-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SK//5TPMDdd0t+JQh7g6+Olrd1+WK5SKjak87L7BR1a1KbczOCl9W8PCMRiktEev 5CMMOd8RqyyK1JZvSPnCZw== 0000072741-08-000049.txt : 20080204 0000072741-08-000049.hdr.sgml : 20080204 20080204125948 ACCESSION NUMBER: 0000072741-08-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080131 FILED AS OF DATE: 20080204 DATE AS OF CHANGE: 20080204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHIVERY CHARLES W CENTRAL INDEX KEY: 0001054818 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 08571373 BUSINESS ADDRESS: BUSINESS PHONE: 4102345575 MAIL ADDRESS: STREET 1: BALTIMORE GAS & ELECTRIC CO STREET 2: PO BOX 1475 CITY: BALTIMORE STATE: MD ZIP: 21203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4 1 main4.xml PRIMARY DOCUMENT X0202 4 2008-01-31 0 0000072741 NORTHEAST UTILITIES NU 0001054818 SHIVERY CHARLES W C/O NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 0 1 0 1 Chair. of Board, Pres. & CEO Trustee Common Shares, $5.00 par value 2008-01-31 4 A 0 767.0 29.71 A 5052.0 I Deferred Compensation Plan Common Shares, $5.00 par value 289779.0 D Common Shares, $5.00 par value 1276.0 I 401K Plan Employer matching contributions under the Northeast Utilities Deferred Compensation Plan for Executives, as of 1/31/2008. Share price average is $29.71. Actual price is determined on the applicable payroll date. Includes restricted shares, restricted share units and dividend equivalents thereon; in addition, the reporting person also directly holds 29,024 stock options to purchase common shares, previously reported on Form 4. Included among shares directly held are 474 shares acquired on 7/31/2007 and 473 shares acquired on 1/31/2008 pursuant to the Northeast Utilities Employee Share Purchase Plan II, a Section 423(b) plan under the Internal Revenue Code, which shares are exempt from Form 4 reporting. Shares held in trust under Northeast Utilities Service Company 401k Plan, a qualified plan, as of 1/31/2008, according to information supplied by the plan's recordkeeper. Charles W. Shivery, By: O. Kay Comendul/POA 2008-02-04 -----END PRIVACY-ENHANCED MESSAGE-----