-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C5/dkK3OdQYzQLLXyE+j9CpNEnv9cjsgnV6yc0AnLz/InF9Up70wFq3GfAeg8HZz PxBR+VQN3bXKJtB0db8Mfw== 0000072741-07-000018.txt : 20070214 0000072741-07-000018.hdr.sgml : 20070214 20070214120638 ACCESSION NUMBER: 0000072741-07-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070213 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McHale David R CENTRAL INDEX KEY: 0001313990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 07616228 BUSINESS ADDRESS: BUSINESS PHONE: 860-665-5601 MAIL ADDRESS: STREET 1: NORTHEAST UTILITIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-02-13 0 0000072741 NORTHEAST UTILITIES NU 0001313990 McHale David R NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 0 1 0 0 Sr. Vice Pres. & CFO Common Shares, $5 par value 4239 I By 401(k) Plan Trustee Common Shares, $5 par value 2007-02-13 4 A 0 18382 28.9 A 42677 D Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, as of February 13, 2007, according to information supplied by the plan's recordkeeper. Grant of restricted share units which vest in equal portions on February 25, 2008, 2009 and 2010. Includes restricted shares and restricted share units; in addition, the reporting person also directly holds 7,500 stock options to purchase common shares, previously reported on Form 4. /s/ David R. McHale 2007-02-14 -----END PRIVACY-ENHANCED MESSAGE-----