-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, BD3jw4fBv56mJPEJum0ewgyU90LGQyF/yd0h65QB/5dhvtJXOojAdvt4CcDzZRpT C52WE2QQI4473lZaMXNhqQ== 0000072741-94-000071.txt : 19941110 0000072741-94-000071.hdr.sgml : 19941110 ACCESSION NUMBER: 0000072741-94-000071 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19941109 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: 4911 IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-07111 FILM NUMBER: 94558300 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 2036655000 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 35-CERT 1 CERTIFICATES OF PARTIAL CONSUMMATIONS UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities The Connecticut Light and Power Company Quarterly Western Massachusetts Electric Company Certificate as Holyoke Water Power Company to Partial Northeast Nuclear Energy Company Consummation Northeast Utilities Service Company of Rocky River Realty Company Transaction Berlin, Connecticut File No. 70-7111 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies issued and sold short-term debt, entered into system money pool transactions, and made capital contributions, all in accordance with the terms and conditions of, and for the purposes represented by, the Application/Declaration filed by the Company in this proceeding and the Securities and Exchange Commission Order dated December 27, 1990 with respect thereto. The following attachments contain the required information regarding the issuance and sale of short-term debt, system money pool transactions, and capital contributions for the third quarter of 1994: ATTACHMENT 1 NORTHEAST UTILITIES SUMMARY SHEET NORTHEAST UTILITIES BANK BORROWINGS 2 THE CONNECTICUT LIGHT AND POWER COMPANY SUMMARY SHEET THE CONNECTICUT LIGHT AND POWER COMPANY COMMERCIAL PAPER TRANSACTIONS LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC. THE CONNECTICUT LIGHT AND POWER COMPANY BANK BORROWINGS 3 WESTERN MASSACHUSETTS ELECTRIC COMPANY SUMMARY SHEET WESTERN MASSACHUSETTS ELECTRIC COMPANY COMMERCIAL PAPER TRANSACTIONS LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC. WESTERN MASSACHUSETTS ELECTRIC COMPANY BANK BORROWINGS 4 HOLYOKE WATER POWER COMPANY SUMMARY SHEET 5 NORTHEAST NUCLEAR ENERGY COMPANY SUMMARY SHEET 6 NORTHEAST UTILITIES SERVICE COMPANY SUMMARY SHEET NORTHEAST UTILITIES SERVICE COMPANY BANK BORROWINGS 7 ROCKY RIVER REALTY COMPANY SUMMARY SHEET 8 NORTH ATLANTIC ENERGY COMPANY SUMMARY SHEET 9 PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE 10 NORTHEAST UTILITIES MONEY POOL 11 CAPITAL CONTRIBUTIONS Dated as of September 30, 1994 Northeast Utilities Service Company /s/ Robert C. Aronson Assistant Treasurer ATTACHMENT 1 COMPANY: Northeast Utilities PERIOD: July 1, 1994 through September 30, 1994 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $93,000,000 THERE WAS $ 0 OF COMMERCIAL PAPER AND $86,000,000 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1994. MONEY POOL BALANCE ON September 30, 1994: Invested ($2,075,000) AMOUNT NAME OF BANK $ DATE SOLD THE CONNECTICUT BANK & TRUST COMPANY 20,000,000 07/06/94 INDUSTRIAL BANK OF JAPAN 8,000,000 07/08/94 THE CONNECTICUT BANK & TRUST COMPANY 2,000,000 07/08/94 *UNION TRUST COMPANY 5,000,000 07/08/94 *THE CONNECTICUT BANK & TRUST COMPANY 15,000,000 07/13/94 INDUSTRIAL BANK OF JAPAN 5,000,000 07/14/94 BANCA NAZIONALE DEL LAVARO 10,000,000 07/15/94 THE CONNECTICUT BANK & TRUST COMPANY 20,000,000 07/22/94 THE CONNECTICUT BANK & TRUST COMPANY 8,500,000 07/25/94 *BANCA NAZIONALE DEL LAVARO 10,000,000 07/27/94 INDUSTRIAL BANK OF JAPAN 15,000,000 07/27/94 *UNION TRUST COMPANY 5,000,000 07/29/94 THE CONNECTICUT BANK & TRUST COMPANY 8,000,000 08/03/94 INDUSTRIAL BANK OF JAPAN 10,000,000 08/05/94 THE CONNECTICUT BANK & TRUST COMPANY 2,000,000 08/05/94 THE CONNECTICUT BANK & TRUST COMPANY 7,000,000 08/10/94 *BANCA NAZIONALE DEL LAVARO 10,000,000 08/12/94 THE CONNECTICUT BANK & TRUST COMPANY 1,000,000 08/12/94 THE CONNECTICUT BANK & TRUST COMPANY 15,000,000 08/15/94 THE CONNECTICUT BANK & TRUST COMPANY 10,000,000 08/17/94 INDUSTRIAL BANK OF JAPAN 15,000,000 08/19/94 INDUSTRIAL BANK OF JAPAN 9,000,000 08/24/94 INDUSTRIAL BANK OF JAPAN 6,000,000 08/25/94 THE CONNECTICUT BANK & TRUST COMPANY 2,500,000 08/25/94 BANCA NAZIONALE DEL LAVARO 5,000,000 08/26/94 BANCA NAZIONALE DEL LAVARO 5,000,000 08/29/94 *UNION TRUST COMPANY 5,000,000 08/29/94 *BANCA NAZIONALE DEL LAVARO 10,000,000 09/02/94 THE CONNECTICUT BANK & TRUST COMPANY 4,000,000 09/02/94 THE CONNECTICUT BANK & TRUST COMPANY 7,000,000 09/07/94 INDUSTRIAL BANK OF JAPAN 5,000,000 09/09/94 INDUSTRIAL BANK OF JAPAN 4,000,000 09/12/94 HARTFORD NATIONAL BANK AND TRUST COMPANY 8,000,000 09/15/94 HARTFORD NATIONAL BANK AND TRUST COMPANY 7,000,000 09/16/94 *INDUSTRIAL BANK OF JAPAN 15,000,000 09/19/94 THE CONNECTICUT BANK & TRUST COMPANY 5,000,000 09/19/94 THE CONNECTICUT BANK & TRUST COMPANY 15,000,000 09/22/94 BANCA NAZIONALE DEL LAVARO 20,000,000 09/23/94 THE CONNECTICUT BANK & TRUST COMPANY 6,000,000 09/23/94 UNION TRUST COMPANY 5,000,000 09/29/94 *REPRESENTING REFINANCING OF MATURING LOANS NORTHEAST UTILITIES BY /s/ Robert C. Aronson DATED SEPTEMBER 30, 1994. ITS ASSISTANT TREASURER ATTACHMENT 2 COMPANY: The Connecticut Light and Power Company PERIOD: July 1, 1994 through September 30, 1994 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $114,500,000 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $239,000,000 THERE WAS $39,000,000 OF COMMERCIAL PAPER AND $60,000,000 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1994. SHEARSON LEHMAN COMMERCIAL PAPER, INCORPORATED WAS THE DEALER FOR ALL OF THE COMMERCIAL PAPER TRANSACTIONS. MONEY POOL BALANCE ON September 30, 1994: Borrowed $82,500,000 AMOUNT NAME OF BANK $ DATE SOLD SWISS BANK CORP 10,000,000 07/01/94 TORONTO DOMINION BANK 16,000,000 07/07/94 *BANK OF AMERICA 10,000,000 07/08/94 *BANK OF AMERICA 10,000,000 07/08/94 TORONTO DOMINION BANK 5,000,000 07/14/94 BANK OF AMERICA 20,000,000 07/22/94 CONTINENTAL ILLINOIS NATIONAL BANK 14,000,000 07/25/94 SWISS BANK CORP 10,000,000 07/25/94 *UNION TRUST COMPANY 9,000,000 07/25/94 BANK OF AMERICA 10,000,000 07/26/94 BANK OF AMERICA 5,000,000 07/28/94 CONTINENTAL ILLINOIS NATIONAL BANK 5,000,000 07/28/94 BANK OF AMERICA 4,000,000 07/29/94 UNION TRUST COMPANY 6,000,000 07/29/94 BANK OF AMERICA 11,000,000 08/01/94 CONTINENTAL ILLINOIS NATIONAL BANK 10,000,000 08/01/94 TORONTO DOMINION BANK 29,000,000 08/01/94 CONTINENTAL ILLINOIS NATIONAL BANK 10,000,000 08/03/94 BANK OF AMERICA 5,000,000 08/04/94 CONTINENTAL ILLINOIS NATIONAL BANK 5,000,000 08/04/94 TORONTO DOMINION BANK 10,000,000 08/05/94 TORONTO DOMINION BANK 12,000,000 08/05/94 CHEMICAL BANK 10,000,000 08/18/94 BANK OF AMERICA 12,000,000 08/19/94 TORONTO DOMINION BANK 17,500,000 08/22/94 TORONTO DOMINION BANK 10,000,000 08/24/94 BANK OF AMERICA 7,000,000 08/26/94 *TORONTO DOMINION BANK 10,000,000 08/26/94 TORONTO DOMINION BANK 5,000,000 08/29/94 TORONTO DOMINION BANK 15,000,000 08/31/94 SWISS BANK CORP 10,000,000 09/16/94 BANK OF AMERICA 11,000,000 09/16/94 SWISS BANK CORP 10,000,000 09/16/94 TORONTO DOMINION BANK 11,000,000 09/16/94 TORONTO DOMINION BANK 5,000,000 09/26/94 BANK OF AMERICA 2,500,000 09/30/94 THE CONNECTICUT BANK AND TRUST CO. 36,500,000 09/30/94 UNION TRUST COMPANY 15,000,000 09/30/94 *REPRESENTS REFINANCING OF MATURING LOANS DATED SEPTEMBER 30, 1994 THE CONNECTICUT LIGHT AND POWER COMPANY BY /s/ Robert C. Aronson ITS ASSISTANT TREASURER October 24, 1994 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141 Re: Connecticut Light and Power Company Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Connecticut Light and Power Company as specified by the Securities and Exchange Commission. In connection with the private distribution of commercial paper of Connecticut Light and Power Company, from July 1, 1994 to September 30, 1994, all sales and resales have been made only to those customers of Lehman Commercial Paper Inc. included on the Confidential List submitted in the original program and in accordance with the provisions of that program. Sincerely, /s/Coleen M. Singer LEHMAN BROTHERS INC. ATTACHMENT 3 COMPANY: Western Massachusetts Electric Company PERIOD: July 1, 1994 through September 30, 1994 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $7,500,000 THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1994. SHEARSON LEHMAN COMMERCIAL PAPER, INCORPORATED WAS THE DEALER FOR ALL OF THE COMMERCIAL PAPER TRANSACTIONS. MONEY POOL BALANCE ON September 30, 1994: Invested ($5,000,000) AMOUNT DATE SOLD NAME OF BANK $ NONE *REPRESENTS REFINANCING OF MATURING LOANS DATED SEPTEMBER 30, 1994 WESTERN MASSACHUSETTS ELECTRIC COMPANY BY /s/ Robert C. Aronson ITS ASSISTANT TREASURER October 26, 1994 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141 Re: Western Massachusetts Electric Company Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Western Massachusetts Electric Company as specified by the Securities and Exchange Commission. In connection with the private distribution of commercial paper of Western Massachusetts Electric Company from July 1, 1994 to September 30, 1994, all sales and resales have been made only to those customers of Lehman Commercial Paper Inc. included on the Confidential List submitted in the original program and in accordance with the provisions of that program. Sincerely, /s/Coleen M. Singer LEHMAN BROTHERS INC. ATTACHMENT 4 COMPANY: Holyoke Water Power Company PERIOD: July 1, 1994 through September 30, 1994 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 THERE WAS NO COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September30, 1994. MONEY POOL BALANCE ON September 30, 1994: Invested ($8,500,000) ATTACHMENT 5 COMPANY: Northeast Nuclear Energy Company PERIOD: July 1, 1994 through September 30, 1994 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 THERE WAS NO COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1994. MONEY POOL BALANCE ON September 30, 1994: Borrowed $8,000,000 ATTACHMENT 6 COMPANY: Northeast Utilities Service Company PERIOD: July 1, 1994 through September 30, 1994 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 THERE WAS NO OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1994. MONEY POOL BALANCE ON September 30, 1994: $0 ATTACHMENT 7 COMPANY: Rocky River Realty Company PERIOD: July 1, 1994 through September 30, 1994 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 THERE WAS NO COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1994. MONEY POOL BALANCE ON September 30, 1994: Borrowed $17,000,000 ATTACHMENT 8 COMPANY: North Atlantic Energy Company PERIOD: July 1, 1994 through September 30, 1994 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 THERE WAS NO COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1994. MONEY POOL BALANCE ON September 30, 1994: Invested ($36,750,000) ATTACHMENT 9 COMPANY: Public Service Company of New Hampshire PERIOD: July 1, 1994 through September 30, 1994 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 THERE WAS NO COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON September 30, 1994. MONEY POOL BALANCE ON September 30, 1994: Invested ($61,750,000) ATTACHMENT 10 SEE ATTACHED DOCUMENTS NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: JULY 1994 NUMBER OF DAYS: 31
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL. -33000 2500 9250 -9000 -19750 -4750 56750 -7500 -2175 7675 1 Begin Bal -27500 -4500 7250 -9000 -16750 -4750 40750 11500 -2525 5525 0 0 Contributed 11500 0 0 0 0 0 0 0 0 5000 0 16500 Borrowed 0 0 0 0 0 0 0 16500 0 0 0 16500 1 End Bal -16000 -4500 7250 -9000 -16750 -4750 40750 -5000 -2525 10525 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 2 End Bal -16000 -4500 7250 -9000 -16750 -4750 40750 -5000 -2525 10525 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 3 End Bal -16000 -4500 7250 -9000 -16750 -4750 40750 -5000 -2525 10525 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 4 End Bal -16000 -4500 7250 -9000 -16750 -4750 40750 -5000 -2525 10525 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 5 End Bal -16000 -4500 7250 -9000 -16750 -4750 40750 -5000 -2525 10525 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 6 End Bal -16000 -4500 7250 -9000 -16750 -4750 40750 -5000 -2525 10525 0 Contributed 0 4000 0 0 0 0 2000 0 0 0 0 6000 Borrowed 3000 0 0 0 0 0 0 0 0 3000 0 6000 7 End Bal -19000 -500 7250 -9000 -16750 -4750 42750 -5000 -2525 7525 0 Contributed 0 0 0 0 0 0 4000 0 0 0 0 4000 Borrowed 0 0 0 4000 0 0 0 0 0 0 0 4000 8 End Bal -19000 -500 7250 -13000 -16750 -4750 46750 -5000 -2525 7525 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 9 End Bal -19000 -500 7250 -13000 -16750 -4750 46750 -5000 -2525 7525 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 10 End Bal -19000 -500 7250 -13000 -16750 -4750 46750 -5000 -2525 7525 0 Contributed 4000 0 0 0 0 0 2500 0 350 2500 0 9350 Borrowed 0 0 0 6500 0 0 0 2500 0 350 0 9350 11 End Bal -15000 -500 7250 -19500 -16750 -4750 49250 -7500 -2175 9675 0 Contributed 0 500 0 0 0 0 3000 0 0 0 0 3500 Borrowed 3500 0 0 0 0 0 0 0 0 0 0 3500 12 End Bal -18500 0 7250 -19500 -16750 -4750 52250 -7500 -2175 9675 0 Contributed 0 0 0 0 0 0 2000 0 0 0 0 2000 Borrowed 2000 0 0 0 0 0 0 0 0 0 0 2000 13 End Bal -20500 0 7250 -19500 -16750 -4750 54250 -7500 -2175 9675 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 14 End Bal -20500 0 7250 -19500 -16750 -4750 54250 -7500 -2175 9675 0 Contributed 4500 2500 0 0 0 0 0 0 0 0 0 7000 Borrowed 0 0 0 2000 0 0 5000 0 0 0 0 7000 15 End Bal -16000 2500 7250 -21500 -16750 -4750 49250 -7500 -2175 9675 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 16 End Bal -16000 2500 7250 -21500 -16750 -4750 49250 -7500 -2175 9675 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 17 End Bal -16000 2500 7250 -21500 -16750 -4750 49250 -7500 -2175 9675 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 18 End Bal -16000 2500 7250 -21500 -16750 -4750 49250 -7500 -2175 9675 0 Contributed 0 2500 0 0 0 0 2500 0 0 0 0 5000 Borrowed 0 0 0 2500 2500 0 0 0 0 0 0 5000 19 End Bal -16000 5000 7250 -24000 -19250 -4750 51750 -7500 -2175 9675 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 20 End Bal -16000 5000 7250 -24000 -19250 -4750 51750 -7500 -2175 9675 0 Contributed 0 3000 0 18000 1000 0 0 0 0 0 0 22000 Borrowed 22000 0 0 0 0 0 0 0 0 0 0 22000 21 End Bal -38000 8000 7250 -6000 -18250 -4750 51750 -7500 -2175 9675 0 Contributed 0 0 0 0 0 0 5000 0 0 0 0 5000 Borrowed 3000 0 0 0 0 0 0 0 0 2000 0 5000 22 End Bal -41000 8000 7250 -6000 -18250 -4750 56750 -7500 -2175 7675 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 23 End Bal -41000 8000 7250 -6000 -18250 -4750 56750 -7500 -2175 7675 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 24 End Bal -41000 8000 7250 -6000 -18250 -4750 56750 -7500 -2175 7675 0 Contributed 5000 0 2500 0 0 0 0 0 0 0 0 7500 Borrowed 0 0 0 2500 0 0 5000 0 0 0 0 7500 25 End Bal -36000 8000 9750 -8500 -18250 -4750 51750 -7500 -2175 7675 0 Contributed 9000 0 0 0 0 0 0 0 0 0 0 9000 Borrowed 0 5000 500 3500 0 0 0 0 0 0 0 9000 26 End Bal -27000 3000 9250 -12000 -18250 -4750 51750 -7500 -2175 7675 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 27 End Bal -27000 3000 9250 -12000 -18250 -4750 51750 -7500 -2175 7675 0 Contributed 0 2500 0 0 0 0 5000 0 0 0 0 7500 Borrowed 7500 0 0 0 0 0 0 0 0 0 0 7500 28 End Bal -34500 5500 9250 -12000 -18250 -4750 56750 -7500 -2175 7675 0 Contributed 1500 0 0 3000 0 0 0 0 0 0 0 4500 Borrowed 0 3000 0 0 1500 0 0 0 0 0 0 4500 29 End Bal -33000 2500 9250 -9000 -19750 -4750 56750 -7500 -2175 7675 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 30 End Bal -33000 2500 9250 -9000 -19750 -4750 56750 -7500 -2175 7675 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 31 End Bal -33000 2500 9250 -9000 -19750 -4750 56750 -7500 -2175 7675 0 NU MONEY POOL BALANCES 0 0 0 0 0 0 0 0 0 0 0
NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: AUGUST 1994 NUMBER OF DAYS: 31
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL. -59250 18000 9000 -5000 -19000 -4500 48250 12500 -1825 1825 1 Begin Bal -33000 2500 9250 -9000 -19750 -4750 56750 -7500 -2175 7675 0 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 1 End Bal -33000 2500 9250 -9000 -19750 -4750 56750 -7500 -2175 7675 0 Contributed 0 0 0 0 0 0 2500 7500 0 0 0 10000 Borrowed 7500 2500 0 0 0 0 0 0 0 0 0 10000 2 End Bal -40500 0 9250 -9000 -19750 -4750 59250 0 -2175 7675 0 Contributed 17675 0 0 0 0 0 0 0 0 0 0 17675 Borrowed 0 0 0 0 0 0 10000 0 0 7675 0 17675 3 End Bal -22825 0 9250 -9000 -19750 -4750 49250 0 -2175 0 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 4 End Bal -22825 0 9250 -9000 -19750 -4750 49250 0 -2175 0 0 Contributed 8000 1000 0 0 0 0 1000 0 0 0 0 10000 Borrowed 0 0 1000 9000 0 0 0 0 0 0 0 10000 5 End Bal -14825 1000 8250 -18000 -19750 -4750 50250 0 -2175 0 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 6 End Bal -14825 1000 8250 -18000 -19750 -4750 50250 0 -2175 0 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 7 End Bal -14825 1000 8250 -18000 -19750 -4750 50250 0 -2175 0 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 8 End Bal -14825 1000 8250 -18000 -19750 -4750 50250 0 -2175 0 0 Contributed 0 0 0 0 0 0 7500 0 0 0 0 7500 Borrowed 6000 0 0 1500 0 0 0 0 0 0 0 7500 9 End Bal -20825 1000 8250 -19500 -19750 -4750 57750 0 -2175 0 0 Contributed 0 2000 0 0 0 0 11000 0 0 0 0 13000 Borrowed 11000 0 0 2000 0 0 0 0 0 0 0 13000 10 End Bal -31825 3000 8250 -21500 -19750 -4750 68750 0 -2175 0 0 Contributed 5000 0 0 0 0 0 0 0 0 0 0 5000 Borrowed 0 0 0 0 0 0 5000 0 0 0 0 5000 11 End Bal -26825 3000 8250 -21500 -19750 -4750 63750 0 -2175 0 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 12 End Bal -26825 3000 8250 -21500 -19750 -4750 63750 0 -2175 0 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 13 End Bal -26825 3000 8250 -21500 -19750 -4750 63750 0 -2175 0 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 14 End Bal -26825 3000 8250 -21500 -19750 -4750 63750 0 -2175 0 0 Contributed 18000 2000 0 0 0 0 0 0 0 0 0 20000 Borrowed 0 0 0 0 0 0 20000 0 0 0 0 20000 15 End Bal -8825 5000 8250 -21500 -19750 -4750 43750 0 -2175 0 0 Contributed 2075 2000 0 0 750 0 0 0 0 2175 0 7000 Borrowed 0 0 500 3500 0 0 3000 0 0 0 0 7000 16 End Bal -6750 7000 7750 -25000 -19000 -4750 40750 0 -2175 2175 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 17 End Bal -6750 7000 7750 -25000 -19000 -4750 40750 0 -2175 2175 0 Contributed 0 0 0 21000 0 0 5000 0 0 0 0 26000 Borrowed 23000 0 3000 0 0 0 0 0 0 0 0 26000 18 End Bal -29750 7000 4750 -4000 -19000 -4750 45750 0 -2175 2175 0 Contributed 1500 1000 0 0 0 0 0 0 0 0 0 2500 Borrowed 0 0 0 2500 0 0 0 0 0 0 0 2500 19 End Bal -28250 8000 4750 -6500 -19000 -4750 45750 0 -2175 2175 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 20 End Bal -28250 8000 4750 -6500 -19000 -4750 45750 0 -2175 2175 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 21 End Bal -28250 8000 4750 -6500 -19000 -4750 45750 0 -2175 2175 0 Contributed 0 4000 2000 0 0 0 0 0 0 0 0 6000 Borrowed 4500 0 0 1500 0 0 0 0 0 0 0 6000 22 End Bal -32750 12000 6750 -8000 -19000 -4750 45750 0 -2175 2175 0 Contributed 0 1000 0 0 0 0 3000 0 0 0 0 4000 Borrowed 4000 0 0 0 0 0 0 0 0 0 0 4000 23 End Bal -36750 13000 6750 -8000 -19000 -4750 48750 0 -2175 2175 0 Contributed 0 2000 2500 0 0 250 3000 500 0 0 0 8250 Borrowed 7250 0 0 1000 0 0 0 0 0 0 0 8250 24 End Bal -44000 15000 9250 -9000 -19000 -4500 51750 500 -2175 2175 0 Contributed 0 1500 0 0 0 0 1000 0 0 0 0 2500 Borrowed 2500 0 0 0 0 0 0 0 0 0 0 2500 25 End Bal -46500 16500 9250 -9000 -19000 -4500 52750 500 -2175 2175 0 Contributed 6500 0 0 0 0 0 0 0 0 0 0 6500 Borrowed 0 0 0 6500 0 0 0 0 0 0 0 6500 26 End Bal -40000 16500 9250 -15500 -19000 -4500 52750 500 -2175 2175 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 27 End Bal -40000 16500 9250 -15500 -19000 -4500 52750 500 -2175 2175 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 28 End Bal -40000 16500 9250 -15500 -19000 -4500 52750 500 -2175 2175 0 Contributed 0 1000 250 0 0 0 3500 0 0 0 0 4750 Borrowed 4750 0 0 0 0 0 0 0 0 0 0 4750 29 End Bal -44750 17500 9500 -15500 -19000 -4500 56250 500 -2175 2175 0 Contributed 0 2000 0 3000 0 0 4000 0 0 0 0 9000 Borrowed 9000 0 0 0 0 0 0 0 0 0 0 9000 30 End Bal -53750 19500 9500 -12500 -19000 -4500 60250 500 -2175 2175 0 Contributed 0 0 0 7500 0 0 0 12000 350 0 0 19850 Borrowed 5500 1500 500 0 0 0 12000 0 0 350 0 19850 31 End Bal -59250 18000 9000 -5000 -19000 -4500 48250 12500 -1825 1825 0 NU MONEY POOL BALANCES 0 0 0 0 0 0 0 0 0 0 0
NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: SEPTEMBER 1994 NUMBER OF DAYS: 30
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL. -82500 5000 8500 -8000 -17000 -4500 61750 36750 -2075 2075 1 Begin Bal -59250 18000 9000 -5000 -19000 -4500 48250 12500 -1825 1825 0 0 Contributed 9000 0 0 0 0 0 0 0 0 0 0 9000 Borrowed 0 3000 0 1500 0 0 0 4500 0 0 0 9000 1 End Bal -50250 15000 9000 -6500 -19000 -4500 48250 8000 -1825 1825 0 Contributed 2500 0 0 0 0 0 0 0 0 0 0 2500 Borrowed 0 0 0 2500 0 0 0 0 0 0 0 2500 2 End Bal -47750 15000 9000 -9000 -19000 -4500 48250 8000 -1825 1825 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 3 End Bal -47750 15000 9000 -9000 -19000 -4500 48250 8000 -1825 1825 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 4 End Bal -47750 15000 9000 -9000 -19000 -4500 48250 8000 -1825 1825 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 5 End Bal -47750 15000 9000 -9000 -19000 -4500 48250 8000 -1825 1825 0 Contributed 8500 0 0 0 0 0 1500 0 0 0 0 10000 Borrowed 0 2000 0 8000 0 0 0 0 0 0 0 10000 6 End Bal -39250 13000 9000 -17000 -19000 -4500 49750 8000 -1825 1825 0 Contributed 0 1500 0 0 0 0 4500 0 0 0 0 6000 Borrowed 5500 0 500 0 0 0 0 0 0 0 0 6000 7 End Bal -44750 14500 8500 -17000 -19000 -4500 54250 8000 -1825 1825 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 8 End Bal -44750 14500 8500 -17000 -19000 -4500 54250 8000 -1825 1825 0 Contributed 0 0 0 0 0 0 1500 0 0 0 0 1500 Borrowed 0 0 0 1500 0 0 0 0 0 0 0 1500 9 End Bal -44750 14500 8500 -18500 -19000 -4500 55750 8000 -1825 1825 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 10 End Bal -44750 14500 8500 -18500 -19000 -4500 55750 8000 -1825 1825 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 11 End Bal -44750 14500 8500 -18500 -19000 -4500 55750 8000 -1825 1825 0 Contributed 0 4000 0 3000 250 0 7500 0 250 0 15000 Borrowed 14750 0 0 0 0 0 0 0 250 0 15000 12 End Bal -59500 18500 8500 -15500 -18750 -4500 63250 8000 -2075 2075 0 Contributed 0 0 0 0 0 0 0 6000 0 0 0 6000 Borrowed 0 0 0 6000 0 0 0 0 0 0 0 6000 13 End Bal -59500 18500 8500 -21500 -18750 -4500 63250 14000 -2075 2075 0 Contributed 2000 0 0 0 0 0 0 0 0 0 0 2000 Borrowed 0 0 0 1500 500 0 0 0 0 0 0 2000 14 End Bal -57500 18500 8500 -23000 -19250 -4500 63250 14000 -2075 2075 0 Contributed 0 4000 0 0 0 0 2500 1000 0 0 0 7500 Borrowed 6250 0 500 750 0 0 0 0 0 0 0 7500 15 End Bal -63750 22500 8000 -23750 -19250 -4500 65750 15000 -2075 2075 0 Contributed 0 1500 0 0 0 0 2500 0 0 0 0 4000 Borrowed 4000 0 0 0 0 0 0 0 0 0 0 4000 16 End Bal -67750 24000 8000 -23750 -19250 -4500 68250 15000 -2075 2075 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 17 End Bal -67750 24000 8000 -23750 -19250 -4500 68250 15000 -2075 2075 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 18 End Bal -67750 24000 8000 -23750 -19250 -4500 68250 15000 -2075 2075 0 Contributed 0 0 0 0 2000 0 2000 7500 0 0 0 11500 Borrowed 2500 5000 0 4000 0 0 0 0 0 0 0 11500 19 End Bal -70250 19000 8000 -27750 -17250 -4500 70250 22500 -2075 2075 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 20 End Bal -70250 19000 8000 -27750 -17250 -4500 70250 22500 -2075 2075 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 21 End Bal -70250 19000 8000 -27750 -17250 -4500 70250 22500 -2075 2075 0 Contributed 0 0 0 18500 0 0 2500 750 0 0 0 21750 Borrowed 8250 12000 1500 0 0 0 0 0 0 0 0 21750 22 End Bal -78500 7000 6500 -9250 -17250 -4500 72750 23250 -2075 2075 0 Contributed 2250 0 2500 0 0 0 0 0 0 0 0 4750 Borrowed 0 0 0 1500 250 0 3000 0 0 0 0 4750 23 End Bal -76250 7000 9000 -10750 -17500 -4500 69750 23250 -2075 2075 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 24 End Bal -76250 7000 9000 -10750 -17500 -4500 69750 23250 -2075 2075 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 25 End Bal -76250 7000 9000 -10750 -17500 -4500 69750 23250 -2075 2075 0 Contributed 0 1500 0 0 0 0 2500 0 0 0 0 4000 Borrowed 0 0 0 4000 0 0 0 0 0 0 0 4000 26 End Bal -76250 8500 9000 -14750 -17500 -4500 72250 23250 -2075 2075 0 Contributed 0 0 0 0 500 0 1500 0 0 0 0 2000 Borrowed 0 0 0 2000 0 0 0 0 0 0 0 2000 27 End Bal -76250 8500 9000 -16750 -17000 -4500 73750 23250 -2075 2075 0 Contributed 0 2500 0 500 0 0 3500 0 0 0 0 6500 Borrowed 6500 0 0 0 0 0 0 0 0 0 0 6500 28 End Bal -82750 11000 9000 -16250 -17000 -4500 77250 23250 -2075 2075 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 29 End Bal -82750 11000 9000 -16250 -17000 -4500 77250 23250 -2075 2075 0 Contributed 250 0 0 8250 0 0 0 13500 0 0 0 22000 Borrowed 0 6000 500 0 0 0 15500 0 0 0 0 22000 30 End Bal -82500 5000 8500 -8000 -17000 -4500 61750 36750 -2075 2075 0 NU MONEY POOL BALANCES 0 0 0 0 0 0 0 0 0 0 0 0
ATTACHMENT 11 CAPITAL CONTRIBUTIONS DURING THE THIRD QUARTER OF 1994, NORTHEAST UTILITIES DID NOT MAKE ANY CAPITAL CONTRIBUTIONS. UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Quarterly Certificate as CONNECTICUT YANKEE ATOMIC POWER COMPANY to Partial Consummation of Berlin, Connecticut Transaction File No. 70-7255 File No. 70-7704 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Connecticut Yankee Atomic Power Company (The "Company") hereby certify that the Company entered into a $90 million Remarketable Eurodollar Credit and Letter of Credit Facility dated August 14, 1990 with the Toronto Dominion Bank Trust Company as Agent Bank and The Tokai Bank, Limited, as Issuing Bank (the "Credit Agreement"), in accordance with the Application/Declaration, as amended, filed by the Company; in this proceeding, and the Securities and Exchange Commission Order dated August 1, 1990 with respect thereto. During the period July 1, 1994 through September 30, 1994, the maximum commercial paper outstanding at any one time was $28,500,000. Commercial paper outstanding on September 30, 1994 was $6,500,000. Dated September 30, 1994 Connecticut Yankee Atomic Power Company /s/ Robert C. Aronson Assistant Treasurer October 20, 1994 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141-0270 Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Connecticut Yankee Atomic Power Company ("CY"), as specified by the Securities and Exchange Commission. Please be advised that in connection with the private distribution of CY commercial paper from July 1, 1994 to September 30, 1994, all sales and resales have been made to customers included on the confidential list of investors held here at Citicorp. Sincerely, /s/ Barbara Dietrich Citicorp Securities, Inc. UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Northeast Utilities Service Company Certificate as The Connecticut Light and Power Company to Partial Western Massachusetts Electric Company Consummation of Holyoke Water Power Company Transaction $360 Million Northeast Nuclear Energy Company Regional Revolving Rocky River Realty Company Credit Agreement Berlin, Connecticut File No. 70-8052 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies entered into a $360 million Regional Revolving Credit Agreement dated December 3, 1992 with Northeast Utilities Service Company as Agent, in accordance with the terms and conditions of, and for the purposes represented by, the Application/ Declaration, as amended, filed by the Companies in this proceeding, and the Securities and Exchange Commission Order November 23, 1992 with respect thereto. During the period July 1, 1994 through September 30, 1994, Northeast Utilities had $0 outstanding for the quarter. Dated September 30, 1994 Northeast Utilities /s/ Robert C. Aronson Assistant Treasurer -----END PRIVACY-ENHANCED MESSAGE-----