-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LLfp5efj31RrFXREoI5wXbUGYoO5C9AutC34drWJyk0xA0mIgb6CGF1kxhDWUwZF I93Rj9/bitEcnAVFQUj2Rw== 0000072741-08-000063.txt : 20080213 0000072741-08-000063.hdr.sgml : 20080213 20080213165758 ACCESSION NUMBER: 0000072741-08-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080212 FILED AS OF DATE: 20080213 DATE AS OF CHANGE: 20080213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAYNE SHIRLEY M CENTRAL INDEX KEY: 0001202269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 08605853 BUSINESS ADDRESS: BUSINESS PHONE: 8132281431 MAIL ADDRESS: STREET 1: C/O TECO ENERGY INC STREET 2: P O BOX 111 CITY: TAMPA STATE: FL ZIP: 336010111 FORMER NAME: FORMER CONFORMED NAME: MYERS SHIRLEY A DATE OF NAME CHANGE: 20021030 4 1 main4.xml PRIMARY DOCUMENT X0202 4 2008-02-12 0 0000072741 NORTHEAST UTILITIES NU 0001202269 PAYNE SHIRLEY M C/O NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 0 1 0 0 VP-Accounting and Controller Common Shares, $5.00 par value 2008-02-12 4 A 0 4809.0 27.68 A 9084.0 D Common Shares, $5.00 par value 92.0 I 401K Plan Common Shares, $5.00 par value 124.0 I Deferred Compensation Plan Grant of restricted share units which vest in equal portions on February 25, 2009, 2010 and 2011. Restricted share units are distributable in Northeast Utilities common shares on a one-for-one basis. Includes restricted share units and reinvested dividend equivalents. Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, as of 2/12/2008, according to information supplied by the plan's recordkeeper. The reporting person holds phantom shares of NU common under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan (the DCP), made as matching contributions under the DCP reported as indirect holdings in Table I. Each phantom share represents the right to receive the cash value of one share of NU common upon a distribution event. Additional phantom shares are issued from automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. Going forward, these phantom shares will be reported in Table II. Shirley M. Payne 2008-02-13 -----END PRIVACY-ENHANCED MESSAGE-----