-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MtKp1EfP7UD5D6mjGKdSz8Ol/DcYq+R94ZbtVFS0+a2grSxRe8iUou28upT+jYJT CO9sQ/sZyq0JaOR8/kLQNw== 0000072741-00-000030.txt : 20000211 0000072741-00-000030.hdr.sgml : 20000211 ACCESSION NUMBER: 0000072741-00-000030 CONFORMED SUBMISSION TYPE: U-1/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20000210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-1/A SEC ACT: SEC FILE NUMBER: 070-09543 FILM NUMBER: 531968 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 U-1/A 1 AMENDMENT NO. 6 TO FORM U-1 FILE No. 70-9543 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------------------------------------- - - AMENDMENT NO. 6 TO FORM U-1 APPLICATION/DECLARATION UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 NORTHEAST UTILITIES NORTHEAST GENERATION SERVICES 174 Brush Hill Avenue COMPANY West Springfield, MA 01090-0010 107 Selden Street Berlin, CT 06037 (Name of companies filing this statement and addresses of principal executive offices) NORTHEAST UTILITIES (Name of top registered holding company) Cheryl W. Grise', Esq. Senior Vice President, Secretary and General Counsel Northeast Utilities Service Company P.O. Box 270 Hartford, Connecticut 06141-0270 (Name and address of agent for service) The Commission is requested to mail signed copies of all orders, notices and communications to David R. McHale Jeffrey C. Miller, Esq. Vice President and Treasurer Assistant General Counsel Northeast Utilities Northeast Utilities Service Company Service Company P.O. Box 270 P.O. Box 270 Hartford, Connecticut Hartford, Connecticut 06141-0270 06141-0270 The Application/Declaration in this File, as amended, is hereby amended by the filing of the following exhibits: Item 6. EXHIBITS AND FINANCIAL STATEMENT (a) Exhibits b.1 Form of Service Agreement* b.3 Assumption Agreement* d.1 Connecticut Department of Public Utility Control Order* d.2 Massachusetts Department of Telecommunications and Energy Order dated November 26, 1999* d.3 New Hampshire Public Utility Commission Order* d.4 Massachusetts Department of Telecommunication and Energy Order dated January 31, 2000* d.5 Connecticut Department of Public Utility Control Clarification Decision dated February 10, 2000. f.1 Legal Opinion* g Financial Data Schedule* h.1 Form of Notice* (b) Financial Statements* * previously filed SIGNATURES Pursuant to the requirements of the Public Utility Holding Company Act of 1935, as amended, the undersigned companies have duly caused this Amendment to be signed on their behalf by the undersigned thereunto duly authorized. Date: February 10, 2000 NORTHEAST UTILITIES By: /s/ Cheryl W. Grise Name: Cheryl W. Grise Title: Senior Vice President, Secretary and General Counsel NORTHEAST GENERATION SERVICES COMPANY By: /s/ John J. Roman Name: John J. Roman Title: Vice President and Controller EX-99 2 EXHIBIT D.5 TO U-1 Exhibit d.5 STATE OF CONNECTICUT DEPARTMENT OF PUBLIC UTILITY CONTROL TEN FRANKLIN SQUARE NEW BRITAIN, CT 06051 DOCKET NO. 98-10-08RE03 DPUC REVIEW OF THE CONNECTICUT LIGHT AND POWER COMPANY DIVESTITURE PLAN - WMECO FINDINGS February 9, 2000 By the following Commissioners: Donald W. Downes Glenn Arthur Linda Kelly Arnold DECISION By Decision dated February 9, 2000, in the above-captioned docket and pursuant to Section 16-9 of the General Statutes of Connecticut, the Department of Public Utility Control (Department) reopened the instant proceeding for the limited purpose of considering the request of The Connecticut Light and Power Company (CL&P) and the Western Massachusetts Electric Company (WMECO; jointly, Companies) that the Department issue explicit findings regarding the qualification of certain WMECO non-nuclear generation facilities as exempt wholesale generators (EWG) under the Public Utilities Holding Company Act. The WMECO assets (Assets) are those approved for sale in the Decision dated September 15, 1999, in the instant docket (Asset Sale Decision). The Department recognizes that the Assets, jointly owned by CL&P and WMECO, are eligible and suitable to be EWGs. The Asset Sale Decision explicitly made the findings as applied to CL&P's ownership share. Decision, p. 8. In accordance with 15 U.S.C. Section 79z-5a(c), for an asset to be considered an "eligible facility," the Department must find that the divestiture of the asset 1) would benefit consumers, 2) would be in the public interest, and 3) is in conformance with state law. The Divestiture Plan and related sale of assets application were filed jointly by the Companies. CL&P and WMECO jointly own the Assets in full.(1) It was pointed out in CL&P's original Divestiture Plan filing of October 1, 1998, that WMECO's share of various facilities would be offered in the CL&P auction, rather than in a separate offering. It was thought that in this manner, both CL&P's and WMECO's share of the facilities would be enhanced at auction. The Application for Asset Sale Approval, filed on July 19, 1999, was a joint filing by the Companies. The joint Application specifically requested that the Department make the "eligible facilities" findings for the Assets. Application, p. 3. The Department's findings, however, were limited to CL&P. In order for closing to take place and the purchasers to seek operation of the Assets as EWG's, it is necessary that the Department affirm the previously issued findings as applying also to the WMECO-owned facilities. ________________________________ (1) CL&P owns 81 percent of the Northfield Mountain Project, a 1,120 MW pumped storage facility in Massachusetts. The remain 19% is owned by WMECO. Accordingly, the Department hereby clarifies that the WMECO-owned fossil-fuel and hydroelectric assets, along with CL&P's ownership share of the same assets, as eligible facilities will benefit consumers, is in the public interest, and does not violate state law. DOCKET NO. 98-10-08RE03 DPUC REVIEW OF THE CONNECTICUT LIGHT AND POWER COMPANY'S DIVESTITURE PLAN - WMECO FINDINGS This Decision is adopted by the following Commissioners: Donald W. Downes Glenn Arthur Linda Kelly Arnold CERTIFICATE OF SERVICE The foregoing is a true and correct copy of the Decision issued by the Department of Public Utility Control, State of Connecticut, and was forwarded by Certified Mail to all parties of record in this proceeding on the date indicated. Louise E. Rickard Date Acting Executive Secretary Department of Public Utility Control -----END PRIVACY-ENHANCED MESSAGE-----