-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VnssASByk3M/yDVS+DjqnzAJmwn3hzp7Nt/JszJ+eSzf4nz9FKwsrOl6B3D4um2Z ZlVrBjBCS/zMNP08S8SDbA== 0000072741-09-000212.txt : 20090908 0000072741-09-000212.hdr.sgml : 20090907 20090908171808 ACCESSION NUMBER: 0000072741-09-000212 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090904 FILED AS OF DATE: 20090908 DATE AS OF CHANGE: 20090908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBB JAMES B CENTRAL INDEX KEY: 0001276812 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 091058767 MAIL ADDRESS: STREET 1: C/O NORTHEAST UTILITIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4 1 main4.xml PRIMARY DOCUMENT X0303 4 2009-09-04 0 0000072741 NORTHEAST UTILITIES NU 0001276812 ROBB JAMES B C/O NORTHEAST UTILITIES 56 PROSPECT STREET HARTFORD CT 06103 0 1 0 0 Sr. VP-Enterprise Plan. & Dev. Common Shares, $5.00 par value 2009-09-04 4 F 0 669.0 23.66 D 16773.0 D Common Shares, $5.00 par value 409.0 I 401K Plan Phantom Shares Common Shares, $5 Par value 0.0 358.0 D Disposition of restricted share units upon vesting to satisfy tax withholding obligations. Includes restriced share units and reinvested dividend equivalents. Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, as of September 4, 2009, according to information supplied by the plan's record keeper. The reporting person holds phantom shares of NU Common under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan (the DCP), made as matching contributions under the DCP. Each phantom share represents the right to receive the cash value of one share of NU Common upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. James B. Robb 2009-09-08 -----END PRIVACY-ENHANCED MESSAGE-----