-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KExiDZCuAS4ojliyFqnL8cWtIGsNlCAWnD8t5z5fm+VYQc3UE08yAC7d1Ngfw6Tp CQXueTcgfOhtW2/9qSzGhA== 0000072741-10-000052.txt : 20100202 0000072741-10-000052.hdr.sgml : 20100202 20100202153032 ACCESSION NUMBER: 0000072741-10-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100129 FILED AS OF DATE: 20100202 DATE AS OF CHANGE: 20100202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBB JAMES B CENTRAL INDEX KEY: 0001276812 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 10566762 MAIL ADDRESS: STREET 1: C/O NORTHEAST UTILITIES STREET 2: 56 PROSPECT STREET CITY: HARTFORD STATE: CT ZIP: 06103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4 1 main4.xml PRIMARY DOCUMENT X0303 4 2010-01-29 0 0000072741 NORTHEAST UTILITIES NU 0001276812 ROBB JAMES B C/O NORTHEAST UTILITIES 56 PROSPECT STREET HARTFORD CT 06103 0 1 0 0 Sr. VP-Enterprise Plan & Dev. Common Shares, $5.00 par value 17028.0 D Common Shares, $5.00 par value 441.0 I 401K Plan Phantom Shares 2010-01-29 4 A 0 193.0 22.88 A Common Shares 193.0 558.0 D Includes restricted share units and dividend equivalents thereon. Shares held in trust under the Northeast Utilities Service Company 401K Plan, a qualified plan, as of January 29, 2010, according to information supplied by the Plan's recordkeeper. Matching contribution of reporting person's compensation in 2009 under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that are nominally invested as Common Shares (hereby referred to as phantom shares). While the average price of the matching contribution was $22.88, the actual price was determined on the applicable payroll date on which the deferred compensation contribution was made. Each phantom share represents the right to receive the cash value of one share of NU common upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. James B. Robb, By: O. Kay Comendul/POA 2010-02-02 -----END PRIVACY-ENHANCED MESSAGE-----