35-CERT 1 nuq203rpt081403.txt NU Q 2003 REPORT FILE NO. 70-9755 UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly The Connecticut Light and Power Company Certificate as Western Massachusetts Electric Company to Partial Holyoke Water Power Company Consummation Northeast Utilities Service Company of Northeast Nuclear Energy Company Transaction Rocky River Realty Company North Atlantic Energy Company Public Service Company of New Hampshire Quinnehtuk, Inc. NU Enterprises, Inc. Select Energy, Inc. Northeast Generation Company Northeast Generation Service Company Mode 1 Communications, Inc. Select Energy Services, Inc. (formerly HEC, Inc.) Yankee Gas Services Company Yankee Energy Financial Services Company Yankee Energy Services Company NorConn Properties, Inc. Yankee Energy System, Inc. Berlin, Connecticut File No. 70-9755 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies issued and sold short-term debt and entered into system money pool transactions all in accordance with the terms and conditions of, and for the purposes represented by, the Application/Declaration filed by the Company is this proceeding and the Securities and Exchange Commission Order dated December 28, 2000. The following attachments contain the required information regarding the issuance and sale of short-term debt and system money pool transactions for the second quarter 2003: ATTACHMENT 1 NORTHEAST UTILITIES SUMMARY SHEET NORTHEAST UTILITIES BANK BORROWINGS 2 THE CONNECTICUT LIGHT AND POWER COMPANY SUMMARY SHEET THE CONNECTICUT LIGHT AND POWER COMPANY BANK BORROWINGS 3 WESTERN MASSACHUSETTS ELECTRIC COMPANY SUMMARY SHEET WESTERN MASSACHUSETTS ELECTRIC COMPANY BANK BORROWINGS 4 HOLYOKE WATER POWER COMPANY SUMMARY SHEET 5 NORTHEAST NUCLEAR ENERGY COMPANY SUMMARY SHEET 6 ROCKY RIVER REALTY COMPANY SUMMARY SHEET 7 NORTH ATLANTIC ENERGY COMPANY SUMMARY SHEET 8 PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE SUMMARY SHEET PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE BANK BORROWINGS 9 QUINNEHTUK, INC. SUMMARY SHEET 10 NORTHEAST UTILITIES SYSTEM MONEY POOL 11 NU ENTERPRISES, INC. SUMMARY SHEET 12 SELECT ENERGY, INC. SUMMARY SHEET 13 NORTHEAST GENERATION COMPANY SUMMARY SHEET Page 2 14 NORTHEAST GENERATION SERVICE COMPANY SUMMARY SHEET 15 MODE 1 COMMUNICATIONS, INC. SUMMARY SHEET 16 Select Energy Services, Inc. (formerly HEC, Inc.) SUMMARY SHEET 17 YANKEE GAS SERVICES COMPANY SUMMARY SHEET YANKEE GAS SERVICES COMPANY BANK BORROWINGS 18 YANKEE ENERGY FINANCIAL SERVICES COMPANY SUMMARY SHEET 19 YANKEE ENERGY SERVICES COMPANY SUMMARY SHEET 20 NORCONN PROPERTIES, INC. SUMMARY SHEET 21 YANKEE ENERGY SYSTEM, INC. SUMMARY SHEET Dated as of June 30, 2003 Northeast Utilities Service Company /s/ Randy A. Shoop Assistant Treasurer - Finance ATTACHMENT 1 COMPANY: Northeast Utilities PERIOD: April 1, 2003 through June 30, 2003 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $82,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $63,000,000 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 2003. MONEY POOL BALANCE ON June 30, 2003: Invested $180,900,000 AMOUNT NAME OF BANK $ DATE SOLD Union Bank of California $30,000,000 03/20/03 Union Bank of California $30,000,000 03/26/03 * Union Bank of California $30,000,000 04/22/03 * Union Bank of California $30,000,000 04/28/03 Union Bank of California $ 6,000,000 05/07/03 Union Bank of California $10,000,000 05/20/03 * Union Bank of California $30,000,000 05/22/03 * Union Bank of California $30,000,000 05/28/03 Union Bank of California $ 8,000,000 05/29/03 Union Bank of California $ 5,000,000 05/30/03 Union Bank of California $ 9,000,000 06/02/03 Union Bank of California $39,000,000 06/27/03 Union Bank of California $24,000,000 06/30/03 *REPRESENTING REFINANCING OF MATURING LOANS DATED June 30, 2003 NORTHEAST UTILITIES BY /s/ Randy A. Shoop ITS ASSISTANT TREASURER-FINANCE ATTACHMENT 2 COMPANY: The Connecticut Light and Power Company PERIOD: April 1, 2003 through June 30, 2003 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS $0 OF COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 2003. MONEY POOL BALANCE ON June 30, 2003: Borrowed $15,300,000 AMOUNT NAME OF BANK $ DATE SOLD -0- *REPRESENTING REFINANCING OF MATURING LOANS DATED June 30, 2003 THE CONNECTICUT LIGHT AND POWER COMPANY BY /s/ Randy A. Shoop ITS TREASURER ATTACHMENT 3 COMPANY: Western Massachusetts Electric Company PERIOD: April 1, 2003 through June 30, 2003 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $25,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 2003. MONEY POOL BALANCE ON June 30, 2003: Borrowed $79,400,000 AMOUNT NAME OF BANK $ DATE SOLD * Citibank $10,000,000 03/10/03 * Citibank $10,000,000 04/10/03 Citibank $15,000,000 05/01/03 * Citibank $10,000,000 05/05/03 * Citibank $10,000,000 05/12/03 *REPRESENTS REFINANCING OF MATURITY LOANS DATED June 30, 2003 WESTERN MASSACHUSETTS ELECTRIC COMPANY BY /s/ Randy A. Shoop ITS ASSISTANT TREASURER - FINANCE ATTACHMENT 4 COMPANY: Holyoke Water Power Company PERIOD: April 1, 2003 through June 30, 2003 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 2003. MONEY POOL BALANCE ON June 30, 2003: Invested $1,100,000 ATTACHMENT 5 COMPANY: Northeast Nuclear Energy Company PERIOD: April 1, 2003 through June 30, 2003 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 2003. MONEY POOL BALANCE ON June 30, 2003: Invested $48,300,000 ATTACHMENT 6 COMPANY: Rocky River Realty Company PERIOD: April 1, 2003 through June 30, 2003 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 2003. MONEY POOL BALANCE ON June 30, 2003: Borrowed $11,100,000 ATTACHMENT 7 COMPANY: North Atlantic Energy Company PERIOD: April 1, 2003 through June 30, 2003 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 2003. MONEY POOL BALANCE ON June 30, 2003: Invested $19,000,000 ATTACHMENT 8 COMPANY: Public Service Company of New Hampshire PERIOD: April 1, 2003 through June 30, 2003 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $35,000,000 THERE WAS NO COMMERCIAL PAPER AND $-0- SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 2003. MONEY POOL BALANCE ON June 30, 2003: Borrowed $63,800,000 AMOUNT NAME OF BANK $ DATE SOLD * Citibank $ 15,000,000 03/20/03 * Citibank $ 10,000,000 04/22/03 * Citibank $ 10,000,000 05/22/03 Citibank $ 25,000,000 05/30/03 *REPRESENTS REFINANCING OF MATURITY LOANS DATED June 30, 2003 PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE BY /s/ Randy A. Shoop ITS ASSISTANT TREASURER - FINANCE ATTACHMENT 9 COMPANY: Quinnehtuk, Inc. PERIOD: April 1, 2003 through June 30, 2003 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 2003 $0 MONEY POOL BALANCE ON June 30, 2003 Borrowed $4,000,000 ATTACHMENT 10 SEE ATTACHED DOCUMENTS ATTACHMENT 11 COMPANY: NU Enterprises, Inc. PERIOD: April 1, 2003 through June 30, 2003 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 2003 $0 MONEY POOL BALANCE ON June 30, 2003: Invested $16,100,000 ATTACHMENT 12 COMPANY: Select Energy, Inc. PERIOD: April 1, 2003 through June 30, 2003 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 2003 $0 MONEY POOL BALANCE ON June 30, 2003: Borrowed $35,200,000 ATTACHMENT 13 COMPANY: Northeast Generation Company PERIOD: April 1, 2003 through June 30, 2003 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 2003. MONEY POOL BALANCE ON June 30, 2003: Invested $10,000,000 TEMPORARY CASH INVESTMENTS ON June 30, 2003: Invested $25,394,156 ATTACHMENT 14 COMPANY: Northeast Generation Service Company PERIOD: April 1, 2003 through June 30, 2003 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 2003. $0 MONEY POOL BALANCE ON June 30, 2003: Borrowed $14,300,000 ATTACHMENT 15 COMPANY: Mode 1 Communications, Inc. PERIOD: April 1, 2003 through June 30, 2003 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 2003. $0 MONEY POOL BALANCE ON June 30, 2003: Invested $4,000,000 ATTACHMENT 16 COMPANY: Select Energy Services Inc. (formerly HEC, Inc.) PERIOD: April 1, 2003 through June 30, 2003 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 2003. $0 MONEY POOL BALANCE ON June 30, 2003: Borrowed $500,000 ATTACHMENT 17 COMPANY: Yankee Gas Services Company PERIOD: April 1, 2003 through June 30, 2003 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $10,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 2003. MONEY POOL BALANCE ON June 30, 2003: Borrowed $52,900,000 AMOUNT NAME OF BANK $ DATE SOLD * Citibank $10,000,000 03/10/03 * Citibank $10,000,000 04/10/03 * Citibank $10,000,000 05/12/03 *REPRESENTING REFINANCING OF MATURING LOANS DATED June 30, 2003 Yankee Gas Services Company BY /s/ Randy A. Shoop ITS ASSISTANT TREASURER-FINANCE ATTACHMENT 18 COMPANY: Yankee Energy Financial Services Company PERIOD: April 1, 2003 through June 30, 2003 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 2003. $0 MONEY POOL BALANCE June 30, 2003: Borrowed $3,500,000 ATTACHMENT 19 COMPANY: Yankee Energy Services Company PERIOD: April 1, 2003 through June 30, 2003 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 2003. $0 MONEY POOL BALANCE ON June 30, 2003: Invested $100,000 ATTACHMENT 20 COMPANY: NorConn Properties, Inc. PERIOD: April 1, 2003 through June 30, 2003 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 2003. $0 MONEY POOL BALANCE ON June 30, 2003: Borrowed $1,200,000 ATTACHMENT 21 COMPANY: Yankee Energy System, Inc. PERIOD: April 1, 2003 through June 30, 2003 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 2003. $0 MONEY POOL BALANCE ON June 30, 2003: Invested $1,700,000 UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Certificate as to Partial Consummation of Transaction $350 Million NU Parent Credit Agreement Berlin, Connecticut File No. 70-9755 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Northeast Utilities hereby certifies that it maintains a $350 Million Credit Agreement dated November 12, 2002 with Union Bank of California, as Administrative Agent. As of June 30, 2003, Northeast Utilities had $63,000,000 outstanding for this facility. Dated: June 30, 2003 Northeast Utilities /s/ Randy A. Shoop Randy A. Shoop Assistant Treasurer - Finance UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Quarterly The Connecticut Light and Power Company Certificate as Western Massachusetts Electric Company to Partial Public Service Company of New Hampshire Consummation of Yankee Gas Services Company Transaction $300 Million Revolving Credit Agreement Berlin, Connecticut File No. 70-9755 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, The Connecticut Light and Power Company, Western Massachusetts Electric Company, Yankee Gas Services Company and Public Service Company of New Hampshire hereby certify that they maintain a $300 Million Revolving Credit Agreement dated November 12, 2002 with Citibank, N.A. as Administrative Agent. As of June 30, 2003, The Connecticut Light and Power Company had $0 outstanding, Western Massachusetts Electric Company had $0 outstanding, Yankee Gas Services Company had $0 outstanding, and Public Service Company of New Hampshire had $0 outstanding on this facility. Dated: June 30, 2003 Northeast Utilities /s/ Randy A. Shoop Randy A. Shoop Treasurer - The Connecticut Light and Power Company Assistant Treasurer - Western Massachusetts Electric Company, Yankee Gas Services Company Public Service Company of New Hampshire