-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SK+CuHiwdYf4ijfguCv/D+VguJUi+H9G8OQCA1Hwz9SuJrol3TJ+aYBo5fCPKIyC UuXhQT6tH2pX1eFn9oAlVg== 0000072741-08-000139.txt : 20080407 0000072741-08-000139.hdr.sgml : 20080407 20080407162845 ACCESSION NUMBER: 0000072741-08-000139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080403 FILED AS OF DATE: 20080407 DATE AS OF CHANGE: 20080407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWOPE JOHN F CENTRAL INDEX KEY: 0001192354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 08743193 MAIL ADDRESS: STREET 1: NORTHEAST UTILTIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 4 1 main4.xml PRIMARY DOCUMENT X0202 4 2008-04-03 0 0000072741 NORTHEAST UTILITIES NU 0001192354 SWOPE JOHN F C/O NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 0 0 0 1 Trustee Common Shares, $5.00 par value 2008-04-03 4 M 0 2500.0 16.31 A 30750.0 D Common Shares, $5.00 par value 2008-04-03 4 S 0 1614.0 25.37 D 29136.0 D Stock Option (right to buy) 16.3125 2008-04-03 4 M 0 2500.0 16.31 D 1999-05-12 2008-05-12 Common Shares, $5.00 par value 2500.0 10000.0 D The options exercised to purchase 2,500 Common Shares were granted on May 12, 1998 and vested 50% on that date and 50 % on May 12, 1999. Mr. Swope's total beneficial ownership includes restricted share units and dividend equivalents thereon, receipt of which has been deferred, and shares and dividends thereon, receipt of which has been deferred. John F. Swope, By: O. Kay Comendul/POA 2008-04-07 -----END PRIVACY-ENHANCED MESSAGE-----