-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LgNYW9AMHQ2qbRKFf5n1cPimtYvevZCfOP/DmvQ1pJg3ZgLlNQ1Nnt/VRXD89DxU CXd6z/QemEIQmPUJyXJJ3g== 0000072741-08-000095.txt : 20080226 0000072741-08-000095.hdr.sgml : 20080226 20080226115954 ACCESSION NUMBER: 0000072741-08-000095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080225 FILED AS OF DATE: 20080226 DATE AS OF CHANGE: 20080226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LaVecchia Jean M CENTRAL INDEX KEY: 0001415289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 08641922 BUSINESS ADDRESS: BUSINESS PHONE: 860-665-3650 MAIL ADDRESS: STREET 1: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 4 1 main4.xml PRIMARY DOCUMENT X0202 4 2008-02-25 0 0000072741 NORTHEAST UTILITIES NU 0001415289 LaVecchia Jean M C/O NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 0 1 0 0 VP-Human Resources Common Shares, $5.00 par value 2008-02-25 4 F 0 1369.0 27.12 D 25133.0 D Common Shares, $5.00 par value 1790.0 I 401K Plan Phantom Shares Common Shares, $5 par value 0.0 256.0 I Deferred Comp Plan Disposition of restricted share units upon vesting to satisfy tax withholding obligations. Includes restricted share units and reinvested dividend equivalents; in addition the reporting person also directly holds 22,900 stock options to purchase Northeast Utilities common shares, previously reported on Form 3. Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the plan's recordkeeper. The reporting person holds phantom shares of NU common under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan (the DCP), made as matching contributions under the DCP. Each phantom share represents the right to receive the cash value of one share of NU common upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. Jean M. LaVecchia 2008-02-26 -----END PRIVACY-ENHANCED MESSAGE-----