-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U1wygO1ZBjsSG6w0IMC1NnEnPOXTbkBzvbGWkhmotUkK0bGNcXSgJsi2EgGDh9iB CuDHv+iz/1E+8qO/9Pp3dg== 0000072741-07-000036.txt : 20070308 0000072741-07-000036.hdr.sgml : 20070308 20070308142315 ACCESSION NUMBER: 0000072741-07-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070306 FILED AS OF DATE: 20070308 DATE AS OF CHANGE: 20070308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McHale David R CENTRAL INDEX KEY: 0001313990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 07680345 BUSINESS ADDRESS: BUSINESS PHONE: 860-665-5601 MAIL ADDRESS: STREET 1: NORTHEAST UTILITIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-03-06 0 0000072741 NORTHEAST UTILITIES NU 0001313990 McHale David R C/O NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 0 1 0 0 Sr. Vice Pres. & CFO Common Shares, $5 par value 4270 I By 401(k) Plan Trustee Common Shares, $5 par value 2007-03-06 4 M 0 7500 21.03 A 48422 D Common Shares, $5 par value 2007-03-06 4 S 0 7500 29.008 D 40922 D Employee Stock Option (rifght to buy) 21.03 2007-03-06 4 M 0 7500 0 D 2011-02-27 Common Shares 7500 0 D Shares held in trust under the Northeast Utilities Service Company 401k Plan, as of March 6, 2007, according to information supplied by the plan's recordkeeper. The options exercised to purchase 7,500 Common Shares were granted on February 27, 2001 and vested in one-third increments on February 27, 2002, 2003 and 2004. Sale in connection with cashless exercise of employee stock options. Includes restricted share units (including reinvested dividends). /s/ David R. McHale 2007-03-08 -----END PRIVACY-ENHANCED MESSAGE-----