-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MF0i4f1doH4341x62tGRc5SGf8BsXdkZbGr29+jgeyKQTzdKuHzMDg3bG0RAxbKi alIglPQo8PoHoB8aQdKp6w== 0000072741-00-000009.txt : 20000202 0000072741-00-000009.hdr.sgml : 20000202 ACCESSION NUMBER: 0000072741-00-000009 CONFORMED SUBMISSION TYPE: U-1/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-1/A SEC ACT: SEC FILE NUMBER: 070-09535 FILM NUMBER: 506365 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 U-1/A 1 AMENDMENT NO. 5 TO FORM U-1 FILE NO. 70-9535 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 5 TO FORM U-1 APPLICATION/DECLARATION UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 NORTHEAST UTILITIES 174 Brush Hill Avenue West Springfield, MA 01090-0010 (Names of companies filing this statement and addresses of principal executive offices.) NORTHEAST UTILITIES (Name of top registered holding company) Cheryl W. Grise Senior Vice President, Secretary and General Counsel Northeast Utilities Service Company 107 Selden Street Berlin, CT 06037 (Name and address of agent for service) The Commission is requested to mail signed copies of all orders, notices and communications to: Jeffrey C. Miller, Esq. David R. McHale Joanne Rutkowski, Esq. Assistant General Vice President LeBoeuf, Lamb, Greene & Counsel and Treasurer MacRae, L.L.P. Northeast Utilities Northeast Utilities 1875 Connecticut Ave., N.W Service Company Service Company Washington, D.C. 20009 107 Selden Street 107 Selden Street Berlin, CT 06037 Berlin, CT 06037 The Application/Declaration in this File, as heretofore amended, is amended as follows: Item 1 is amended to insert the following sentence at the end of the first paragraph in Section A; after the second sentence of the first paragraph in Section A(1); and Item 3 is amended to insert such sentence after the second sentence of the last paragraph in Section B(i): "However, as a subsidiary of a registered holding company, YES, together with its affiliates, will be subject to full regulation under the Act." SIGNATURES Pursuant to the requirement of the Public Utility Holding Company Act of 1935, as amended, the undersigned companies have duly caused this statement to be signed on their behalf by the undersigned thereunto duly authorized. Date: January 12, 2000 NORTHEAST UTILITIES By /s/ David R. McHale Name: David R. McHale Title: Vice President and Treasurer -----END PRIVACY-ENHANCED MESSAGE-----