-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sb7evnqXa3gvP6wwwx54Zv/8Vjqmt6QvfGXGS2dgjeCFScdLTWQbR81FUvUPuAlV har6wYLJI1+mfsfj58Rh5g== 0000072741-10-000028.txt : 20100106 0000072741-10-000028.hdr.sgml : 20100106 20100106172318 ACCESSION NUMBER: 0000072741-10-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100104 FILED AS OF DATE: 20100106 DATE AS OF CHANGE: 20100106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWOPE JOHN F CENTRAL INDEX KEY: 0001192354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 10512503 MAIL ADDRESS: STREET 1: NORTHEAST UTILTIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4 1 main4.xml PRIMARY DOCUMENT X0303 4 2010-01-04 0 0000072741 NORTHEAST UTILITIES NU 0001192354 SWOPE JOHN F C/O NORTHEAST UTILITIES ONE FEDERAL STREET, BUILDING 111-4 SPRINGFIELD MA 01105 0 0 0 1 Trustee Common Shares, $5.00 par value 2010-01-04 4 A 0 3000.0 0.0 A 37688.0 D Restricted share units vesting on January 10, 2011, receipt of which has been deferred. Distribution will be made on a one-for-one basis in Common Shares. Mr. Swope's total includes restricted share units receipt of which has been deferred, shares receipt of which has been deferred and dividend equivalents thereon. Mr. Swope also beneficially owns 5,000 vested options to purchase Common Shares, the acquisition of which was previously reported on Form 4. John F. Swope, By: O. Kay Comendul/POA 2010-01-06 -----END PRIVACY-ENHANCED MESSAGE-----