-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HRPiWgPyDF+Owi2bmlC6Os7IV5qsw0vNIhhiz4BuxEyhXxXlKaS6x2DrCPkoJuY7 csk1o0W5Kh6PTKX5VPg7DQ== 0000072741-09-000252.txt : 20091130 0000072741-09-000252.hdr.sgml : 20091130 20091130162457 ACCESSION NUMBER: 0000072741-09-000252 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091125 FILED AS OF DATE: 20091130 DATE AS OF CHANGE: 20091130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLEVELAND COTTON M CENTRAL INDEX KEY: 0001192334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 091212370 MAIL ADDRESS: STREET 1: NORTHEAST UTILITIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4 1 main4.xml PRIMARY DOCUMENT X0303 4 2009-11-25 0 0000072741 NORTHEAST UTILITIES NU 0001192334 CLEVELAND COTTON M C/O NORTHEAST UTILITIES ONE FEDERAL STREET, BUILDING 111-4 SPRINGFIELD MA 01105 0 0 0 1 Trustee Common Shares, $5.00 par value 2009-11-25 4 M 0 2500.0 18.4375 A 34052.0 D Common Shares, $5.00 par value 2009-11-25 4 S 0 2500.0 24.5 D 31552.0 D Stock Option (right to buy) 18.4375 2009-11-25 4 M 0 2500.0 18.4375 D 2001-02-22 2010-02-22 Common Shares, $5.00 par value 2500.0 0.0 D The options exercised to purchase 2,500 Common Shares were granted on February 22, 2000 that vested 50% on that date and 50% on February 22, 2001. Ms. Cleveland's total includes restricted share units receipt of which has been deferred, and dividend equivalents thereon. Ms. Cleveland also beneficially owns 5,000 vested options to purchase Common Shares, the ownership of which was previously reported on Form 4. Cotton M. Cleveland, By: O. Kay Comendul/POA 2009-11-30 -----END PRIVACY-ENHANCED MESSAGE-----