-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BRKPqJxh/Nzm/3yKGco3Ob2p9k+kQhcrCw1JEnhPpIoXbT/a/0vtljM8zInz2o2K xVir9StbgqCXKtTjFMW96w== 0000072741-08-000202.txt : 20080717 0000072741-08-000202.hdr.sgml : 20080717 20080717140104 ACCESSION NUMBER: 0000072741-08-000202 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080717 DATE AS OF CHANGE: 20080717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: 1933 Act SEC FILE NUMBER: 033-34622 FILM NUMBER: 08956690 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 POS AM 1 nuposam080717.htm NU POS AM Converted by EDGARwiz

As filed with the Securities and Exchange Commission on July 17, 2008

Registration No. 33-34622        



SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

  

POST-EFFECTIVE AMENDMENT NO. 3 TO
FORM S-3

REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933

  

NORTHEAST UTILITIES

(Exact Name of Registrant as Specified in its Charter)

 (Exact Name of Registrant as Specified in Its Charter)

Massachusetts
(State of Incorporation)

 

04-2147929
(IRS Employer Identification Number)


One Federal Street, Building 111-4, Springfield, MA 01105      (413) 785-5871
(Address, Including Zip Code, and Telephone Number, Including Area Code, of Principal Executive Offices)


Kerry J. Kuhlman

Vice President and Secretary

Northeast Utilities Service Company
107 Selden Street
Berlin, CT 06037
(860) 665-5000
(Name, address and telephone number, including area code, of Agent for Service)





This Post-Effective Amendment No. 3 to Form S-3 Registration Statement is being filed solely to remove from registration an aggregate of 2,888,514 of the Registrant’s Common Shares that were registered and will not be issued in connection with the Registrant’s offering.


On April 30, 1990 and August 4, 1994, respectively, Northeast Utilities (the “Registrant”) filed its Registration Statement on Form S-3 (No. 33-34622) (the “Registration Statement”) and Post Effective Amendment No. 1 thereto with the Securities and Exchange Commission with respect to the registration of an aggregate of 10 million of the Registrant’s common shares which were to be issued in connection with the Registrant’s Dividend Reinvestment Plan (the “Plan”).  On June 25, 2008, the Registrant filed its Post Effective Amendment No. 2.


On February 2, 2001, the Registrant suspended share purchases under the Plan and no further shares of Registrant common shares will be issued under the Plan.





SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, Northeast Utilities, the Registrant, certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Berlin, State of Connecticut on the 16th day of July, 2008.

 

 

NORTHEAST UTILITIES
(REGISTRANT)


 


 


By:

                     /s/ Charles W. Shivery


Charles W. Shivery
Chairman of the Board,
President and Chief Executive Officer



Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.  Each person whose signature appears below hereby constitutes Gregory B. Butler, Kerry J. Kuhlman and Jeffrey C. Miller, and each of them singly, their true and lawful attorneys, with full power to each such attorney to sign for them in their names, in the capacities indicated below, any and all amendments to this registration statement, hereby ratifying and confirming such person’s signature as it may be signed by said attorneys to any and all amendments to said registration statement.


SIGNATURE

 

TITLE

 

DATE

 

/s/ Charles W. Shivery


Charles W. Shivery


 

 

 


Chairman of the Board, President and Chief Executive Officer and a Trustee


 

 


 

July 16, 2008


/s/ David R. McHale


David R. McHale


 




Senior Vice President and Chief Financial Officer


 




July16, 2008

 

/s/ Shirley M. Payne


Shirley M. Payne


 




Vice President—Accounting and Controller


 




July 16, 2008

/s/  Richard H. Booth


Richard H. Booth


 

Trustee


 




July 16, 2008


/s/ John S. Clarkeson


John S. Clarkeson


 


Trustee


 




July16, 2008

 

/s/ Cotton M. Cleveland


Cotton M. Cleveland

 

 

Trustee

 

 


July 16, 2008

 

 

       

/s/ Sanford Cloud, Jr.


Sanford Cloud, Jr.


 


Trustee


 




July 16, 2008






       

/s/ James F. Cordes


James F. Cordes


 




Trustee


 




July 16, 2008



/s/ E. Gail de Planque

E. Gail de Planque


 




Trustee

 





July 16, 2008


/s/ John G. Graham


John G. Graham


 


Trustee


 




July 16, 2008



/s/ Elizabeth T. Kennan


Elizabeth T. Kennan


 


Trustee


 





July 16, 2008



/s/ Kenneth R. Liebler


Kenneth R. Liebler


 


Trustee


 





July 16, 2008



/s/ Robert E. Patricelli


Robert E. Patricelli


 


Trustee


 





July 16, 2008



/s/ John F. Swope


John F. Swope


 


Trustee


 





July 16, 2008






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