-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N9bTCIHWSebOsljgJIWKOm3HZ/j2t+6X84N6B8B8DUGmhWHrXJU4MwiM/3VUXgE4 d38lcCtBD4h0HtPdYCG/Ug== 0000072741-07-000035.txt : 20070306 0000072741-07-000035.hdr.sgml : 20070306 20070306152854 ACCESSION NUMBER: 0000072741-07-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070305 FILED AS OF DATE: 20070306 DATE AS OF CHANGE: 20070306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KENNAN ELIZABETH T CENTRAL INDEX KEY: 0001192343 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 07674657 BUSINESS ADDRESS: BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: NORTHEAST UTILTIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-03-05 0 0000072741 NORTHEAST UTILITIES NU 0001192343 KENNAN ELIZABETH T C/O NORTHEAST UTILTIES 107 SELDEN STREET BERLIN CT 06037 0 0 0 1 Trustee Common Shares, $5 par value 2007-03-05 4 M 0 1500 14.9375 A 24359 D Common Shares, $5 par value 2007-03-05 4 M 0 2500 18.4375 A 26859 D Common Shares, $5 par value 2007-03-05 4 M 0 2500 18.45 A 29359 D Common Shares, $5 par value 2007-03-05 4 M 0 2500 21.03 A 31859 D Common Shares, $5 par value 2007-03-05 4 S 0 9000 28.65 D 22859 D Employee Stock Option (right to buy) 14.9375 2007-03-05 4 M 0 1500 0 A 2009-02-23 Common Shares 1500 7500 D Employee Stock Option (right to buy) 18.4375 2007-03-05 4 M 0 2500 0 A 2010-02-22 Common Shares 2500 5000 D Employee Stock Options (right to buy) 18.45 2007-03-05 4 M 0 2500 0 A 2012-02-26 Common Shares 2500 2500 D Employee Stock Option (right to buy) 21.03 2007-03-05 4 M 0 2500 0 A 2011-02-27 Common Shares 2500 0 D The options exercised to purchase 1,500 NU common shares that were granted on 2/23/1999 at an exercise price of $14.9375 vested 50% on 2/23/1999 and 50% on 2/23/2000. The options exercised to purchase 2,500 NU commmon shares with a grant date of 2/22/2000 at an exercise price of $18.4375 vested 50% on 2/22/2000 and 50% on 2/22/2001. The options exercised to purchase 2,500 NU common shares that were granted on 2/27/2001 at an exercise price of $21.03 vested 50% on 2/27/2001 and 50% on 2/27/2002. The options exercised to purchase 2,500 NU common shares with a grant date of 2/26/2002 and an exercise price of $18.45 vested 50% on 2/26/2002 and 50% on 2/26/2003. Sale in connection with cashless exercise of options to purchase NU common shares. Includes restricted share units receipt of which has been deferred, shares receipt of which has been deferred and dividend equivalents thereon. /s/ Elizabeth T. Kennan 2007-03-06 -----END PRIVACY-ENHANCED MESSAGE-----