-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TN86EtoOjBZXY/SHIs3PvxUhCnqNwTmcHVp/tfb8paJ1Cf7K6Ibjf0WhaaZIe/wp gpKRegEd21gWicvVkrVKNQ== 0000072741-96-000031.txt : 19960216 0000072741-96-000031.hdr.sgml : 19960216 ACCESSION NUMBER: 0000072741-96-000031 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960215 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-07111 FILM NUMBER: 96522082 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 2036655000 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 35-CERT 1 CERTIFICATES OF PARTIAL CONSUMMATIONS UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly The Connecticut Light and Power Company Certificate as Western Massachusetts Electric Company to Partial Holyoke Water Power Company Consummation Northeast Nuclear Energy Company of Northeast Utilities Service Company Transaction Rocky River Realty Company Berlin, Connecticut File No. 70-7111 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies issued and sold short-term debt, entered into system money pool transactions, and made capital contributions, all in accordance with the terms and conditions of, and for the purposes represented by, the Application/Declaration filed by the Company is this proceeding and the Securities and Exchange Commission Order dated December 27, 1990 with respect thereto. The following attachments contain the required information regarding the issuance and sale of short-term debt, system money pool transactions, and capital contributions for the fourth quarter of 1995: ATTACHMENT 1 NORTHEAST UTILITIES SUMMARY SHEET NORTHEAST UTILITIES BANK BORROWINGS 2 THE CONNECTICUT LIGHT AND POWER COMPANY SUMMARY SHEET THE CONNECTICUT LIGHT AND POWER COMPANY COMMERCIAL PAPER TRANSACTIONS LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC. THE CONNECTICUT LIGHT AND POWER COMPANY BANK BORROWINGS 3 WESTERN MASSACHUSETTS ELECTRIC COMPANY SUMMARY SHEET WESTERN MASSACHUSETTS ELECTRIC COMPANY COMMERCIAL PAPER TRANSACTIONS LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC. WESTERN MASSACHUSETTS ELECTRIC COMPANY BANK BORROWINGS 4 HOLYOKE WATER POWER COMPANY SUMMARY SHEET 5 NORTHEAST NUCLEAR ENERGY COMPANY SUMMARY SHEET 6 NORTHEAST UTILITIES SERVICE COMPANY SUMMARY SHEET NORTHEAST UTILITIES SERVICE COMPANY BANK BORROWINGS 7 ROCKY RIVER REALTY COMPANY SUMMARY SHEET 8 NORTH ATLANTIC ENERGY COMPANY SUMMARY SHEET 9 PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE 10 NORTHEAST UTILITIES MONEY POOL 11 CAPITAL CONTRIBUTIONS Dated as of December 31, 1995 Northeast Utilities Service Company /s/ Robert C. Aronson Assistant Treasurer ATTACHMENT 1 COMPANY: Northeast Utilities PERIOD: October 1, 1995 through December 31, 1995 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $110,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $57,500, 000 SHORT-TERM NOTES TO BANKS OUTSTANDING ON December 31, 1995. MONEY POOL BALANCE ON December 31, 1995: Invested ($9,675,000) AMOUNT NAME OF BANK $ DATE SOLD BANCA NAZIONALE DEL LAVARO 5,000,000 10/04/95 BANCA NAZIONALE DEL LAVARO 10,000,000 10/06/95 BANCA NAZIONALE DEL LAVARO 15,000,000 10/13/95 THE CONNECTICUT BANK AND TRUST CO. 15,000,000 10/13/95 UNION TRUST COMPANY 5,000,000 10/13/95 *BANCA NAZIONALE DEL LAVARO 5,000,000 10/18/95 THE CONNECTICUT BANK AND TRUST CO. 5,000,000 10/18/95 *THE CONNECTICUT BANK AND TRUST CO. 25,000,000 10/20/95 INDUSTRIAL BANK OF JAPAN 5,000,000 10/26/95 *BANCA NAZIONALE DEL LAVARO 15,000,000 10/27/95 INDUSTRIAL BANK OF JAPAN 7,000,000 10/27/95 *UNION TRUST COMPANY 5,000,000 10/27/95 HARTFORD NATIONAL BANK AND TRUST CO. 15,000,000 11/03/95 *BANCA NAZIONALE DEL LAVARO 15,000,000 11/17/95 HARTFORD NATIONAL BANK AND TRUST CO. 4,500,000 11/17/95 INDUSTRIAL BANK OF JAPAN 30,000,000 11/27/95 THE CONNECTICUT BANK AND TRUST CO. 5,000,000 11/27/95 HARTFORD NATIONAL BANK AND TRUST CO. 10,000,000 12/01/95 HARTFORD NATIONAL BANK AND TRUST CO. 15,000,000 12/01/95 *BANCA NAZIONALE DEL LAVARO 15,000,000 12/08/95 *BANCA NAZIONALE DEL LAVARO 15,000,000 12/11/95 THE CONNECTICUT BANK AND TRUST CO. 15,000,000 12/11/95 BANCA NAZIONALE DEL LAVARO 5,000,000 12/20/95 INDUSTRIAL BANK OF JAPAN 15,000,000 12/20/95 BANCA NAZIONALE DEL LAVARO 10,000,000 12/21/95 BANCA NAZIONALE DEL LAVARO 5,000,000 12/27/95 THE CONNECTICUT BANK AND TRUST CO. 10,000,000 12/27/95 HARTFORD NATIONAL BANK AND TRUST CO. 12,500,000 12/29/95 THE CONNECTICUT BANK AND TRUST CO. 10,000,000 12/29/95 UNION TRUST COMPANY 5,000,000 12/29/95 *REPRESENTING REFINANCING OF MATURING LOANS NORTHEAST UTILITIES BY ITS ASSISTANT TREASURER DATED DECEMBER 31, 1995 ATTACHMENT 2 COMPANY: The Connecticut Light and Power Company PERIOD: October 1, 1995 through December 31, 1995 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $15,000,000 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $70,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $41,500,000 SHORT-TERM NOTES TO BANKS OUTSTANDING ON December 31, 1995. MONEY POOL BALANCE ON December 31, 1995: Borrowed $10,250,000 AMOUNT NAME OF BANK $ DATE SOLD BANK OF AMERICA 12,000,000 10/02/95 TORONTO DOMINION BANK 12,000,000 10/02/95 TORONTO DOMINION BANK 12,000,000 10/02/95 BANK OF AMERICA 5,000,000 10/04/95 *BANK OF AMERICA 5,000,000 10/05/95 *BANK OF AMERICA 5,000,000 10/06/95 BANK OF AMERICA 10,000,000 12/18/95 TORONTO DOMINION BANK 10,000,000 12/18/95 BANK OF AMERICA 10,000,000 12/20/95 TORONTO DOMINION BANK 10,000,000 12/20/95 TORONTO DOMINION BANK 15,000,000 12/21/95 BANK OF AMERICA 10,000,000 12/22/95 TORONTO DOMINION BANK 10,000,000 12/22/95 THE CONNECTICUT BANK 10,000,000 12/26/95 AND TRUST CO. *TORONTO DOMINION BANK 10,000,000 12/26/95 TORONTO DOMINION BANK 15,000,000 12/26/95 *TORONTO DOMINION BANK 10,000,000 12/28/95 BANK OF AMERICA 6,500,000 12/29/95 *REPRESENTING REFINANCING OF MATURING LOANS DATED DECEMBER 31, 1995 THE CONNECTICUT LIGHT AND POWER COMPANY BY ITS ASSISTANT TREASURER February 1, 1996 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141 Re: The Connecticut Light and Power Company Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Connecticut Light and Power company as specified by the Securities and Exchange Commission. In connection with the private distribution of commercial paper of Connecticut Light and Power Company, from October 1, 1995 to December 31, 1995, all sales and resales have been made only to those customers of Lehman Commercial Paper Inc. included on the Confidential List submitted in the original program and in accordance with the provisions of that program. Sincerely, /s/Geoffrey F. Feldkamp Lehman Brothers ATTACHMENT 3 COMPANY: Western Massachusetts Electric Company PERIOD: October 1, 1995 through December 31, 1995 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON December 31, 1995 MONEY POOL BALANCE ON December 31, 1995: Borrowed $24,050,000 AMOUNT NAME OF BANK $ DATE SOLD NONE *REPRESENTS REFINANCING OF MATURITY LOANS DATED DECEMBER 31, 1995 WESTERN MASSACHUSETTS ELECTRIC COMPANY BY ITS ASSISTANT TREASURER February 1, 1996 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141 Re: Western Massachusetts Electric Company Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Western Massachusetts Electric Company as specified by the Securities and Exchange Commission. In connection with the private distribution of commercial paper of Western Massachusetts Electric Company, from October 1, 1995 to December 31, 1995, all sales and resales have been made only to those customers of Lehman Commercial Paper Inc. included on the Confidential List submitted in the original program and in accordance with the provisions of that program. Sincerely, /s/Geoffrey F. Feldkamp Lehman Brothers ATTACHMENT 4 COMPANY: Holyoke Water Power Company PERIOD: October 1, 1995 through December 31, 1995 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON December 31, 1995. MONEY POOL BALANCE ON December 31, 1995: Invested ($7,000,000) ATTACHMENT 5 COMPANY: Northeast Nuclear Energy Company PERIOD: October 1, 1995 through December 31, 1995 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON December 31, 1995. MONEY POOL BALANCE ON December 31, 1995: Invested ($27,000,000) ATTACHMENT 6 COMPANY: Northeast Utilities Service Company PERIOD: October 1, 1995 through December 31, 1995 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON December 31, 1995. MONEY POOL BALANCE ON December 31, 1995: $0 ATTACHMENT 7 COMPANY: Rocky River Realty Company PERIOD: October 1, 1995 through December 31, 1995 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON December 31, 1995. MONEY POOL BALANCE ON December 31, 1995: Borrowed $16,500,000 ATTACHMENT 8 COMPANY: North Atlantic Energy Company PERIOD: October 1, 1995 through December 31, 1995 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON December 31, 1995. MONEY POOL BALANCE ON December 31, 1995: Borrowed: $8,000,000 Invested: ($2,500,000) Net: $5,500,000 ATTACHMENT 9 COMPANY: Public Service Company of New Hampshire PERIOD: October 1, 1995 through December 31, 1995 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON December 31, 1995. MONEY POOL BALANCE ON December 31, 1995: Invested ($19,100,000) ATTACHMENT 10 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: OCT 1995 NUMBER OF DAYS: 31
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL -60550 -22000 6750 20750 -18100 -4700 131000 12250 -2625 2625 1 Begin Bal -81650 -28250 7250 16750 -17250 -4600 105500 2250 -2625 2625 0 0 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 1 End Bal -81650 -28250 7250 16750 -17250 -4600 105500 2250 -2625 2625 0 Contribute 10350 0 0 0 0 0 0 10500 0 0 0 20850 Borrowed 0 0 250 3500 100 0 17000 0 0 0 0 20850 2 End Bal -71300 -28250 7000 13250 -17350 -4600 88500 12750 -2625 2625 0 Contribute 1000 0 0 0 0 0 2000 0 0 0 0 3000 Borrowed 0 2000 250 750 0 0 0 0 0 0 0 3000 3 End Bal -70300 -30250 6750 12500 -17350 -4600 90500 12750 -2625 2625 0 Contribute 0 1500 0 0 0 0 3000 0 0 0 0 4500 Borrowed 2750 0 250 1500 0 0 0 0 0 0 0 4500 4 End Bal -73050 -28750 6500 11000 -17350 -4600 93500 12750 -2625 2625 0 Contribute 0 1000 0 0 0 0 2500 0 0 0 0 3500 Borrowed 3500 0 0 0 0 0 0 0 0 0 0 3500 5 End Bal -76550 -27750 6500 11000 -17350 -4600 96000 12750 -2625 2625 0 Contribute 0 0 0 0 0 0 2500 0 0 0 0 2500 Borrowed 500 1500 0 500 0 0 0 0 0 0 0 2500 6 End Bal -77050 -29250 6500 10500 -17350 -4600 98500 12750 -2625 2625 0 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 7 End Bal -77050 -29250 6500 10500 -17350 -4600 98500 12750 -2625 2625 0 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 8 End Bal -77050 -29250 6500 10500 -17350 -4600 98500 12750 -2625 2625 0 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 9 End Bal -77050 -29250 6500 10500 -17350 -4600 98500 12750 -2625 2625 0 Contribute 0 750 0 0 0 0 1500 0 0 0 0 2250 Borrowed 0 0 0 2250 0 0 0 0 0 0 0 2250 10 End Bal -77050 -28500 6500 8250 -17350 -4600 100000 12750 -2625 2625 0 Contribute 14000 3000 0 0 0 0 4000 0 0 0 0 21000 Borrowed 0 0 0 4000 0 0 0 0 0 0 17000 21000 11 End Bal -63050 -25500 6500 4250 -17350 -4600 104000 12750 -2625 2625 -17000 Contribute 5000 1000 0 0 0 0 4000 0 0 0 0 10000 Borrowed 0 0 0 1000 0 0 0 0 0 0 9000 10000 12 End Bal -58050 -24500 6500 3250 -17350 -4600 108000 12750 -2625 2625 -26000 Contribute 5500 0 0 0 0 0 0 0 0 0 0 5500 Borrowed 0 2000 250 2250 1000 0 0 0 0 0 0 5500 13 End Bal -52550 -26500 6250 1000 -18350 -4600 108000 12750 -2625 2625 -26000 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 14 End Bal -52550 -26500 6250 1000 -18350 -4600 108000 12750 -2625 2625 -26000 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 15 End Bal -52550 -26500 6250 1000 -18350 -4600 108000 12750 -2625 2625 -26000 Contribute 0 2500 0 0 500 0 500 0 0 0 0 3500 Borrowed 1500 0 0 2000 0 0 0 0 0 0 0 3500 16 End Bal -54050 -24000 6250 -1000 -17850 -4600 108500 12750 -2625 2625 -26000 Contribute 15500 3000 0 0 0 0 8500 0 0 0 0 27000 Borrowed 0 0 0 1000 0 0 0 0 0 0 26000 27000 17 End Bal -38550 -21000 6250 -2000 -17850 -4600 117000 12750 -2625 2625 -52000 Contribute 12000 3000 0 7000 0 0 9000 0 0 0 0 31000 Borrowed 0 0 0 0 0 0 0 0 0 0 31000 31000 18 End Bal -26550 -18000 6250 5000 -17850 -4600 126000 12750 -2625 2625 -83000 Contribute 0 0 0 20000 0 0 0 0 0 0 0 20000 Borrowed 10000 5000 0 0 0 0 5000 0 0 0 0 20000 19 End Bal -36550 -23000 6250 25000 -17850 -4600 121000 12750 -2625 2625 -83000 Contribute 0 0 500 0 0 0 0 0 0 0 52000 52500 Borrowed 13750 1000 0 750 0 0 1500 0 0 0 35500 52500 20 End Bal -50300 -24000 6750 24250 -17850 -4600 119500 12750 -2625 2625 -66500 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 21 End Bal -50300 -24000 6750 24250 -17850 -4600 119500 12750 -2625 2625 -66500 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 22 End Bal -50300 -24000 6750 24250 -17850 -4600 119500 12750 -2625 2625 -66500 Contribute 8000 1500 0 0 0 0 1500 0 0 0 31000 42000 Borrowed 0 0 0 2000 0 0 0 0 0 0 40000 42000 23 End Bal -42300 -22500 6750 22250 -17850 -4600 121000 12750 -2625 2625 -75500 Contribute 15500 2000 0 0 0 0 3000 0 0 0 35500 56000 Borrowed 0 0 0 5000 0 0 0 0 0 0 51000 56000 24 End Bal -26800 -20500 6750 17250 -17850 -4600 124000 12750 -2625 2625 -91000 Contribute 0 1000 250 0 0 0 2000 0 0 0 40000 43250 Borrowed 3000 0 0 0 0 0 0 250 0 0 40000 43250 25 End Bal -29800 -19500 7000 17250 -17850 -4600 126000 12500 -2625 2625 -91000 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 26 End Bal -29800 -19500 7000 17250 -17850 -4600 126000 12500 -2625 2625 -91000 Contribute 2000 0 0 0 0 0 1500 0 0 0 51000 54500 Borrowed 0 0 0 2500 0 0 0 0 0 0 52000 54500 27 End Bal -27800 -19500 7000 14750 -17850 -4600 127500 12500 -2625 2625 -92000 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 28 End Bal -27800 -19500 7000 14750 -17850 -4600 127500 12500 -2625 2625 -92000 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 29 End Bal -27800 -19500 7000 14750 -17850 -4600 127500 12500 -2625 2625 -92000 Contribute 7250 0 0 0 0 0 500 0 0 0 40000 47750 Borrowed 0 0 250 4000 0 0 0 0 0 0 43500 47750 30 End Bal -20550 -19500 6750 10750 -17850 -4600 128000 12500 -2625 2625 -95500 Contribute 0 0 0 10000 0 0 3000 0 0 0 52000 65000 Borrowed 40000 2500 0 0 250 100 0 250 0 0 21900 65000 31 End Bal -60550 -22000 6750 20750 -18100 -4700 131000 12250 -2625 2625 -65400 NU MONEY POOL BALANCES 0 0 0 0 0 0 0 0 0 0 0
ATTACHMENT 10 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: NOV 1995 NUMBER OF DAYS: 30
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL 1450 -11750 5250 29250 -17500 -4800 28600 22500 -1675 1675 1 Begin Bal -60550 -22000 6750 20750 -18100 -4700 131000 12250 -2625 2625 -65400 0 Contribute 0 0 0 0 250 0 0 0 0 0 43500 43750 Borrowed 0 1000 0 1500 0 0 8500 5000 0 0 27750 43750 1 End Bal -60550 -23000 6750 19250 -17850 -4700 122500 7250 -2625 2625 -49650 Contribute 0 0 0 0 750 0 0 11250 0 0 27750 39750 Borrowed 0 0 250 3250 0 0 12250 0 0 0 24000 39750 2 End Bal -60550 -23000 6500 16000 -17100 -4700 110250 18500 -2625 2625 -45900 Contribute 3000 0 0 0 0 0 0 0 0 0 21900 24900 Borrowed 0 750 0 1000 0 0 0 0 0 0 23150 24900 3 End Bal -57550 -23750 6500 15000 -17100 -4700 110250 18500 -2625 2625 -47150 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 4 End Bal -57550 -23750 6500 15000 -17100 -4700 110250 18500 -2625 2625 -47150 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 5 End Bal -57550 -23750 6500 15000 -17100 -4700 110250 18500 -2625 2625 -47150 Contribute 8000 0 0 0 0 0 1000 0 0 0 24000 33000 Borrowed 0 1000 0 3000 0 0 0 0 0 0 29000 33000 6 End Bal -49550 -24750 6500 12000 -17100 -4700 111250 18500 -2625 2625 -52150 Contribute 8500 3000 0 0 0 0 8500 0 0 0 0 20000 Borrowed 0 0 0 0 0 0 0 0 0 0 20000 20000 7 End Bal -41050 -21750 6500 12000 -17100 -4700 119750 18500 -2625 2625 -72150 Contribute 7000 1000 0 0 0 0 2350 0 750 0 23150 34250 Borrowed 0 0 500 0 0 0 0 0 0 750 33000 34250 8 End Bal -34050 -20750 6000 12000 -17100 -4700 122100 18500 -1875 1875 -82000 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 9 End Bal -34050 -20750 6000 12000 -17100 -4700 122100 18500 -1875 1875 -82000 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 10 End Bal -34050 -20750 6000 12000 -17100 -4700 122100 18500 -1875 1875 -82000 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 11 End Bal -34050 -20750 6000 12000 -17100 -4700 122100 18500 -1875 1875 -82000 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 12 End Bal -34050 -20750 6000 12000 -17100 -4700 122100 18500 -1875 1875 -82000 Contribute 10000 0 0 0 0 0 0 0 0 0 29000 39000 Borrowed 6500 0 0 4500 0 0 1000 2000 0 0 25000 39000 13 End Bal -30550 -20750 6000 7500 -17100 -4700 121100 16500 -1875 1875 -78000 Contribute 20000 3000 0 0 0 0 0 250 0 0 78000 10125 Borrowed 0 0 0 4500 250 0 67000 0 0 0 29500 10125 14 End Bal -10550 -17750 6000 3000 -17350 -4700 54100 16750 -1875 1875 -29500 Contribute 0 1000 0 0 0 0 0 0 0 0 29500 30500 Borrowed 400 0 0 500 0 100 12000 0 0 0 17500 30500 15 End Bal -10950 -16750 6000 2500 -17350 -4800 42100 16750 -1875 1875 -17500 Contribute 12250 0 0 0 0 0 2500 0 0 0 17500 32250 Borrowed 5000 0 250 0 0 0 0 0 0 0 27000 32250 16 End Bal -3700 -16750 5750 2500 -17350 -4800 44600 16750 -1875 1875 -27000 Contribute 7500 500 0 0 0 0 3500 0 0 0 27000 38500 Borrowed 0 0 500 1750 0 0 0 250 0 0 36000 38500 17 End Bal 3800 -16250 5250 750 -17350 -4800 48100 16500 -1875 1875 -36000 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 18 End Bal 3800 -16250 5250 750 -17350 -4800 48100 16500 -1875 1875 -36000 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 19 End Bal 3800 -16250 5250 750 -17350 -4800 48100 16500 -1875 1875 -36000 Contribute 2000 5000 1500 4000 0 0 0 0 0 0 36000 48500 Borrowed 0 0 0 0 0 0 4000 0 0 0 44500 48500 20 End Bal 5800 -11250 6750 4750 -17350 -4800 44100 16500 -1875 1875 -44500 Contribute 0 0 0 19000 0 0 1000 0 0 0 44500 64500 Borrowed 11850 5000 1000 0 150 0 0 0 0 0 46500 64500 21 End Bal -6050 -16250 5750 23750 -17500 -4800 45100 16500 -1875 1875 -46500 Contribute 2000 0 0 0 0 0 0 0 1000 0 23000 26000 Borrowed 0 0 0 0 0 0 0 0 0 1000 25000 26000 22 End Bal -4050 -16250 5750 23750 -17500 -4800 45100 16500 -875 875 -48500 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 23 End Bal -4050 -16250 5750 23750 -17500 -4800 45100 16500 -875 875 -48500 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 24 End Bal -4050 -16250 5750 23750 -17500 -4800 45100 16500 -875 875 -48500 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 25 End Bal -4050 -16250 5750 23750 -17500 -4800 45100 16500 -875 875 -48500 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 26 End Bal -4050 -16250 5750 23750 -17500 -4800 45100 16500 -875 875 -48500 Contribute 3500 4000 0 0 0 0 0 0 0 0 48500 56000 Borrowed 0 0 0 1000 0 0 0 0 0 0 55000 56000 27 End Bal -550 -12250 5750 22750 -17500 -4800 45100 16500 -875 875 -55000 Contribute 10000 2500 0 0 0 0 3500 0 0 0 33000 49000 Borrowed 0 0 0 0 0 0 0 0 0 0 49000 49000 28 End Bal 9450 -9750 5750 22750 -17500 -4800 48600 16500 -875 875 -71000 Contribute 12000 1000 0 0 0 0 0 3000 0 0 49000 65000 Borrowed 10000 0 0 0 0 0 0 0 0 0 55000 65000 29 End Bal 11450 -8750 5750 22750 -17500 -4800 48600 19500 -875 875 -77000 Contribute 0 0 0 6500 0 0 0 3000 0 800 32000 42300 Borrowed 10000 3000 500 0 0 0 20000 0 800 0 8000 42300 30 End Bal 1450 -11750 5250 29250 -17500 -4800 28600 22500 -1675 1675 -53000 NU MONEY POOL BALANCES 0 0 0 0 0 0 0 0 0 0 0
ATTACHMENT 10 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: DEC 1995, NUMBER OF DAYS: 31
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL -10250 -24050 7000 27000 -16500 -4800 19100 -5500 -1675 9675 1 Begin Bal 1450 -11750 5250 29250 -17500 -4800 28600 22500 -1675 1675 -53000 0 Contribute 0 0 0 0 250 0 4750 0 0 0 23000 28000 Borrowed 10000 3000 0 0 0 0 0 15000 0 0 0 28000 1 End Bal -8550 -14750 5250 29250 -17250 -4800 33350 7500 -1675 1675 -30000 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 2 End Bal -8550 -14750 5250 29250 -17250 -4800 33350 7500 -1675 1675 -30000 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 3 End Bal -8550 -14750 5250 29250 -17250 -4800 33350 7500 -1675 1675 -30000 Contribute 4500 0 0 0 0 0 0 0 0 0 30000 34500 Borrowed 0 0 0 6000 0 0 3000 500 0 0 25000 34500 4 End Bal -4050 -14750 5250 23250 -17250 -4800 30350 7000 -1675 1675 -25000 Contribute 9500 0 0 0 0 0 4000 0 0 0 25000 38500 Borrowed 0 0 500 0 0 0 0 0 0 0 38000 38500 5 End Bal 5450 -14750 4750 23250 -17250 -4800 34350 7000 -1675 1675 -38000 Contribute 5500 0 0 0 0 0 3500 0 0 0 13000 22000 Borrowed 0 0 0 0 0 0 0 0 0 0 22000 22000 6 End Bal 10950 -14750 4750 23250 -17250 -4800 37850 7000 -1675 1675 -47000 Contribute 6000 0 0 0 0 0 2000 0 0 0 47000 55000 Borrowed 0 0 0 1000 0 0 0 0 0 0 54000 55000 7 End Bal 16950 -14750 4750 22250 -17250 -4800 39850 7000 -1675 1675 -54000 Contribute 0 0 0 0 0 0 2000 0 0 0 29000 31000 Borrowed 0 0 0 6000 0 0 0 0 0 0 25000 31000 8 End Bal 16950 -14750 4750 16250 -17250 -4800 41850 7000 -1675 1675 -50000 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 9 End Bal 16950 -14750 4750 16250 -17250 -4800 41850 7000 -1675 1675 -50000 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 10 End Bal 16950 -14750 4750 16250 -17250 -4800 41850 7000 -1675 1675 -50000 Contribute 3000 1000 0 0 0 0 0 0 0 0 50000 54000 Borrowed 0 0 0 0 0 0 28000 7000 0 0 19000 54000 11 End Bal 19950 -13750 4750 16250 -17250 -4800 13850 0 -1675 1675 -19000 Contribute 8500 1500 0 0 0 0 2000 0 0 0 19000 31000 Borrowed 0 0 0 1000 0 0 0 0 0 0 30000 31000 12 End Bal 28450 -12250 4750 15250 -17250 -4800 15850 0 -1675 1675 -30000 Contribute 8000 1500 0 0 0 0 1000 0 0 0 30000 40500 Borrowed 0 0 0 1500 0 0 0 0 0 0 39000 40500 13 End Bal 36450 -10750 4750 13750 -17250 -4800 16850 0 -1675 1675 -39000 Contribute 5500 1000 0 0 0 0 3000 0 0 0 39000 48500 Borrowed 0 0 0 250 250 0 0 0 0 0 48000 48500 14 End Bal 41950 -9750 4750 13500 -17500 -4800 19850 0 -1675 1675 -48000 Contribute 0 750 0 0 0 0 0 3000 0 3500 48000 55250 Borrowed 1000 0 250 2500 0 0 3500 0 0 0 48000 55250 15 End Bal 40950 -9000 4500 11000 -17500 -4800 16350 3000 -1675 5175 -48000 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 16 End Bal 40950 -9000 4500 11000 -17500 -4800 16350 3000 -1675 5175 -48000 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 17 End Bal 40950 -9000 4500 11000 -17500 -4800 16350 3000 -1675 5175 -48000 Contribute 0 0 1000 0 0 0 3000 8000 0 0 48000 60000 Borrowed 40950 9050 0 6500 0 0 0 0 0 3500 0 60000 18 End Bal 0 -18050 5500 4500 -17500 -4800 19350 11000 -1675 1675 0 Contribute 0 0 0 4500 0 0 2000 0 0 0 0 6500 Borrowed 6500 0 0 0 0 0 0 0 0 0 0 6500 19 End Bal -6500 -18050 5500 9000 -17500 -4800 21350 11000 -1675 1675 0 Contribute 0 0 2000 26000 0 0 0 0 0 0 0 28000 Borrowed 16500 6000 0 0 0 0 1500 4000 0 0 0 28000 20 End Bal -23000 -24050 7500 35000 -17500 -4800 19850 7000 -1675 1675 0 Contribute 5500 0 0 0 0 0 3000 0 0 0 0 8500 Borrowed 0 0 0 1500 0 0 0 7000 0 0 0 8500 21 End Bal -17500 -24050 7500 33500 -17500 -4800 22850 0 -1675 1675 0 Contribute 6250 0 0 0 0 0 0 0 0 0 0 6250 Borrowed 0 0 500 5000 0 0 750 0 0 0 0 6250 22 End Bal -11250 -24050 7000 28500 -17500 -4800 22100 0 -1675 1675 0 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 23 End Bal -11250 -24050 7000 28500 -17500 -4800 22100 0 -1675 1675 0 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 24 End Bal -11250 -24050 7000 28500 -17500 -4800 22100 0 -1675 1675 0 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 25 End Bal -11250 -24050 7000 28500 -17500 -4800 22100 0 -1675 1675 0 Contribute 5500 0 0 0 0 0 0 0 0 0 0 5500 Borrowed 0 0 0 1500 0 0 4000 0 0 0 0 5500 26 End Bal -5750 -24050 7000 27000 -17500 -4800 18100 0 -1675 1675 0 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 27 End Bal -5750 -24050 7000 27000 -17500 -4800 18100 0 -1675 1675 0 Contribute 0 0 0 1000 500 0 3500 0 0 0 0 5000 Borrowed 5000 0 0 0 0 0 0 0 0 0 0 5000 28 End Bal -10750 -24050 7000 28000 -17000 -4800 21600 0 -1675 1675 0 Contribute 500 0 0 0 500 0 0 2500 0 0 0 3500 Borrowed 0 0 0 1000 0 0 2500 0 0 0 0 3500 29 End Bal -10250 -24050 7000 27000 -16500 -4800 19100 2500 -1675 1675 0 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 30 End Bal -10250 -24050 7000 27000 -16500 -4800 19100 2500 -1675 1675 0 Contribute 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 31 End Bal -10250 -24050 7000 27000 -16500 -4800 19100 2500 -1675 1675 0 NU MONEY POOL BALANCES 0 0 0 0 0 0 0 8000 0 -8000 0
ATTACHMENT 11 CAPITAL CONTRIBUTIONS DURING THE FOURTH QUARTER OF 1995, NORTHEAST UTILITIES MADE THE FOLLOWING CAPITAL CONTRIBUTIONS: (000's) 10/4/95 $ 500,000 COE 10/16/95 $ 1,000,000 COE 10/23/95 $ 500,000 COE 11/2/95 $ 500,000 COE 11/17/95 $ 300,000 COE 11/22/95 $ 8,500,000 COE 12/7/95 $ 500,000 COE 12/20/95 $ 1,000,000 COE UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Quarterly Certificate as CONNECTICUT YANKEE ATOMIC POWER COMPANY to Partial Consummation of Berlin, Connecticut Transaction File No. 70-7255 File No. 70-7704 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Connecticut Yankee Atomic Power Company (The "Company") hereby certify that the Company entered into a $90 million Remarketable Eurodollar Credit and Letter of Credit Facility dated August 14, 1990 with the Toronto Dominion Bank and Trust Company as Agent Bank and The Tokai Bank, Limited, as issuing Bank (the "Credit Agreement"), in accordance with the Application/Declaration, as amended, filed by the Company; in this proceeding, and the Securities and Exchange Commission Order dated August 1, 1990 with respect thereto. During the period October 1, 1995 through December 31, 1995, the maximum commercial paper outstanding at any one time was $19,000,000. Commercial paper outstanding on December 31, 1995 was $13,500,000. Dated December 31, 1995 Connecticut Yankee Atomic Power Company /s/Robert C. Aronson Assistant Treasurer January 30, 1996 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141-0270 Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Connecticut Yankee Atomic Power Company ("CY"), as specified by the Securities and Exchange Commission. Please be advised that in connection with the private distribution of CY commercial paper from October 1, 1995 through December 31, 1995, all sales and resales have been made to customers included on the confidential list of investors held here at Citicorp. Sincerely, /s/ Barbara Dietrich Citicorp UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Northeast Utilities Service Company Certificate as The Connecticut Light and Power Company to Partial Western Massachusetts Electric Company Consummation of Holyoke Water Power Company Transaction $360 Million Northeast Nuclear Energy Company Regional Revolving Rocky River Realty Company Credit Agreement Berlin, Connecticut File No. 70-8052 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies entered into a $360 million Regional Revolving Credit Agreement dated December 3, 1992 with Northeast Utilities Service Company as Agent, in accordance with the terms and conditions or, and for the purposes represented by, the Application/ Declaration, as amended, filed by the Companies in this proceeding, and the Securities and Exchange Commission Order November 23, 1992 with respect thereto. During the period October 1, 1995 through December 31, 1995, Northeast Utilities had $32,500,000 outstanding for the quarter. Dated December 31, 1995 Northeast Utilities /s/Robert C. Aronson Assistant Treasurer -----END PRIVACY-ENHANCED MESSAGE-----