-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PQtWNmYLgRlqAUn+0DUfT5LK7V4RSs2csIy5XBATVFQbGwCF+qTK9ISR5rszwxHr /m+lDMmhLGchbbDE9PGm5g== 0000072741-05-000171.txt : 20051207 0000072741-05-000171.hdr.sgml : 20051207 20051207115734 ACCESSION NUMBER: 0000072741-05-000171 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20051206 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20051207 DATE AS OF CHANGE: 20051207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 051248881 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 8-K 1 nu8k120705.htm NU 8-K 120705 SECURITIES AND EXCHANGE COMMISSION

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549-1004


FORM 8-K


CURRENT REPORT


Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934


Date of Report (Date of earliest event reported) December 6, 2005


Commission

Registrant; State of Incorporation

I.R.S. Employer

File Number

Address; and Telephone Number

Identification No.

-----------

-----------------------------------

--------------------

   

1-5324

NORTHEAST UTILITIES

04-2147929

 

(a Massachusetts voluntary association)

 
 

One Federal Street, Building 111-4

 
 

Springfield, Massachusetts 01105

 
 

Telephone:  (413) 785-5871

 
   


Not Applicable

--------------

(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


[  ]

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


[  ]

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


[  ]  

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d- 2(b))

 

[  ]

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e- 4(c))




Item 8.01 Other Events


On December 6, 2005, Northeast Utilities (“NU”) issued a news release which announced the pricing of 20.0 million common shares in a public offering and the possible issuance of an additional 3.0 million option shares.  A copy of the news release is attached as Exhibit 99.1 and is incorporated herein by reference thereto.


Section 9 – Financial Statements and Exhibits


Item 9.01 –

 Financial Statements and Exhibits.


(c)

 Exhibits.


Exhibit

Number

Description

 

Exhibit

Description

 

Exhibit 99.1  

Northeast Utilities News Release dated December 6, 2005.





SIGNATURE


Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



 

NORTHEAST UTILITIES

(Registrant)

 



By:  /s/ Gregory B. Butler

 

Name:  Gregory B. Butler

Title:    Senior Vice President and General Counsel


Date:  December 7, 2005



EX-99 2 nu8kexh991newsrls120605.htm EXHIBIT 99.1 NEWS RELEASE 120605 Converted by EDGARwiz



NU LOGO

P. O. Box 270

Hartford, CT  06141-0270

107 Selden Street

Berlin, CT  06037

(860)-665-5000

www.nu.com

Exhibit 99.1


News Release


CONTACT:

Jeffrey R. Kotkin

OFFICE:

(860) 665-5154


NU Announces Pricing of Public Offering


BERLIN, Connecticut, December 6, 2005 – Northeast Utilities (NYSE: NU) announced today the pricing of 20.0 million common shares, increased from the original 16.5 million shares, in its previously announced public offering, at an offering price of $19.09 per share.


These securities will be issued under a shelf registration statement previously filed with the Securities and Exchange Commission.  The transaction is expected to close December 12, 2005.


In connection with the offering, the Company has granted the underwriters an option for a period of up to 30 days to purchase up to an additional 3.0 million shares of the Company's common shares.


The joint book-running managers for the transaction are Lehman Brothers Inc. and J.P. Morgan Securities Inc.  Investors may obtain a copy of the final prospectus supplement relating to the offering from Lehman Brothers, Inc., c/o ADP Financial Services, Prospectus Fulfillment, 1155 Long Island Avenue, Edgewood, N.Y., 11717 (e-mail: monica castillo@adp.com; fax: 631-254-7268), or from J. P. Morgan Securities Inc., Chase Distribution & Support Service, 1 Chase Manhattan Plaza, Floor 5B, New York, NY 10081 (copies also may be obtained via e-mail to AddressingServices@jpmchase.com).  This news release shall not constitute an offer to sell or the solicitation of an offer to buy nor shall there be any sale of these securities in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state.


NU currently has approximately 130 million common shares outstanding.  It operates New England’s largest energy delivery system, serving approximately 2 million customers in Connecticut, New Hampshire and Massachusetts.


This news release includes statements concerning NU’s expectations, plans, objectives, future financial performance and other statements that are not historical facts.  These statements are “forward looking statements” within the meaning of the Private Litigation Reform Act of 1995.  In some cases the reader can identify these forward looking statements by words such as “estimate”, “expect”, “anticipate”, “intend”, “plan”, “believe”, “forecast”, “should”, “could”, and similar expressions.  Forward looking statements involve risks and uncertainties that may cause actual results or outcomes to differ materially from those included in the forward looking statements.  Factors that may cause actual results to differ materially from those included in the forward looking statements includ e, but are not limited to, actions by state and federal regulatory bodies, competition and industry restructuring, changes in economic conditions, changes in weather patterns, changes in laws, regulations or regulatory policy, expiration or initiation of significant energy supply contracts, changes in levels of capital expenditures, developments in legal or public policy doctrines, technological developments, volatility in electric and natural gas commodity markets, effectiveness of our risk management policies and procedures, changes in accounting standards and financial reporting regulations, fluctuations in the value of electricity positions, methods, timing and results of the disposition of competitive businesses; actions of rating agencies;  terrorist attacks on domestic energy facilities, and other presently unknown or unforeseen factors. Other risk factors are detailed from time to time in our reports to the SEC.  We undertake no obligation to update the information contained in any forward looking statements to reflect developments or circumstances occurring after the statement is made.



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