-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DL3JobtA5v4KcPnN81NucleZ0uXKD3pZGzQfxhXV4kxsQ8tU11Ir6PWYMOK5SY1x ounVqeeS7hgVYYfrBHO84w== 0000072741-95-000064.txt : 19951119 0000072741-95-000064.hdr.sgml : 19951119 ACCESSION NUMBER: 0000072741-95-000064 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19951114 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-07111 FILM NUMBER: 95592363 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 2036655000 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 35-CERT 1 CERTIFICATES OF PARTIAL CONSUMMATIONS UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly The Connecticut Light and Power Company Certificate as Western Massachusetts Electric Company to Partial Holyoke Water Power Company Consummation Northeast Nuclear Energy Company of Northeast Utilities Service Company Transaction Rocky River Realty Company Berlin, Connecticut File No. 70-7111 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies issued and sold short-term debt, entered into system money pool transactions, and made capital contributions, all in accordance with the terms and conditions of, and for the purposes represented by, the Application/Declaration filed by the Company is this proceeding and the Securities and Exchange Commission Order dated December 27, 1990 with respect thereto. The following attachments contain the required information regarding the issuance and sale of short-term debt, system money pool transactions, and capital contributions for the third quarter of 1995: ATTACHMENT 1 NORTHEAST UTILITIES SUMMARY SHEET NORTHEAST UTILITIES BANK BORROWINGS 2 THE CONNECTICUT LIGHT AND POWER COMPANY SUMMARY SHEET THE CONNECTICUT LIGHT AND POWER COMPANY COMMERCIAL PAPER TRANSACTIONS LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC. THE CONNECTICUT LIGHT AND POWER COMPANY BANK BORROWINGS 3 WESTERN MASSACHUSETTS ELECTRIC COMPANY SUMMARY SHEET WESTERN MASSACHUSETTS ELECTRIC COMPANY COMMERCIAL PAPER TRANSACTIONS LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC. WESTERN MASSACHUSETTS ELECTRIC COMPANY BANK BORROWINGS 4 HOLYOKE WATER POWER COMPANY SUMMARY SHEET 5 NORTHEAST NUCLEAR ENERGY COMPANY SUMMARY SHEET 6 NORTHEAST UTILITIES SERVICE COMPANY SUMMARY SHEET NORTHEAST UTILITIES SERVICE COMPANY BANK BORROWINGS 7 ROCKY RIVER REALTY COMPANY SUMMARY SHEET 8 NORTH ATLANTIC ENERGY COMPANY SUMMARY SHEET 9 PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE 10 NORTHEAST UTILITIES MONEY POOL 11 CAPITAL CONTRIBUTIONS Dated as of September 30, 1995 Northeast Utilities Service Company /s/ Robert C. Aronson Assistant Treasurer ATTACHMENT 1 COMPANY: Northeast Utilities PERIOD: July 1, 1995 through September 30, 1995 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $115,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $67,500,000 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1995. MONEY POOL BALANCE ON September 30, 1995: Invested ($2,625,000) AMOUNT NAME OF BANK $ DATE SOLD INDUSTRIAL BANK OF JAPAN 7,500,000 07/07/95 *BANCA NAZIONALE DEL LAVARO 20,000,000 07/17/95 HARTFORD NATIONAL BANK AND TRUST 4,000,000 07/17/95 INDUSTRIAL BANK OF JAPAN 1,000,000 07/17/95 HARTFORD NATIONAL BANK AND TRUST 23,000,000 07/20/95 THE CONNECTICUT BANK & TRUST CO. 7,500,000 07/21/95 THE CONNECTICUT BANK & TRUST CO. 27,000,000 07/26/95 INDUSTRIAL BANK OF JAPAN 10,000,000 07/27/95 INDUSTRIAL BANK OF JAPAN 12,500,000 07/27/95 THE CONNECTICUT BANK & TRUST CO. 2,500,000 07/28/95 HARTFORD NATIONAL BANK AND TRUST 11,500,000 08/07/95 INDUSTRIAL BANK OF JAPAN 9,000,000 08/17/95 UNION TRUST COMPANY 5,000,000 08/17/95 THE CONNECTICUT BANK & TRUST CO. 10,000,000 08/18/95 HARTFORD NATIONAL BANK AND TRUST 15,000,000 08/21/95 *INDUSTRIAL BANK OF JAPAN 10,000,000 08/24/95 THE CONNECTICUT BANK & TRUST CO. 29,000,000 08/25/95 THE CONNECTICUT BANK & TRUST CO. 13,500,000 08/28/95 HARTFORD NATIONAL BANK AND TRUST 4,000,000 09/01/95 HARTFORD NATIONAL BANK AND TRUST 5,000,000 09/08/95 UNION TRUST COMPANY 5,000,000 09/08/95 HARTFORD NATIONAL BANK AND TRUST 15,000,000 09/11/95 HARTFORD NATIONAL BANK AND TRUST 5,000,000 09/13/95 *BANCA NAZIONALE DEL LAVARO 20,000,000 09/18/95 HARTFORD NATIONAL BANK AND TRUST 22,000,000 09/18/95 THE CONNECTICUT BANK & TRUST CO. 10,000,000 09/22/95 THE CONNECTICUT BANK & TRUST CO. 10,000,000 09/25/95 THE CONNECTICUT BANK & TRUST CO. 17,500,000 09/29/95 THE CONNECTICUT BANK & TRUST CO. 25,000,000 09/29/95 *REPRESENTING REFINANCING OF MATURING LOANS NORTHEAST UTILITIES BY DATED SEPTEMBER 30, 1995 ITS ASSISTANT TREASURER ATTACHMENT 2 COMPANY: The Connecticut Light and Power Company PERIOD: July 1, 1995 through September 30, 1995 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $58,500,000 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $94,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1995. MONEY POOL BALANCE ON September 30, 1995: Borrowed $81,650,000 AMOUNT NAME OF BANK $ DATE SOLD TORONTO DOMINION BANK 10,000,000 07/05/95 TORONTO DOMINION BANK 10,000,000 07/17/95 TORONTO DOMINION BANK 12,500,000 07/21/95 TORONTO DOMINION BANK 5,000,000 07/24/95 TORONTO DOMINION BANK 15,000,000 07/24/95 BANK OF AMERICA 7,500,000 07/25/95 TORONTO DOMINION BANK 10,000,000 07/27/95 TORONTO DOMINION BANK 10,000,000 07/31/95 TORONTO DOMINION BANK 10,000,000 07/31/95 TORONTO DOMINION BANK 10,000,000 07/31/95 TORONTO DOMINION BANK 10,000,000 08/01/95 BANK OF AMERICA 7,500,000 08/02/95 BANK OF AMERICA 7,000,000 08/03/95 *TORONTO DOMINION BANK 10,000,000 08/07/95 BANK OF AMERICA 4,000,000 08/11/95 TORONTO DOMINION BANK 5,000,000 08/11/95 TORONTO DOMINION BANK 12,500,000 08/14/95 BANK OF AMERICA 6,000,000 08/18/95 BANK OF AMERICA 5,000,000 08/24/95 TORONTO DOMINION BANK 17,000,000 08/25/95 TORONTO DOMINION BANK 14,000,000 08/28/95 TORONTO DOMINION BANK 10,000,000 08/31/95 BANK OF AMERICA 5,000,000 09/01/95 *BANK OF AMERICA 5,000,000 09/05/95 BANK OF AMERICA 10,000,000 09/21/95 TORONTO DOMINION BANK 25,000,000 09/21/95 TORONTO DOMINION BANK 15,000,000 09/25/95 *REPRESENTING REFINANCING OF MATURING LOANS DATED SEPTEMBER 30, 1995 THE CONNECTICUT LIGHT AND POWER COMPANY BY ITS ASSISTANT TREASURER October 31, 1995 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141 Re: The Connecticut Light and Power Company Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Connecticut Light and Power company as specified by the Securities and Exchange Commission. In connection with the private distribution of commercial paper of Connecticut Light and Power Company, from July 1, 1995 to September 30, 1995, all sales and resales have been made only to those customers of Lehman Commercial Paper Inc. included on the Confidential List submitted in the original program and in accordance with the provisions of that program. Sincerely, /s/Reginald O. Frazier ATTACHMENT 3 COMPANY: Western Massachusetts Electric Company PERIOD: July 1, 1995 through September 30, 1995 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $40,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1995 MONEY POOL BALANCE ON September 30, 1995: Borrowed $28,250 AMOUNT NAME OF BANK $ DATE SOLD BANK OF AMERICA 10,000,000 07/07/95 BANK OF AMERICA 10,000,000 09/01/95 TORONTO DOMINION BANK 25,000,000 09/01/95 HARTFORD NATIONAL BANK & TRUST CO. 5,000,000 09/05/95 BANK OF AMERICA 5,000,000 09/08/95 *REPRESENTS REFINANCING OF MATURITY LOANS DATED SEPTEMBER 30, 1995 WESTERN MASSACHUSETTS ELECTRIC COMPANY BY ITS ASSISTANT TREASURER October 31, 1995 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141 Re: Western Massachusetts Electric Company Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Western Massachusetts Electric Company as specified by the Securities and Exchange Commission. In connection with the private distribution of commercial paper of Western Massachusetts Electric Company, from July 1, 1995 to September 30, 1995, all sales and resales have been made only to those customers of Lehman Commercial Paper Inc. included on the Confidential List submitted in the original program and in accordance with the provisions of that program. Sincerely, /s/Reginald O. Frazier ATTACHMENT 4 COMPANY: Holyoke Water Power Company PERIOD: July 1, 1995 through September 30, 1995 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1995. MONEY POOL BALANCE ON September 30, 1995: Invested ($7,250,000) ATTACHMENT 5 COMPANY: Northeast Nuclear Energy Company PERIOD: July 1, 1995 through September 30, 1995 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1995. MONEY POOL BALANCE ON September 30, 1995: Invested ($16,750,000) ATTACHMENT 6 COMPANY: Northeast Utilities Service Company PERIOD: July 1, 1995 through September 30, 1995 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1995. MONEY POOL BALANCE ON September 30, 1995: $0 ATTACHMENT 7 COMPANY: Rocky River Realty Company PERIOD: July 1, 1995 through September 30, 1995 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1995. MONEY POOL BALANCE ON September 30, 1995: Borrowed $17,250,000 ATTACHMENT 8 COMPANY: North Atlantic Energy Company PERIOD: July 1, 1995 through September 30, 1995 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1995. MONEY POOL BALANCE ON September 30, 1995: Invested ($2,250,000) ATTACHMENT 9 COMPANY: Public Service Company of New Hampshire PERIOD: July 1, 1995 through September 30, 1995 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1995. MONEY POOL BALANCE ON September 30, 1995: Invested ($105,500,000) ATTACHMENT 10 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: JULY 1995 NUMBER OF DAYS: 31
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL -103900 -8000 8000 30000 -19750 -4600 98250 -5750 -1575 7325 1 Begin Bal -104250 0 8750 33500 -16500 -4500 69250 13750 -1575 1575 0 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 1 End Bal -104250 0 8750 33500 -16500 -4500 69250 13750 -1575 1575 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 2 End Bal -104250 0 8750 33500 -16500 -4500 69250 13750 -1575 1575 0 Contributed 24600 0 0 0 0 0 0 0 0 0 0 24600 Borrowed 0 0 0 2000 250 100 6500 15750 0 0 0 24600 3 End Bal -79650 0 8750 31500 -16750 -4600 62750 -2000 -1575 1575 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 4 End Bal -79650 0 8750 31500 -16750 -4600 62750 -2000 -1575 1575 0 Contributed 3500 0 0 0 0 0 0 0 0 0 0 3500 Borrowed 0 0 500 3000 0 0 0 0 0 0 0 3500 5 End Bal -76150 0 8250 28500 -16750 -4600 62750 -2000 -1575 1575 0 Contributed 0 0 0 0 0 0 3000 0 0 0 0 3000 Borrowed 1750 1000 250 0 0 0 0 0 0 0 0 3000 6 End Bal -77900 -1000 8000 28500 -16750 -4600 65750 -2000 -1575 1575 0 Contributed 1250 0 0 0 0 0 1000 0 0 0 0 2250 Borrowed 0 0 250 2000 0 0 0 0 0 0 0 2250 7 End Bal -76650 -1000 7750 26500 -16750 -4600 66750 -2000 -1575 1575 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 8 End Bal -76650 -1000 7750 26500 -16750 -4600 66750 -2000 -1575 1575 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 9 End Bal -76650 -1000 7750 26500 -16750 -4600 66750 -2000 -1575 1575 0 Contributed 0 1000 0 0 0 0 5500 0 0 0 0 6500 Borrowed 3000 0 0 3500 0 0 0 0 0 0 0 6500 10 End Bal -79650 0 7750 23000 -16750 -4600 72250 -2000 -1575 1575 0 Contributed 0 1500 0 0 0 0 3000 0 0 0 0 4500 Borrowed 4000 0 0 500 0 0 0 0 0 0 0 4500 11 End Bal -83650 1500 7750 22500 -16750 -4600 75250 -2000 -1575 1575 0 Contributed 0 1500 0 0 0 0 2500 0 0 0 0 4000 Borrowed 2250 0 0 1000 750 0 0 0 0 0 0 4000 12 End Bal -85900 3000 7750 21500 -17500 -4600 77750 -2000 -1575 1575 0 Contributed 0 0 0 0 0 0 0 0 0 2000 0 2000 Borrowed 0 0 0 2000 0 0 0 0 0 0 0 2000 13 End Bal -85900 3000 7750 19500 -17500 -4600 77750 -2000 -1575 3575 0 Contributed 0 2000 0 0 0 0 2000 0 0 0 0 4000 Borrowed 1500 0 0 2000 500 0 0 0 0 0 0 4000 14 End Bal -87400 5000 7750 17500 -18000 -4600 79750 -2000 -1575 3575 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 15 End Bal -87400 5000 7750 17500 -18000 -4600 79750 -2000 -1575 3575 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 16 End Bal -87400 5000 7750 17500 -18000 -4600 79750 -2000 -1575 3575 0 Contributed 9000 0 0 0 0 0 0 0 0 0 0 9000 Borrowed 0 5000 1000 1500 0 0 1500 0 0 0 0 9000 17 End Bal -78400 0 6750 16000 -18000 -4600 78250 -2000 -1575 3575 0 Contributed 1000 0 0 0 0 0 4000 0 0 0 0 5000 Borrowed 0 2500 0 2500 0 0 0 0 0 0 0 5000 18 End Bal -77400 -2500 6750 13500 -18000 -4600 82250 -2000 -1575 3575 0 Contributed 0 0 0 4500 0 0 0 0 0 0 0 4500 Borrowed 4500 0 0 0 0 0 0 0 0 0 0 4500 19 End Bal -81900 -2500 6750 18000 -18000 -4600 82250 -2000 -1575 3575 0 Contributed 0 0 1750 18000 0 0 6000 0 0 250 0 26000 Borrowed 21000 3000 0 0 1750 0 0 250 0 0 0 26000 20 End Bal -102900 -5500 8500 36000 -19750 -4600 88250 -2250 -1575 3825 0 Contributed 8750 0 0 0 0 0 0 0 0 0 0 8750 Borrowed 0 0 250 6500 0 0 2000 0 0 0 0 8750 21 End Bal -94150 -5500 8250 29500 -19750 -4600 86250 -2250 -1575 3825 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 22 End Bal -94150 -5500 8250 29500 -19750 -4600 86250 -2250 -1575 3825 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 23 End Bal -94150 -5500 8250 29500 -19750 -4600 86250 -2250 -1575 3825 0 Contributed 6000 0 0 0 0 0 0 0 0 0 0 6000 Borrowed 0 2500 500 0 0 0 3000 0 0 0 0 6000 24 End Bal -88150 -8000 7750 29500 -19750 -4600 83250 -2250 -1575 3825 0 Contributed 0 1500 0 0 0 0 9000 0 0 0 0 10500 Borrowed 6000 0 0 4500 0 0 0 0 0 0 0 10500 25 End Bal -94150 -6500 7750 25000 -19750 -4600 92250 -2250 -1575 3825 0 Contributed 0 1500 250 500 0 0 3500 0 0 0 0 5750 Borrowed 5750 0 0 0 0 0 0 0 0 0 0 5750 26 End Bal -99900 -5000 8000 25500 -19750 -4600 95750 -2250 -1575 3825 0 Contributed 3000 0 0 0 0 0 0 0 0 0 0 3000 Borrowed 0 0 0 1500 0 0 1500 0 0 0 0 3000 27 End Bal -96900 -5000 8000 24000 -19750 -4600 94250 -2250 -1575 3825 0 Contributed 0 0 0 0 0 0 2500 0 0 0 0 2500 Borrowed 500 2000 0 0 0 0 0 0 0 0 0 2500 28 End Bal -97400 -7000 8000 24000 -19750 -4600 96750 -2250 -1575 3825 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 29 End Bal -97400 -7000 8000 24000 -19750 -4600 96750 -2250 -1575 3825 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 30 End Bal -97400 -7000 8000 24000 -19750 -4600 96750 -2250 -1575 3825 0 Contributed 0 0 0 6000 0 0 1500 0 0 3500 0 11000 Borrowed 6500 1000 0 0 0 0 0 3500 0 0 0 11000 31 End Bal -103900 -8000 8000 30000 -19750 -4600 98250 -5750 -1575 7325 0 NU MONEY POOL BALANCES 0 0 0 0 0 0 0 0 0 0 0
NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: AUGUST 1995 NUMBER OF DAYS: 31
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> -114650 2000 7750 21750 -17000 -4600 92000 12750 -2075 2075 1 Begin Bal -103900 -8000 8000 30000 -19750 -4600 98250 -5750 -1575 7325 0 0 Contributed 0 1000 0 0 0 0 2500 10000 0 0 0 13500 Borrowed 5500 0 0 2000 250 0 0 0 0 5750 0 13500 1 End Bal -109400 -7000 8000 28000 -20000 -4600 10075 4250 -1575 1575 0 Contributed 9000 1000 0 250 0 0 0 250 0 0 0 10500 Borrowed 0 0 250 0 0 0 10250 0 0 0 0 10500 2 End Bal -100400 -6000 7750 28250 -20000 -4600 90500 4500 -1575 1575 0 Contributed 0 500 0 0 0 0 2500 0 0 0 0 3000 Borrowed 0 0 0 3000 0 0 0 0 0 0 0 3000 3 End Bal -100400 -5500 7750 25250 -20000 -4600 93000 4500 -1575 1575 0 Contributed 6500 0 0 0 0 0 0 0 0 0 0 6500 Borrowed 0 0 0 5500 0 0 1000 0 0 0 0 6500 4 End Bal -93900 -5500 7750 19750 -20000 -4600 92000 4500 -1575 1575 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 5 End Bal -93900 -5500 7750 19750 -20000 -4600 92000 4500 -1575 1575 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 6 End Bal -93900 -5500 7750 19750 -20000 -4600 92000 4500 -1575 1575 0 Contributed 5500 0 0 0 0 0 500 0 0 0 0 6000 Borrowed 0 2000 0 4000 0 0 0 0 0 0 0 6000 7 End Bal -88400 -7500 7750 15750 -20000 -4600 92500 4500 -1575 1575 0 Contributed 0 0 0 0 0 0 3750 0 0 0 0 3750 Borrowed 2500 0 250 1000 0 0 0 0 0 0 0 3750 8 End Bal -90900 -7500 7500 14750 -20000 -4600 96250 4500 -1575 1575 0 Contributed 0 4000 0 0 0 0 750 0 0 0 0 4750 Borrowed 4500 0 250 0 0 0 0 0 0 0 0 4750 9 End Bal -95400 -3500 7250 14750 -20000 -4600 97000 4500 -1575 1575 0 Contributed 0 2250 0 0 0 0 5000 0 0 0 0 7250 Borrowed 6000 0 0 1250 0 0 0 0 0 0 0 7250 10 End Bal -101400 -1250 7250 13500 -20000 -4600 10200 4500 -1575 1575 0 Contributed 0 0 0 0 0 0 1500 0 0 0 0 1500 Borrowed 0 0 0 1500 0 0 0 0 0 0 0 1500 11 End Bal -101400 -1250 7250 12000 -20000 -4600 10350 4500 -1575 1575 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 12 End Bal -101400 -1250 7250 12000 -20000 -4600 10350 4500 -1575 1575 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 13 End Bal -101400 -1250 7250 12000 -20000 -4600 10350 4500 -1575 1575 0 Contributed 23750 2000 0 0 0 0 0 0 0 0 0 25750 Borrowed 0 0 0 1500 250 0 24000 0 0 0 0 25750 14 End Bal -77650 750 7250 10500 -20250 -4600 79500 4500 -1575 1575 0 Contributed 0 0 0 0 1250 0 500 0 0 0 0 1750 Borrowed 0 0 500 1250 0 0 0 0 0 0 0 1750 15 End Bal -77650 750 6750 9250 -19000 -4600 80000 4500 -1575 1575 0 Contributed 0 0 0 0 0 0 4500 0 0 0 0 4500 Borrowed 4500 0 0 0 0 0 0 0 0 0 0 4500 16 End Bal -82150 750 6750 9250 -19000 -4600 84500 4500 -1575 1575 0 Contributed 0 0 0 22500 0 0 0 0 0 0 0 22500 Borrowed 18250 3000 250 0 0 0 1000 0 0 0 0 22500 17 End Bal -100400 -2250 6500 31750 -19000 -4600 83500 4500 -1575 1575 0 Contributed 0 0 0 2500 0 0 0 0 0 0 0 2500 Borrowed 2500 0 0 0 0 0 0 0 0 0 0 2500 18 End Bal -102900 -2250 6500 34250 -19000 -4600 83500 4500 -1575 1575 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 19 End Bal -102900 -2250 6500 34250 -19000 -4600 83500 4500 -1575 1575 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 20 End Bal -102900 -2250 6500 34250 -19000 -4600 83500 4500 -1575 1575 0 Contributed 0 1500 250 0 500 0 6000 0 0 0 0 8250 Borrowed 4750 0 0 3500 0 0 0 0 0 0 0 8250 21 End Bal -107650 -750 6750 30750 -18500 -4600 89500 4500 -1575 1575 0 Contributed 0 0 1500 0 1500 0 5500 0 0 0 0 8500 Borrowed 4500 0 0 4000 0 0 0 0 0 0 0 8500 22 End Bal -112150 -750 8250 26750 -17000 -4600 95000 4500 -1575 1575 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 23 End Bal -112150 -750 8250 26750 -17000 -4600 95000 4500 -1575 1575 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 24 End Bal -112150 -750 8250 26750 -17000 -4600 95000 4500 -1575 1575 0 Contributed 0 1500 250 0 0 0 1000 0 0 0 0 2750 Borrowed 500 0 0 2000 0 0 0 250 0 0 0 2750 25 End Bal -112650 750 8500 24750 -17000 -4600 96000 4250 -1575 1575 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 26 End Bal -112650 750 8500 24750 -17000 -4600 96000 4250 -1575 1575 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 27 End Bal -112650 750 8500 24750 -17000 -4600 96000 4250 -1575 1575 0 Contributed 0 1000 0 0 0 0 2500 0 0 0 0 3500 Borrowed 3000 0 0 500 0 0 0 0 0 0 0 3500 28 End Bal -115650 1750 8500 24250 -17000 -4600 98500 4250 -1575 1575 0 Contributed 0 750 0 0 0 0 0 2500 0 0 0 3250 Borrowed 1000 0 250 2000 0 0 0 0 0 0 0 3250 29 End Bal -116650 2500 8250 22250 -17000 -4600 98500 6750 -1575 1575 0 Contributed 0 0 0 0 0 0 1500 0 0 0 0 1500 Borrowed 0 0 0 1500 0 0 0 0 0 0 0 1500 30 End Bal -116650 2500 8250 20750 -17000 -4600 10000 6750 -1575 1575 0 Contributed 2000 0 0 1000 0 0 0 6000 0 500 0 9500 Borrowed 0 500 500 0 0 0 8000 0 500 0 0 9500 31 End Bal -114650 2000 7750 21750 -17000 -4600 92000 12750 -2075 2075 0 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0
NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: SEPTEMBER 1995 NUMBER OF DAYS: 30
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> -81650 -28250 7250 16750 -17250 -4600 10550 2250 -2625 2625 1 Begin Bal -114650 2000 7750 21750 -17000 -4600 92000 12750 -2075 2075 0 0 Contributed 5250 0 0 0 0 0 0 0 0 0 0 5250 Borrowed 0 2000 250 2500 0 0 500 0 0 0 0 5250 1 End Bal -109400 0 7500 19250 -17000 -4600 91500 12750 -2075 2075 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 2 End Bal -109400 0 7500 19250 -17000 -4600 91500 12750 -2075 2075 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 3 End Bal -109400 0 7500 19250 -17000 -4600 91500 12750 -2075 2075 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 4 End Bal -109400 0 7500 19250 -17000 -4600 91500 12750 -2075 2075 0 Contributed 1750 0 0 0 0 0 500 0 0 0 0 2250 Borrowed 0 0 0 2000 250 0 0 0 0 0 0 2250 5 End Bal -107650 0 7500 17250 -17250 -4600 92000 12750 -2075 2075 0 Contributed 0 0 0 0 0 0 2500 0 0 0 0 2500 Borrowed 0 0 0 2500 0 0 0 0 0 0 0 2500 6 End Bal -107650 0 7500 14750 -17250 -4600 94500 12750 -2075 2075 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 7 End Bal -107650 0 7500 14750 -17250 -4600 94500 12750 -2075 2075 0 Contributed 16000 0 0 0 0 0 10000 0 0 0 0 26000 Borrowed 0 24250 250 1500 0 0 0 0 0 0 0 26000 8 End Bal -91650 -24250 7250 13250 -17250 -4600 10450 12750 -2075 2075 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 9 End Bal -91650 -24250 7250 13250 -17250 -4600 10450 12750 -2075 2075 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 10 End Bal -91650 -24250 7250 13250 -17250 -4600 10450 12750 -2075 2075 0 Contributed 2500 0 0 0 0 0 2000 0 0 0 0 4500 Borrowed 0 4500 0 0 0 0 0 0 0 0 0 4500 11 End Bal -89150 -28750 7250 13250 -17250 -4600 10650 12750 -2075 2075 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 12 End Bal -89150 -28750 7250 13250 -17250 -4600 10650 12750 -2075 2075 0 Contributed 18500 4500 0 0 0 0 5000 0 0 0 0 28000 Borrowed 0 0 0 3000 0 0 0 0 0 0 25000 28000 13 End Bal -70650 -24250 7250 10250 -17250 -4600 11150 12750 -2075 2075 -25000 Contributed 3250 0 0 0 0 0 0 0 0 0 0 3250 Borrowed 0 0 250 2000 500 0 0 500 0 0 0 3250 14 End Bal -67400 -24250 7000 8250 -17750 -4600 11150 12250 -2075 2075 -25000 Contributed 3500 0 0 0 0 0 0 1000 0 300 25000 29800 Borrowed 0 3000 0 0 0 0 0 0 300 0 26500 29800 15 End Bal -63900 -27250 7000 8250 -17750 -4600 11150 13250 -2375 2375 -26500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 16 End Bal -63900 -27250 7000 8250 -17750 -4600 11150 13250 -2375 2375 -26500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 17 End Bal -63900 -27250 7000 8250 -17750 -4600 11150 13250 -2375 2375 -26500 Contributed 0 0 0 0 0 0 0 5000 0 0 26500 31500 Borrowed 7500 0 250 5500 0 0 1000 0 0 0 17250 31500 18 End Bal -71400 -27250 6750 2750 -17750 -4600 11050 18250 -2375 2375 -17250 Contributed 16500 0 0 0 0 0 0 0 0 0 17250 33750 Borrowed 0 4750 0 1000 0 0 22000 6000 0 0 0 33750 19 End Bal -54900 -32000 6750 1750 -17750 -4600 88500 12250 -2375 2375 0 Contributed 0 2750 3750 6000 0 0 7000 0 0 250 0 19750 Borrowed 19500 0 0 0 0 0 0 0 250 0 0 19750 20 End Bal -74400 -29250 10500 7750 -17750 -4600 95500 12250 -2625 2625 0 Contributed 3000 0 0 8000 0 0 0 0 0 0 0 11000 Borrowed 0 8000 3000 0 0 0 0 0 0 0 0 11000 21 End Bal -71400 -37250 7500 15750 -17750 -4600 95500 12250 -2625 2625 0 Contributed 3000 0 0 0 0 0 0 0 0 0 0 3000 Borrowed 0 0 0 3000 0 0 0 0 0 0 0 3000 22 End Bal -68400 -37250 7500 12750 -17750 -4600 95500 12250 -2625 2625 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 23 End Bal -68400 -37250 7500 12750 -17750 -4600 95500 12250 -2625 2625 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 24 End Bal -68400 -37250 7500 12750 -17750 -4600 95500 12250 -2625 2625 0 Contributed 0 3000 0 0 0 0 0 0 0 0 0 3000 Borrowed 3000 0 0 0 0 0 0 0 0 0 0 3000 25 End Bal -71400 -34250 7500 12750 -17750 -4600 95500 12250 -2625 2625 0 Contributed 1000 0 0 0 0 0 0 0 0 0 0 1000 Borrowed 0 500 500 0 0 0 0 0 0 0 0 1000 26 End Bal -70400 -34750 7000 12750 -17750 -4600 95500 12250 -2625 2625 0 Contributed 20000 5000 250 0 250 0 10000 0 0 0 0 35500 Borrowed 0 0 0 1000 0 0 0 0 0 0 34500 35500 27 End Bal -50400 -29750 7250 11750 -17500 -4600 10550 12250 -2625 2625 -34500 Contributed 0 0 0 0 0 0 0 0 0 0 34500 34500 Borrowed 9500 0 0 0 0 0 0 0 0 0 25000 34500 28 End Bal -59900 -29750 7250 11750 -17500 -4600 10550 12250 -2625 2625 -25000 Contributed 0 1500 0 5000 250 0 0 0 0 0 25000 31750 Borrowed 21750 0 0 0 0 0 0 10000 0 0 0 31750 29 End Bal -81650 -28250 7250 16750 -17250 -4600 10550 2250 -2625 2625 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 30 End Bal -81650 -28250 7250 16750 -17250 -4600 10550 2250 -2625 2625 0 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0
ATTACHMENT 11 CAPITAL CONTRIBUTIONS DURING THE THIRD QUARTER OF 1995, NORTHEAST UTILITIES MADE THE FOLLOWING CAPITAL CONTRIBUTIONS: (000's) 7/14/95 $2,000 Charter Oak Energy 8/07/95 $1,750 Charter Oak Energy 8/16/95 $1,000 Charter Oak Energy 9/12/95 $ 600 Charter Oak Energy 9/13/95 $ 900 Charter Oak Energy 9/27/95 $ 500 Charter Oak Energy UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Quarterly Certificate as CONNECTICUT YANKEE ATOMIC POWER COMPANY to Partial Consummation of Berlin, Connecticut Transaction File No. 70-7255 File No. 70-7704 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Connecticut Yankee Atomic Power Company (The "Company") hereby certify that the Company entered into a $90 million Remarketable Eurodollar Credit and Letter of Credit Facility dated August 14, 1990 with the Toronto Dominion Bank and Trust Company as Agent Bank and The Tokai Bank, Limited, as issuing Bank (the "Credit Agreement"), in accordance with the Application/Declaration, as amended, filed by the Company'; in this proceeding, and the Securities and Exchange Commission Order dated August 1, 1990 with respect thereto. During the period July 1, 1995 through September 30, 1995, the maximum commercial paper outstanding at any one time was $28,000,000. Commercial paper outstanding on September 30, 1995 was $13,000,000. Dated September 30, 1995 Connecticut Yankee Atomic Power Company /s/ Robert C. Aronson Assistant Treasurer October 30, 1995 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141-0270 Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Connecticut Yankee Atomic Power Company ("CY"), as specified by the Securities and Exchange Commission. Please be advised that in connection with the private distribution of CY commercial paper from July 1, 1995 through September 30, 1995, all sales and resales have been made to customers included on the confidential list of investors held here at Citicorp. Sincerely, /s/ Barbara Dietrich Citicorp UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Northeast Utilities Service Company Certificate as The Connecticut Light and Power Company to Partial Western Massachusetts Electric Company Consummation of Holyoke Water Power Company Transaction $360 Million Northeast Nuclear Energy Company Regional Revolving Rocky River Realty Company Credit Agreement Berlin, Connecticut File No. 70-8052 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies entered into a $360 million Regional Revolving Credit Agreement dated December 3, 1992 with Northeast Utilities Service Company as Agent, in accordance with the terms and conditions or, and for the purposes represented by, the Application/ Declaration, as amended, filed by the Companies in this proceeding, and the Securities and Exchange Commission Order November 23, 1992 with respect thereto. During the period July 1, 1995 through September 30, 1995, Northeast Utilities had $30,000,000 outstanding for the quarter. Dated September 30, 1995 Northeast Utilities /s/Robert C. Aronson Assistant Treasurer -----END PRIVACY-ENHANCED MESSAGE-----