-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K4DbNs8C5T4AlFfjKgCyR166x+/B5LfZf6byLtr8LMUajxzFuk1BqqcH3e6k15y2 pgQOsQe2WmXDm2+S+aFn5w== 0000072741-08-000071.txt : 20080214 0000072741-08-000071.hdr.sgml : 20080214 20080214122924 ACCESSION NUMBER: 0000072741-08-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080212 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTLER GREGORY B CENTRAL INDEX KEY: 0001192333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 08611347 BUSINESS ADDRESS: BUSINESS PHONE: 860-665-5000 MAIL ADDRESS: STREET 1: NORTHEAST UTILITIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 4 1 main4.xml PRIMARY DOCUMENT X0202 4 2008-02-12 0 0000072741 NORTHEAST UTILITIES NU 0001192333 BUTLER GREGORY B C/O NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 0 1 0 0 Senior VP and General Counsel Common Shares, $5.00 par value 2008-02-12 4 A 0 11823.0 27.68 A 71081.0 D Common Shares, $5.00 par value 2772.0 I 401K Plan Common Shares, $5.00 par value 334.0 I Deferred Compensation Plan Grant of restricted share units which vest in equal portions on February 25, 2009, 2010 and 2011. Restricted share units are distributable in Northeast Utilities common shares on a one-for-one basis. Includes restricted share units and dividend equivalents thereon, including 17,729 shares held jointly with spouse. Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, as of 01/31/08, according to information supplied by the plan's recordkeeper. The reporting person holds phantom shares of NU common under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan (the DCP), made as matching contributions under the DCP and reported as indirect holdings in Table I. Each phantom share represents the right to receive the cash value of one share of NU common upon a distribution event. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. Going forward, these phantom shares will be reported in Table II. Gregory B. Butler 2008-02-14 -----END PRIVACY-ENHANCED MESSAGE-----