-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JV23iNPy6vyG/P2bRf6guv0v8oOaAb5aiKkH8u1QrQ1yMIz8QZy/1VATzD0gA4Qq kAom0GOOWHkMl1SmOS52tg== 0000072741-02-000137.txt : 20021113 0000072741-02-000137.hdr.sgml : 20021113 20021113163512 ACCESSION NUMBER: 0000072741-02-000137 CONFORMED SUBMISSION TYPE: U-1 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20021113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-1 SEC ACT: 1935 Act SEC FILE NUMBER: 070-10105 FILM NUMBER: 02820422 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 U-1 1 nuu1seabrook111302.txt NU SEABROOK U-1 111302 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - ----------------------------------------------------------------- Application of Northeast ) CERTIFICATE PURSUANT TO Utilities ("NU"), et al. on ) RULE 24 UNDER THE PUBLIC Form U-1) ) UTILITY HOLDING COMPANY ACT ) of 1935 File No. 37-65 - ----------------------------------------------------------------- Pursuant to the requirements of Rule 24 under the Public Utility Holding Company Act of 1935, as amended (the "Act"), Northeast Utilities Service Company ("NUSCO") certifies that the transactions, as proposed in the Application/Declaration to the Commission on Form U-1 (File No. 37-65), as amended, and authorized by order of the Commission in Public Utility Holding Company Act Release No. 15519, dated June 30, 1966, have been carried out in accordance with the terms and conditions of and for the purpose represented by the Application/Declaration and of the Commission's Order No. 1 with respect thereto. Specifically, as of November 1, 2002, the date of the closing of the sale of the NU system's interests in the Seabrook nuclear power station to FPL Energy Seabrook, LLC ("FPLE"), NUSCO began to provide certain operational services ("Services") to FPLE. The scope of the Services was outlined in two 60-Day letters filed with the Commission by NUSCO on September 9, 2002 and October 18, 2002, respectively. Submitted with this Certificate is the "past tense" opinion of counsel. Exhibit F-1 Post Effective Opinion of Counsel SIGNATURE Pursuant to the requirements of the Public Utility Holding Company Act of 1935, NUSCO has duly caused this Certificate to be signed on its behalf by the undersigned hereunto duly authorized. Northeast Utilities Service Company By: /s/ Jane P. Seidl Name: Jane P. Seidl Title: Senior Counsel Northeast Utilities Service Company Dated: November 13, 2002 EX-99.11 OPIN COUNSL 3 seaexhf111302.txt NU POST EFF. OPIN. OF COUNSEL 111302 Exhibit F-1 November 13, 2002 Securities and Exchange Commission 450 Fifth Street, N.W. Judiciary Plaza Washington, D.C. 20549 Re: Northeast Utilities et al., Application/Declaration on Form U-1 File No. 37-65 Ladies and Gentlemen: I am Senior Counsel of Northeast Utilities Service Company (NUSCO), a service company affiliate of Northeast Utilities (NU). In connection with certain transactions contemplated by the Application/Declaration, as amended, in the above referenced file (the Application), I have acted as counsel to NUSCO. This opinion is given to you with respect to the provision of certain services by NUSCO to FPLE, as proposed in NUSCO's 60-Day Letter requests to the Commission dated September 9, 2002 and October 18, 2002 (collectively, the 60-Day Letter), and as approved by the Commission in its response dated October 3, 2002. Except as otherwise defined herein, terms used herein shall have the meanings given them in the Application and the 60-Day Letter. In connection with this opinion, I have examined or caused to be examined by counsel associated with or engaged by me, including counsel who are employed by NUSCO, originals or copies certified to my satisfaction of such corporate records of NUSCO, certificates of public officials and of officers of NU, and agreements, instruments and other documents, as I have deemed necessary as a basis for the opinions expressed below. In my examination of such agreements, instruments and documents, I have assumed the genuineness of all signatures, the authenticity of all agreements, instruments and documents submitted to me as originals, and the conformity to original agreements, instruments and documents of all agreements, instruments and documents submitted to me as certified, conformed or photostatic copies and the authenticity of the originals of such copies. The opinions set forth herein are limited to the laws of the State of Connecticut and the federal laws of the United States. I have assumed that the transactions were carried out in conformity with the requisite authorizations, approvals, consents or exemptions under the securities laws of the various States and other jurisdictions of the United States. Based on and subject to the foregoing, I am of the opinion that: 1. The change in the type and character of companies to be serviced, and in the scope or character of services to be rendered by NUSCO, was carried out in accordance with the terms and conditions of and for the purposes represented by the Application. 2. All state laws applicable to the provision of services by NUSCO to FPLE have been complied with. 3. NUSCO is validly organized and duly existing under the laws of the State of Connecticut. 4. The Interim Services Agreement is the valid and binding obligation of NUSCO, enforceable in accordance with its terms. I hereby consent to the use of this opinion in connection with the filing of the certificate under Rule 24. Very truly yours, /s/ Jane P. Seidl Jane P. Seidl Senior Counsel Northeast Utilities Service Company -----END PRIVACY-ENHANCED MESSAGE-----