-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BVrhZITC1od5wA5Cx94/SG6ol1mW4mjxCPYiqUuKmFk7ETHSEebJ5YF9xNrs8doe eF9EMI//OgJYvQ2rOzEjBw== 0000072741-05-000006.txt : 20050111 0000072741-05-000006.hdr.sgml : 20050111 20050111150016 ACCESSION NUMBER: 0000072741-05-000006 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050101 FILED AS OF DATE: 20050111 DATE AS OF CHANGE: 20050111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McHale David R CENTRAL INDEX KEY: 0001313990 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 05523229 BUSINESS ADDRESS: BUSINESS PHONE: 860-665-5601 MAIL ADDRESS: STREET 1: NORTHEAST UTILITIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 3 1 primary_doc.xml PRIMARY DOCUMENT X0202 3 2005-01-01 0 0000072741 NORTHEAST UTILITIES NU 0001313990 McHale David R NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 0 1 0 0 Sr. Vice Pres. & CFO Common Shares, $5 par value 3347 I By 401k Plan trustee Common Shares, $5 par value 8135 D Options to Purchase Common Shares, $5 par value 18501 D Beneficially owned as of December 31, 2004, according to information supplied by the plan's recordkeeper. Includes restricted shares. Includes 4,305 options granted on 5/12/98 with an exercise price of $16.3125; such grant became exercisable 1/3 on the date of the grant and 1/3 on each of the first and second anniversaries of the grant date and expiring on the tenth anniversary of the grant date. Also includes 7,116 options granted on 2/23/99 with an exercise price of $14.9375; 9,000 options granted on 2/22/00 with an exercise price of $18.4375; 7,500 options granted on 2/27/01 at an excercise price of $21.03; and 8,000 options granted on 2/25/02 at an exercise price of $18.58; each of such grants becomes exercisable 1/3 on each of the first three anniversaries of the grant date and expiring on the tenth anniversary date of the grant date. /s/ David R. McHale 2005-01-11 -----END PRIVACY-ENHANCED MESSAGE-----