8-K 1 nu8k080202.txt NU 8-K COVER 080202 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549-1004 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 2, 2002 ------------------- Commission File Number 1-5324 ------ NORTHEAST UTILITIES -------------------- (Exact name of registrant as specified in its charter) MASSACHUSETTS 04-2147929 ---------------------- ---------- (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 174 BRUSH HILL AVENUE, WEST SPRINGFIELD, MASSACHUSETTS 01090-0010 ------------------------------------------------------------ (Address of principal executive offices) (Zip Code) (413) 785-5871 (Registrant's telephone number, including area code) Not Applicable -------------- (Former name or former address, if changed since last report) Item 5. Other Events and Regulation FD Disclosure On August 2, 2002, Northeast Utilities submitted to the Securities and Exchange Commission Statements under Oath of the Principal Executive Officer and Principal Financial Officer in accordance with the SEC's June 27, 2002 Order requiring the filing of sworn statements pursuant to Section 21(a)(1) of the Securities and Exchange Act of 1934. Such statements do not cover the Company's Form 10Q for the second quarter of 2002 as such Form has not yet been filed. The Company intends to submit a second set of certification statements next week at the time it files its second quarter Form 10Q. Item 7. Financial Statements and Exhibits (c) Exhibits 99.1 Statement Under Oath of Michael G. Morris, Chairman, President and Chief Executive Officer of Northeast Utilities, Regarding Facts and Circumstances Relating to Exchange Act Filings. 99.2 Statement Under Oath of John H. Forsgren, Vice Chairman, Executive Vice President and Chief Financial Officer of Northeast Utilities, Regarding Facts and Circumstances Relating to Exchange Act Filings. SIGNATURE Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. NORTHEAST UTILITIES (registrant) By: /s/ Gregory B. Butler Name: Gregory B. Butler Title: Vice President,Secretary and General Counsel Date: August 2, 2002