-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AEsXrOza50CU1RAjqy/hh00FJiF0SeyyujeCQMQDJhDZX86GTPKEXEJp6JAdVYaD 4rK/joJGDcrd3VAtrfhuxQ== 0000072741-07-000031.txt : 20070228 0000072741-07-000031.hdr.sgml : 20070228 20070228152934 ACCESSION NUMBER: 0000072741-07-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070226 FILED AS OF DATE: 20070228 DATE AS OF CHANGE: 20070228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRISE CHERYL W CENTRAL INDEX KEY: 0001192342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 07657423 BUSINESS ADDRESS: BUSINESS PHONE: 860-665-3639 MAIL ADDRESS: STREET 1: NORTHEAST UTILITIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-02-26 0 0000072741 NORTHEAST UTILITIES NU 0001192342 GRISE CHERYL W NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 0 1 0 0 Executive Vice President Common Shares, $5 par value 4535 I By 401k Plan Trustee Common Shares, $5 par value 3090 I Deferred Comp. Plan Common Shares, $5 par value 2007-02-26 4 D 0 6619 29.71 D 95905 D Common Shares, $5 par value 265 I By spouse as custodian for children Shares held in trust under the Northeast Utilities Service Company 401(k) Plan, a qualified plan, as of February 26, 2007, according to information supplied by the plan's recordkeeper. Shares (including reinvested dividends) receipt of which has been deferred pursuant to the Northeast Utilities Deferred Compensation Plan for Executives, as of February 26, 2007, according to information supplied by the plan's recordkeeper. Disposition of restricted shares and restricted share units upon vesting to satisfy tax withholding obligations. Includes restricted shares and restricted share units and deferred units representing dividend equivalents. In addition, the reporting person also directly holds 171,228 stock options to purchase common shares, previously reported on Form 4. /s/ Cheryl W. Grise 2007-02-28 -----END PRIVACY-ENHANCED MESSAGE-----