0 0 0 0 4000 Borrowed 0 0 0 3500 500 0 0 0 0 0 0 4000 23 End Bal -40750 -23050 6750 45000 -18250 -4800 35100 0 -1575 1575 0 Contributed 6500 1500 0 0 0 0 4000 0 0 0 0 12000 Borrowed 0 0 0 0 0 0 0 0 0 0 12000 12000 24 End Bal -34250 -21550 6750 45000 -18250 -4800 39100 0 -1575 1575 -12000 Contributed 0 0 0 0 0 0 0 0 0 0 12000 12000 Borrowed 0 0 0 0 0 0 0 0 0 0 12000 12000 25 End Bal -34250 -21550 6750 45000 -18250 -4800 39100 0 -1575 1575 -12000 Contributed 0 250 250 0 500 0 2500 0 0 0 12000 15500 Borrowed 9000 0 0 0 0 0 0 0 0 0 6500 15500 26 End Bal -43250 -21300 7000 45000 -17750 -4800 41600 0 -1575 1575 -6500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 27 End Bal -43250 -21300 7000 45000 -17750 -4800 41600 0 -1575 1575 -6500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 28 End Bal -43250 -21300 7000 45000 -17750 -4800 41600 0 -1575 1575 -6500 Contributed 5000 0 0 0 1000 0 3000 0 0 0 6500 15500 Borrowed 0 1000 0 3000 0 0 0 0 0 0 11500 15500 29 End Bal -38250 -22300 7000 42000 -16750 -4800 44600 0 -1575 1575 -11500 Contributed 15000 3000 0 0 0 0 3000 3000 0 0 11500 35500 Borrowed 0 0 0 2000 0 0 0 0 0 0 33500 35500 30 End Bal -23250 -19300 7000 40000 -16750 -4800 47600 3000 -1575 1575 -33500 Contributed 0 0 0 11000 0 0 0 12500 0 0 33500 57000 Borrowed 38000 3000 0 0 0 0 16000 0 0 0 0 57000 31 End Bal -61250 -22300 7000 51000 -16750 -4800 31600 15500 -1575 1575 0 NU MONEY POOL BALANCES 0 0 0 0 0 0 0 0 0 0 0 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: FEB 1996 NUMBER OF DAYS: 29 CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> 7250 -12050 9000 39000 -16750 -4800 73600 8250 -1525 1525 -10350 0 1 Begin Bal -61250 -22300 7000 51000 -16750 -4800 31600 15500 -1575 1575 0 0 Contributed 13500 0 0 0 0 0 0 0 0 500 0 14000 Borrowed 0 0 500 3000 0 0 1500 8500 500 0 0 14000 1 End Bal -47750 -22300 6500 48000 -16750 -4800 30100 7000 -2075 2075 0 Contributed 7500 0 0 0 0 0 0 0 0 0 0 7500 Borrowed 0 0 0 7500 0 0 0 0 0 0 0 7500 2 End Bal -40250 -22300 6500 40500 -16750 -4800 30100 7000 -2075 2075 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 3 End Bal -40250 -22300 6500 40500 -16750 -4800 30100 7000 -2075 2075 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 4 End Bal -40250 -22300 6500 40500 -16750 -4800 30100 7000 -2075 2075 0 Contributed 250 1500 0 0 0 0 1500 0 0 0 0 3250 Borrowed 0 0 500 2500 0 0 0 250 0 0 0 3250 5 End Bal -40000 -20800 6000 38000 -16750 -4800 31600 6750 -2075 2075 0 Contributed 0 2000 0 0 0 0 4000 0 0 0 0 6000 Borrowed 4000 0 0 2000 0 0 0 0 0 0 0 6000 6 End Bal -44000 -18800 6000 36000 -16750 -4800 35600 6750 -2075 2075 0 Contributed 1000 1000 0 0 0 0 0 0 0 0 0 2000 Borrowed 0 0 0 2000 0 0 0 0 0 0 0 2000 7 End Bal -43000 -17800 6000 34000 -16750 -4800 35600 6750 -2075 2075 0 Contributed 0 0 0 0 0 0 6000 0 0 0 0 6000 Borrowed 6000 0 0 0 0 0 0 0 0 0 0 6000 8 End Bal -49000 -17800 6000 34000 -16750 -4800 41600 6750 -2075 2075 0 Contributed 1750 0 0 0 0 0 4500 0 0 0 0 6250 Borrowed 0 5000 250 1000 0 0 0 0 0 0 0 6250 9 End Bal -47250 -22800 5750 33000 -16750 -4800 46100 6750 -2075 2075 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 10 End Bal -47250 -22800 5750 33000 -16750 -4800 46100 6750 -2075 2075 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 11 End Bal -47250 -22800 5750 33000 -16750 -4800 46100 6750 -2075 2075 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 12 End Bal -47250 -22800 5750 33000 -16750 -4800 46100 6750 -2075 2075 0 Contributed 20000 3000 0 0 0 0 3000 0 0 0 0 26000 Borrowed 0 0 0 2000 0 0 0 0 0 0 24000 26000 13 End Bal -27250 -19800 5750 31000 -16750 -4800 49100 6750 -2075 2075 -24000 Contributed 16500 3000 0 0 0 0 4000 0 0 0 9000 32500 Borrowed 0 0 0 0 500 0 0 0 0 0 32000 32500 14 End Bal -10750 -16800 5750 31000 -17250 -4800 53100 6750 -2075 2075 -47000 Contributed 1500 250 250 0 0 0 2000 0 0 0 17500 21500 Borrowed 0 0 0 0 0 0 0 0 0 0 21500 21500 15 End Bal -9250 -16550 6000 31000 -17250 -4800 55100 6750 -2075 2075 -51000 Contributed 3000 1000 0 0 0 0 0 0 0 0 41500 45500 Borrowed 0 0 0 6000 0 0 2500 0 0 0 37000 45500 16 End Bal -6250 -15550 6000 25000 -17250 -4800 52600 6750 -2075 2075 -46500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 17 End Bal -6250 -15550 6000 25000 -17250 -4800 52600 6750 -2075 2075 -46500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 18 End Bal -6250 -15550 6000 25000 -17250 -4800 52600 6750 -2075 2075 -46500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 19 End Bal -6250 -15550 6000 25000 -17250 -4800 52600 6750 -2075 2075 -46500 Contributed 0 3000 3000 5000 0 0 12000 0 0 0 46500 69500 Borrowed 7500 0 0 0 0 0 0 0 0 0 62000 69500 20 End Bal -13750 -12550 9000 30000 -17250 -4800 64600 6750 -2075 2075 -62000 Contributed 4000 0 0 10000 500 0 0 0 0 250 62000 76750 Borrowed 0 1500 0 0 0 0 0 0 250 0 75000 76750 21 End Bal -9750 -14050 9000 40000 -16750 -4800 64600 6750 -2325 2325 -75000 Contributed 2000 0 0 0 0 0 2000 0 0 0 50000 54000 Borrowed 0 0 0 4000 0 0 0 0 0 0 50000 54000 22 End Bal -7750 -14050 9000 36000 -16750 -4800 66600 6750 -2325 2325 -75000 Contributed 2000 2000 0 0 0 0 0 0 0 0 50000 54000 Borrowed 0 0 0 4000 0 0 0 0 0 0 50000 54000 23 End Bal -5750 -12050 9000 32000 -16750 -4800 66600 6750 -2325 2325 -75000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 24 End Bal -5750 -12050 9000 32000 -16750 -4800 66600 6750 -2325 2325 -75000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 25 End Bal -5750 -12050 9000 32000 -16750 -4800 66600 6750 -2325 2325 -75000 Contributed 2500 1500 0 4000 0 0 0 0 0 0 50000 58000 Borrowed 0 0 0 0 0 0 0 0 0 0 58000 58000 26 End Bal -3250 -10550 9000 36000 -16750 -4800 66600 6750 -2325 2325 -83000 Contributed 12000 1000 0 0 0 0 5000 0 0 0 83000 10100 Borrowed 0 0 0 1000 0 0 0 0 0 0 100000 10100 27 End Bal 8750 -9550 9000 35000 -16750 -4800 71600 6750 -2325 2325 -10000 Contributed 12000 2000 0 0 0 0 2000 0 800 0 79000 95800 Borrowed 0 0 0 0 0 0 0 0 0 800 95000 95800 28 End Bal 20750 -7550 9000 35000 -16750 -4800 73600 6750 -1525 1525 -11600 Contributed 0 0 0 4000 0 0 0 1500 0 0 52500 58000 Borrowed 13500 4500 0 0 0 0 0 0 0 0 40000 58000 29 End Bal 7250 -12050 9000 39000 -16750 -4800 73600 8250 -1525 1525 -10350 NU MONEY POOL BALANCES 0 0 0 0 0 0 0 0 0 0 0 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: MAR 1996 NUMBER OF DAYS: 31 CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> 12250 -13050 10000 26250 -17000 -4800 86850 6500 -925 925 1 Begin Bal 7250 -12050 9000 39000 -16750 -4800 73600 8250 -1525 1525 -10350 0 Contributed 0 0 0 0 0 0 0 7500 0 0 61000 68500 Borrowed 2500 2000 0 3000 0 0 11000 0 0 0 50000 68500 1 End Bal 4750 -14050 9000 36000 -16750 -4800 62600 15750 -1525 1525 -92500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 2 End Bal 4750 -14050 9000 36000 -16750 -4800 62600 15750 -1525 1525 -92500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 3 End Bal 4750 -14050 9000 36000 -16750 -4800 62600 15750 -1525 1525 -92500 Contributed 7500 500 0 0 0 0 750 250 0 0 67500 76500 Borrowed 0 0 0 1500 0 0 0 0 0 0 75000 76500 4 End Bal 12250 -13550 9000 34500 -16750 -4800 63350 16000 -1525 1525 -10000 Contributed 9000 2000 0 0 0 0 2500 0 0 0 50000 63500 Borrowed 0 0 500 3000 0 0 0 0 0 0 60000 63500 5 End Bal 21250 -11550 8500 31500 -16750 -4800 65850 16000 -1525 1525 -11000 Contributed 6000 1000 0 0 0 0 3000 0 0 0 60000 70000 Borrowed 0 0 0 0 0 0 0 0 0 0 70000 70000 6 End Bal 27250 -10550 8500 31500 -16750 -4800 68850 16000 -1525 1525 -12000 Contributed 15000 2000 0 0 0 0 3000 0 0 0 95000 11500 Borrowed 0 0 0 0 0 0 0 0 0 0 115000 11500 7 End Bal 42250 -8550 8500 31500 -16750 -4800 71850 16000 -1525 1525 -14000 Contributed 0 0 0 0 0 0 5000 0 0 0 90000 95000 Borrowed 0 0 0 1000 0 0 0 0 0 0 94000 95000 8 End Bal 42250 -8550 8500 30500 -16750 -4800 76850 16000 -1525 1525 -14400 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 9 End Bal 42250 -8550 8500 30500 -16750 -4800 76850 16000 -1525 1525 -14400 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 10 End Bal 42250 -8550 8500 30500 -16750 -4800 76850 16000 -1525 1525 -14400 Contributed 7500 0 0 0 0 0 3000 0 0 0 119000 12950 Borrowed 0 0 0 1500 0 0 0 0 0 0 128000 12950 11 End Bal 49750 -8550 8500 29000 -16750 -4800 79850 16000 -1525 1525 -15300 Contributed 9000 2000 0 0 0 0 0 0 0 0 128000 13900 Borrowed 0 0 0 0 0 0 0 4000 0 0 135000 13900 12 End Bal 58750 -6550 8500 29000 -16750 -4800 79850 12000 -1525 1525 -16000 Contributed 0 0 0 0 0 0 5000 0 0 0 85000 90000 Borrowed 3500 0 0 2000 0 0 0 5500 0 0 79000 90000 13 End Bal 55250 -6550 8500 27000 -16750 -4800 84850 6500 -1525 1525 -15400 Contributed 8500 3000 0 0 0 0 0 0 0 0 104000 11550 Borrowed 0 0 0 0 500 0 0 0 0 0 115000 11550 14 End Bal 63750 -3550 8500 27000 -17250 -4800 84850 6500 -1525 1525 -16500 Contributed 0 0 0 0 0 0 0 0 0 0 75000 75000 Borrowed 32000 0 500 12000 0 0 6000 0 0 0 24500 75000 15 End Bal 31750 -3550 8000 15000 -17250 -4800 78850 6500 -1525 1525 -11450 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 16 End Bal 31750 -3550 8000 15000 -17250 -4800 78850 6500 -1525 1525 -11450 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 17 End Bal 31750 -3550 8000 15000 -17250 -4800 78850 6500 -1525 1525 -11450 Contributed 0 0 0 0 0 0 0 0 0 0 24500 24500 Borrowed 0 1000 0 2000 0 0 0 0 0 0 21500 24500 18 End Bal 31750 -4550 8000 13000 -17250 -4800 78850 6500 -1525 1525 -11150 Contributed 6000 5000 0 7250 250 0 5000 0 0 0 51500 75000 Borrowed 0 0 0 0 0 0 0 0 0 0 75000 75000 19 End Bal 37750 450 8000 20250 -17000 -4800 83850 6500 -1525 1525 -13500 Contributed 0 0 2000 15000 0 0 0 0 0 0 75000 92000 Borrowed 25000 5000 0 0 0 0 4000 0 0 0 58000 92000 20 End Bal 12750 -4550 10000 35250 -17000 -4800 79850 6500 -1525 1525 -11800 Contributed 0 0 0 0 0 0 2000 0 250 0 102000 10425 Borrowed 0 0 0 2000 0 0 0 0 0 250 102000 10425 21 End Bal 12750 -4550 10000 33250 -17000 -4800 81850 6500 -1275 1275 -11800 Contributed 0 0 0 0 0 0 2000 0 0 0 108000 11000 Borrowed 12000 12000 0 2000 0 0 0 0 0 0 84000 11000 22 End Bal 750 -16550 10000 31250 -17000 -4800 83850 6500 -1275 1275 -94000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 23 End Bal 750 -16550 10000 31250 -17000 -4800 83850 6500 -1275 1275 -94000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 24 End Bal 750 -16550 10000 31250 -17000 -4800 83850 6500 -1275 1275 -94000 Contributed 0 0 0 0 0 0 0 0 0 0 84000 84000 Borrowed 0 0 0 0 0 0 0 0 0 0 84000 84000 25 End Bal 750 -16550 10000 31250 -17000 -4800 83850 6500 -1275 1275 -94000 Contributed 12000 3000 0 0 0 0 4000 0 0 0 84000 10300 Borrowed 0 0 0 3000 0 0 0 0 0 0 100000 10300 26 End Bal 12750 -13550 10000 28250 -17000 -4800 87850 6500 -1275 1275 -11000 Contributed 3500 1500 0 0 0 0 2000 0 0 0 100000 10700 Borrowed 0 0 0 2000 0 0 0 0 0 0 105000 10700 27 End Bal 16250 -12050 10000 26250 -17000 -4800 89850 6500 -1275 1275 -11500 Contributed 9000 2000 0 2000 0 0 2000 0 350 0 115000 13035 Borrowed 0 0 0 0 0 0 0 0 0 350 130000 13035 28 End Bal 25250 -10050 10000 28250 -17000 -4800 91850 6500 -925 925 -13000 Contributed 0 0 0 0 0 0 0 0 0 0 95000 95000 Borrowed 13000 3000 0 2000 0 0 5000 0 0 0 72000 95000 29 End Bal 12250 -13050 10000 26250 -17000 -4800 86850 6500 -925 925 -10700 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 30 End Bal 12250 -13050 10000 26250 -17000 -4800 86850 6500 -925 925 -10700 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 31 End Bal 12250 -13050 10000 26250 -17000 -4800 86850 6500 -925 925 -10700 NU MONEY POOL BALANCES 0 0 0 0 0 0 0 0 0 0 0
ATTACHMENT 11 CAPITAL CONTRIBUTIONS DURING THE FIRST QUARTER OF 1996, NORTHEAST UTILITIES MADE THE FOLLOWING CAPITAL CONTRIBUTIONS: (000's) January 31, 1996 $ 600,000 CHARTER OAK ENERGY February 23, 1996 $ 250,000 CHARTER OAK ENERGY February 28, 1996 $ 750,000 CHARTER OAK ENERGY March 22, 1996 $ 500,000 CHARTER OAK ENERGY UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Quarterly Certificate as CONNECTICUT YANKEE ATOMIC POWER COMPANY to Partial Consummation of Berlin, Connecticut Transaction File No. 70-7255 File No. 70-7704 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Connecticut Yankee Atomic Power Company (The "Company") hereby certify that the Company entered into a $90 million Remarketable Eurodollar Credit and Letter of Credit Facility dated August 14, 1990 with the Toronto Dominion Bank and Trust Company as Agent Bank and The Tokai Bank, Limited, as issuing Bank (the "Credit Agreement"), in accordance with the Application/Declaration, as amended, filed by the Company; in this proceeding, and the Securities and Exchange Commission Order dated August 1, 1990 with respect thereto. During the period January 1, 1996 through March 31, 1996, the maximum commercial paper outstanding at any one time was $18,500,000. Commercial paper outstanding on March 31, 1996 was $5,000,000. Dated March 31, 1996 Connecticut Yankee Atomic Power Company /s/Robert C. Aronson Assistant Treasurer May 10, 1996 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141-0270 Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Connecticut Yankee Atomic Power Company ("CY"), as specified by the Securities and Exchange Commission. Please be advised that in connection with the private distribution of CY commercial paper from January 1, 1996 through March 31, 1996, all sales and resales have been made to customers included on the confidential list of investors held here at Citicorp. Sincerely, /s/ Barbara Dietrich Citicorp UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Northeast Utilities Service Company Certificate as The Connecticut Light and Power Company to Partial Western Massachusetts Electric Company Consummation of Holyoke Water Power Company Transaction $360 Million Northeast Nuclear Energy Company Regional Revolving Rocky River Realty Company Credit Agreement Berlin, Connecticut File No. 70-8052 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies entered into a $360 million Regional Revolving Credit Agreement dated December 3, 1992 with Northeast Utilities Service Company as Agent, in accordance with the terms and conditions or, and for the purposes represented by, the Application/ Declaration, as amended, filed by the Companies in this proceeding, and the Securities and Exchange Commission Order November 23, 1992 with respect thereto. During the period January 1, 1996 through March 31, 1996, Northeast Utilities had $40,000,000 outstanding for the quarter. Dated March 31, 1996 Northeast Utilities /s/Robert C. Aronson Assistant Treasurer -----END PRIVACY-ENHANCED MESSAGE-----