-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E9C/dzUr0wREuskUDFzTahRrooMxEPmG1AyW3Wrjq6l0OVhBp4bJjfkaMUj1JQDd DOi3fRfGYiCkPIr3Ylaggw== 0000072741-07-000016.txt : 20070202 0000072741-07-000016.hdr.sgml : 20070202 20070202163717 ACCESSION NUMBER: 0000072741-07-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070131 FILED AS OF DATE: 20070202 DATE AS OF CHANGE: 20070202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Olivier Leon J CENTRAL INDEX KEY: 0001314616 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 07576997 BUSINESS ADDRESS: BUSINESS PHONE: 860-665-4800 MAIL ADDRESS: STREET 1: NORTHEAST UTILITIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-01-31 0 0000072741 NORTHEAST UTILITIES NU 0001314616 Olivier Leon J NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 0 1 0 0 Executive Vice President Common Shares, $5 par value 946 I By 401k Plan Trustee Common Shares, $5 par value 2007-01-31 4 A 0 236 A 1871 I Deferred Comp. Plan Common Shares, $5 par value 36624 D Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, as of January 31, 2007, according to information supplied by the plan's recordkeeper. Employer matching contributions under the Northeast Utilities Deferred Compensation Plan for Executives, receipt of which has been deferred, as of January 31, 2007. Share price averages $23.32. Actual price is determined on the applicable payroll date. Includes restricted shares and restricted share units (including reinvested dividends); in addition, the reporting person also directly holds 19,900 stock options to purchase common shares; previously reported on Form 4. /s/ Leon J. Olivier 2007-02-02 -----END PRIVACY-ENHANCED MESSAGE-----